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JohnLockeLifeJohnLockewasbornatWrington,avillageinSomerset,onAugust29,1632.Hewasthesonofacountrysolicitorandsmalllandownerwho,whenthecivilwarbrokeout,servedasacaptainofhorseintheparliamentaryarmy.“InosoonerperceivedmyselfintheworldthanIfoundmyselfinastorm,”hewrotelongafterwards,duringthelullinthestormwhichfollowedtheking’sreturn.Butpoliticalunrestdoesnotsee(cuò)mtohaveseriouslydisturbedthecourseofhiseducation.HeenteredWestminsterschoolin1646,andpassedtoChristChurch,Oxford,asajuniorstudent,in1652;andhehadahomethere(thoughabsentfromitforlongperiods)formorethanthirtyyears—tilldeprivedofhisstudentshipbyroyalmandat(yī)ein1684.Theofficialstudiesoftheuniversitywereuncongenialtohim;hewouldhavepreferredtohavelearnedphilosophyfromDescartesinsteadoffromAristotle;butevidentlyhesat(yī)isfiedtheauthorities,forhewaselectedtoaseniorstudentshipin1659,and,inthethreeorfouryearsfollowing,hetookpartinthetutorialworkofthecollege.Atonetimeheseemstohavethoughtoftheclericalprofessionasapossiblecaree(cuò)r;buthedeclinedanofferofprefermentin1666,andinthesameyearobtainedadispensat(yī)ionwhichenabledhimtoholdhisstudentshipwithouttakingorders.Aboutthesametimewehearofhisinterestinexperimentalscience,andhewaselectedafellowoftheRoyalSocietyin1668.Littleisknownofhisearlymedicalstudies.Hecannothavefollowedtheregularcourse,forhewasunabletoobtainthedegreeofdoctorofmedicine.Itwasnottill1674that(yī)hegraduatedasbachelorofmedicine.InthefollowingJanuaryhispositioninChristChurchwasregularizedbyhisappointmenttooneofthetwomedicalstudentshipsofthecollege.Hisknowledgeofmedicineandoccasionalpracticeoftheartled,in1666,toanacquaintancewithLordAshley(afterwards,from1672,EarlofShaftesbury).Theacquaintance,begunaccidentally,hadanimmediatee(cuò)ffectonLocke’scareer.WithoutservinghisconnectionwithOxford,hebecameamemberofShaftesbury’shousehold,andseemssoontohavebeenlookeduponasindispensableinallmattersdomesticandpolitical.Hesavedthestatesman’slifebyaskillfuloperation,arrangedasuitablemarriageforhisheir,attendedtheladyinherconfinement,anddirectedthenursingandeducat(yī)ionofherson—afterwardsfamousastheauthorofCharacteristics.HeassistedShaftesburyalsoinpublicbusiness,commercialandpolitical,andfollowedhimintothegovernmentservice.WhenShaftesburywasmadelordchancellorin1672,Lockebecamehissecretaryforpresentationstobenefices,and,inthefollowingyear,wasmadesecretarytotheboardoftrade.In1675hisofficiallifecametoanendforthetimewiththefallofhischief.Locke’shealth,alwaysdelicate,sufferedfromtheLondonclimate.Whenreleasedfromthecaresofoffice,heleftEnglandinsearchofhealth.Tenyearsearlierhehadhisfirstexperienceofforeigntravelandofpublicemployment,assecretarytoSirWalterVane,ambassadortotheElectorofBrandenburgduringthefirstDutchwar.OnhisreturntoEngland,earlyin1666,hedeclinedanofferoffurtherserviceinSpain,andsettledagaininOxford,butwassooninducedbyShaftesburytospendagreatpartofhistimeinLondon.Onhisreleasefromofficein1675hesoughtmilderairinthesouthofFrance,madeleisurelyjourneys,andsettleddownformanymonthsatMontpellier.Thejournalwhichhekeptatthisperiodisfullofminutedescriptionsofplacesandcustomsandinstitutions.ItcontainsalsoarecordofmanyofthereflectionsthatafterwardstookshapeintheEssayconcerningHumanUnderstanding.hereturnedtoEnglandin1679,whenhispatronhadagainashortspellofoffice.HedoesnotseemtohavebeenconcernedinShaftesbury’slaterschemes;butsuspicionnaturallyfelluponhim,andhefounditprudenttotakerefugeinHolland.ThishedidinAugust1683,lessthanayearaftertheflightanddeat(yī)hofShaftesbury.EveninHollandforsometimehewasnotsafefromdangerofarrestattheinstanceoftheEnglishgovernment;hemovedfromtowntotown,livedunderanassumedname,andvisitedhisfriendsbystealth.HisresidenceinHollandbroughtpoliticaloccupationswithit,amongthemenwhowerepreparingtheEnglishrevolution.ithadatleastequalvalueintheleisurewhichitgavehimforliteraryworkandinthefriendshipswhichitoffered.Inparticular,heformedacloseintimacywithPhilipvanLimbroch,theleaderoftheRemonstrantclergy,andthescholarandliberaltheologiantowhomEpistoladeTolerantiawasdedicat(yī)ed.Thisletterwascompletedin1685,thoughnotpublishedatthetime;and,beforeheleftforEngland,inFebruary1689,theEssayconcerningHumanUnderstandingseemstohaveat(yī)taineditsfinalform,andanabstractofitwaspublishedinLeclerc’sBibliothequeuniversellein1688.ThenewgovernmentrecognizedhisservicestothecauseoffreedombytheofferofthepostofambassadoreitheratBerlinoratVienna.ButLockewasnoplacehunter;hewassolicitousalsoonaccountofhishealth;hisearlierexperienceofGermanyledhimtofearthe“coldair”and“warmdrinking”;andthehighofficewasdeclined.Butheservedlessimportantofficesathome.HewasmadecommissionerofappealsinMay1689,and,from1696to1700,hewasacommissioneroftradeandplantationsatasalaryofL1000ayear.Althoughofficialdutiescalledhimtotownforprotractedperiods,hewasabletofixhisresidenceinthecountry.In1691hewaspersuadedtomakehispermanenthomeatOatesinEssex,inthehouseofFrancisandLadyMasham.LadyMashamwasadaughterofCudworth,theCambridgePlatonist;Lockhadmanifestedagrowingsympathywithhistypeofliberaltheology;intellectualaffinityincreasedhisfriendshipwiththefamilyatOates;andhecontinuedtolivewiththemtillhisdeathonOctober28,1704.2.WritingsWiththeexceptionoftheabstractoftheEssayandotherlessimportantcontributionstotheBibliothequeuniverselle,LockehadnotpublishedanythingbeforehisreturntoEnglandin1689;andbythistimehewasinhisfifty-seventhyear.Butmanyyearsofreflectionandpreparationmadehimreadyatthattimetopublishbooksinrapidsuccession.InMarch1689hisEpistoladeTolerantiawaspublishedinHolland;anEnglishtranslationofthesame,byWilliamPopple,appearedlaterinthesameyear,andinacorrectededitionin1690.Thecontroversywhichfollowedthisworkled,onLocke’spart,tothepublicationofaSecondLetter(1690),andthenaThirdLetter(1692).InFebruary1690thebookentitledTwoTreatisesofGovernmentwaspublished,andinMarchofthesameyearappearedthelongexpectedEssayconcerningHumanUnderstanding,onwhichhehadbeenatworkintermittentlysince1671.itmetwithimmediatesuccess,andledtoavoluminousliteratureofat(yī)tackandreply;youngfellowsofcollegestriedtointroduceitat(yī)theuniversities,andheadsofhousessat(yī)inconclavetodevisemeansforitssuppression.TooneofhiscriticsLockerepliedatlength.ThiswasEdwardStillingfleet,bishopofWo(hù)rcester,who,inhisVindicationoftheDoctrineoftheTrinity(1696),hadattackedthenewphilosophy.ItwasthetheologicalconsequenceswhichweredrawnfromthedoctrinesoftheEssay,notsomuchbyLockehimselfasbyToland,inhisChristianitynotMysterious,thatthebishophadchieflyinview;inphilosophyforitsownsakehedoesnotseemtohavebee(cuò)ninterested.Buthiscriticismdrewattentiontooneoftheleastsatisfactory(ifalsooneofthemostsuggestive)doctrinesoftheEssay—itsexplanationoftheideaofsubstance;anddiscreditwasthrownonthe“newwayofideas”ingeneral.InJanuary1697LockerepliedinALettertotheBishopofWorcester.StillingfleetansweredthisinMay;andLockewasreadywithasecondletterinAugust.Stillingfleetrepliedin1698,andLocke’slengthythirdletterappearedin1699.Thebishop’sdeath,laterinthesameyear,putanendtothecontroversy.ThesecondeditionoftheEssaywaspublishedin1694,thethirdin1695,andthefourthin1700.Thesecondandfourtheditionscontainedimportantadditions.Anabridgementofitappearedin1696,byJohnWynne,fellowofJesusCollege,Oxford;itwastranslat(yī)edintoLat(yī)inandintoFrenchsoonaftertheappearanceofthefourthedition.Thelatereditionscontainmanymodificationsduetotheauthor’scorrespondencewithWilliamMolyneux,ofTrinityCollege,Dublin,adevoteddisciple,forwhomLockehadawormfriendship.OthercorrespondentsandvisitorstoOatesduringtheseyearswereIsaacNewtonandAnthonyCollins,ayoungsquireoftheneighborhood,whoafterwardsmadehismarkintheintellectualcontroversiesofthetime.OtherinterestsalsooccupiedLockeduringtheyearsfollowingthepublicationofhisgreat(yī)work.Thefinancialdifficultiesofthenewgovernmentledin1691tohispublicationofSomeConsiderat(yī)ionsoftheConsequencesofLoweringofInterest,andRaisingtheValueofMoney,andofFurtherConsiderationsonthelatterquestion,fouryearslater.In1693hepublishedSomeThoughtsconcerningEducation,aworkfoundedonletterswrittentoafriend,andin1695appearedTheReasonablenessofChristianity,andlaterAVindicationofthesameagainstcertainobjections;andthiswasfollowedbyasecondvindicationtwoyearsafterwards.Locke’sreligiousinteresthadalwaysbeenstronglymarked,and,inhelateryearsofhislife,muchofhistiewasgiventotheology.AmongthewritingsofhiswhichwerepublishedafterhisdeatharecommentariesonthePaulineepistles,andaDiscourseonMiracles,aswellasafragmentofaFourthLetterforToleration.TheposthumouslypublishedwritingsincludefurtherAnExaminat(yī)ionofFat(yī)herMalebranche’sOpinionofSeeingallthingsinGod,RemarksonSomeofMrNorris’sBooks,and—mostimportantofall—thesmalltreatiseonTheConductoftheUnderstandingwhichhadbeenoriginallydesignedasachapteroftheEssay.TwoTreatisesofGovernmentInTwoTreatisesofGovernmenthehastwopurposesinview:torefutethedoctrineofthedivineandabsoluterightoftheMonarch,asithadbeenputforwardbyRobertFilmer’sPat(yī)riarcha,andtoestablishat(yī)heorywhichwouldreconcilethelibertyofthecitizenwithpoliticalorder.ThecriticismofFilmerinthefirstTreat(yī)iseiscomplete.HistheoryoftheabsolutesovereigntyofAdam,andsoofkingsasAdam’sheirs,haslostallinterest;andLocke’sargumenthasbee(cuò)nonlytooeffective:hisexhaustivereplytosoabsurdathesisbecomesitselfwearisome.AlthoughthereislittledirectreferencetoHobbes,LockeseemstohavehadHobbesinmindwhenhearguedthatthedoctrineofabsolutemonarchyleavessovereignandsubjectsinthestateofnat(yī)uretowardsoneanother.Theconstructivedoctrineswhichareelaborat(yī)edinthesecondtreatisebecamethebasisofsocialandpoliticalphilosophyforgenerations.Laboristheoriginandjustificationofproperty;contractorconsentisthegroundofgovernmentandfixesitslimits.Behindbothdoctrinesliestheideaoftheindependenceoftheindividualperson.Thestat(yī)eofnatureknowsnogovernment;butinit,asinpoliticalsociety,menaresubjecttothemorallaw,whichisthelawofGod.Menarebornfreeandequalinrights.Whateveraman“mixeshislabourwith”ishistouse.Or,atleast,thiswassointheprimitiveconditionofhumanlifeinwhichtherewasenoughforalland“thewholee(cuò)arthwasAmerica.”Lockeseesthat,whenmenhavemultipliedandlandhasbecomescarce,rulesareneededbeyondthosewhichthemorallaworlawofnat(yī)uresupplies.Buttheoriginofgovernmentistracednottothiseconomicnecessity,buttoanothercause.Themorallawisalwaysvalid,butitisnotalwayskept.Inthestateofnat(yī)ureallmenequallyhavetherighttopunishtransgressors:civilsocietyoriginateswhen,forthebetteradministrationofthelaw,menagree(cuò)todelegatethisfunctiontocertainofficers.Thusgovernmentisinstitutedbya“socialcontract”;itspowersarelimited,andtheyinvolvereciprocalobligations;moreover,theycanbemodifiedorrescindedbytheauthoritywhichconferredthem.Locke’stheoryisthusnomorehistoricalthanHobbes’s.Itisarenderingofthefactsofconstitutionalgovernmentintermsofthought,anditserveditspurposeasajustificationoftheRevolutionsettlementinaccordancewiththeideasofthetime.LettersonReligiousTolerationLocke’spleafortolerationinmattersofbeliefhasbecomeclassical.HisCommon-Pl(wèi)aceBookshowsthathismindwasclearonthesubjectmorethantwentyyearsbeforethepublicationofhisfirstLetter.Thetopic,indeed,wasintheairallthroughhislife,andaffectedhimnearly.WhenhewasascholaratWestminster,thepowersofthecivilmagistrateinreligiousmat(yī)terswerethesubjectofheateddiscussionbetweenPresbyteriansandindependentsintheassemblyofdivinesthat(yī)helditssessionswithinastone’sthrowofhisdormitory;and,whenheenteredChristChurch,JohnOwen,aleaderoftheindependents,hadbeenrecentlyappointedtothedeanery.Therehadbeenmanyargumentsfortolerationbeforethistime,buttheyhadcomefromtheweakerpartyinthestat(yī)e.ThusJeremyTaylor’sLibertyofProphesyingappearedin1646,whenthefortunesofhissidehadsufferedadecline.ForOwenthecredithasbeenclaimedthathewasthefirstwhoarguedfortoleration“whenhispartywasuppermost.”HewascalledupontopreachbeforetheHouseofCommonsonJanuary31,1649,andperformedthetaskwithoutmakinganyreferencetothetragiceventofthepreviousday;buttothepublishedsermonheappendedaremarkablediscussionontoleration.OwendidnottakesuchhighgroundasMiltondid,tenyearslater,inhisTreatiseofCivilPowerinEcclesiasticalCauses—affirmingthat“itisnotlawfulforanypoweronearthtocompelinmattersofreligion.”Heaboundsindistinctions,andindee(cuò)dhispositioncallsforsomesubtlety.Heholdsthatthecivilmagistratehasdutiestothechurch,andthatheoughttogivefacilitiesandprotectiontoitsministers,notmerelyascitizensbutaspreachersof“thetruth”;ontheotherhandhearguesthatcivilorcorporealpenaltiesareinappropriateaspunishmentsforoffenceswhicharepurelyspiritual.ThepositionultimatelyadoptedbyLockeisnotaltogetherthesameasthis.Hewasneveranardentpuritan;hehadaslittletasteforelaboratetheologiesashehadforscholasticsystemsofphilosophy;andhisearliestattemptat(yī)atheoryoftolerationwasconnectedwiththeviewthat(yī)inreligion,“articlesinspeculativeopinions[should]befewandlarge,andceremoniesinworshipfewandeasy.”Thedoctrineswhichheheldtobenecessaryforsalvat(yī)ionwouldhaveseemedtoJohnOwenameagerandpitifulcreed.Andhehadanarrowerviewalsoofthefunctionsofthestat(yī)e.“Thebusinessoflaws,”hesays,isnottoprovideforthetruthofopinions,butforthesafetyandsecurityofthecommonwealth,andofeveryparticularman’sgoodsandperson.Andsoitoughttobe.For
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