道CDCS培訓(xùn)考試試題SAMPLE

1、Part 1 單項(xiàng)選擇1. Among the kinds of documentary credits subject to UCP600, from which can the beneficiary get two banks irrevocable undertaking to pay if complying documents are presented.A. Irrevocable creditB. Transferable creditC. Confirmed credit2. Which transport document of the following is not a

2、 goods title?A. Bill of ladingB. Multimodal transport documentsC. Air waybill3. Under an irrevocable credit, who must undertake primary liability for payment?A. The applicantB. The issuing bankC. The nominated bank4. With reference to ( ), the expression“transshipment not allowed ” is not abinding t

3、erm under credit transaction.A. Air transportationB. Marine transportationC. Insurance policy5. Silent confirmation is an arrangement made between ( )A. Beneficiary and advising bankB. Issuing bank and advising bankC. Beneficiary and applicant6. A credit can be transferred ( )A. From the first benef

4、iciary to the second beneficiaryB. From the second beneficiary to the third beneficiaryC. From the applicant to the beneficiary7. As for a freely negotiable credit, which bank acts as a transferring bank?A. the advising bankB. the specifically authorized bankC. any negotiating bank8. Of documentary

5、credit and documentary collection ininternational trade, ( ) isbetter for the seller as it means a bank' s irrevocable undertaking to pay.A. The formerB. The latterC. Neither9. Which abbreviation of the following is for uniform customs and practice for documentary credits?A. UCPB. URCC. URDG10.

6、( ) means “free on board a vessel ” at the loading port, for which the sellerdoes not supply insurance documents.A. FOBB. CFRC. FCA11. According to Incoterms 2000, which one of the below trade term is recommended when the credit requires an air waybill marked freight prepaid to the airport of destin

7、ation?A. CFRB. CPTC. FCA12.If an exporter is willing to release the shipping documents directly to the buyer, but wishes to retain some guarantee of payment should the buyer fail to pay on the due date, which of the following documentary credit best suits the exporter 's needs.A. TransferableB.

8、StandbyC. Revolving13. How manyworking days does an issuing bank have to ascertain whether the documents are in compliance under a credit subject to UCP600?A. 5B. 6C. 714. Besides insurance company or its agent, the party who is also qualified to sign insurance document is ( )A. UnderwriterB. Broker

9、C. Proxy15. Under CUP600 what is the minimum insurance amount acceptable when the credit requires the invoice amount be CIF USD1000?A. USD1000B. USD1100C. USD120016. Collections should not contain bills of exchange payable at a future date with instructions that commercial documents are to be delive

10、red against payment. If collections contain such a bill with such instructions, documents will be released to the drawee upon ( ) and the presenting bank is not responsible for any consequences arising out of any delay of payment. (A, 522 Art. 7 c)A. The drawee' s paymentB. The drawee' s acc

11、eptanceC. A guarantee to pay17.In the case of documents payable at sight the presenting bank must bank must make presentation for payment ( )A. Within seven working daysB. Within 3 working daysC. Without delay18.In the case that the L/C accepts on deck bill of lading, a set of bill of ladingwith the

12、 notation“shipped on deck” instead of “ shipped on board ” appearingthereon is acceptable.A. RightB. WrongC. It 'sarguable19. ( ) in collection transactions, when documents presented lack bills of exchange, the remitting bank, upon request of the drawer, mayinstruct either the collecting bank or

13、 the drawee to create the bills of exchange instead with proper requirements as to their form and wording. (C, of 522 )A. Unless the remitting bank agreesB. Unless the presenting bank agreesC. No conditions needed20. An L/C stipulated that the expiry date for negotiation was May 1, 2003A. In the lig

14、ht of UCP600, the L/C was proper issued. But such a date will be deemed as the expiry date for presentation of documentsB. In the light of UCP600, the L/C was badly issuedC. This stipulation can be disregarded. The period of presentation of documents would be 21 days after date of shipment21. An L/C

15、 requires: invoice/bill of lading in 1 photocopy. What should the beneficiary present?A. Invoice in 1 photocopy or BL in 1 photocopyB. A document titled “invoice/bill of lading” in 1 photocopyC. The L/C is not clear, but it's better to present an invoice and a BL eachin photocopy22. The transpor

16、tation document called for was an air waybill issued to order of the applicant. The air waybill presented was issued to the applicant instead of to his order.A. The air waybill was discrepant.B. The air waybill was OK because the L/C did not prohibit the alterative ofthe consigneeC. The air waybill

17、was OK because this alternative was allowed by the ISPB23. Which of the following clauses or notations appearing on the face of the transport document would preclude it from being accepted?A. Oil drums are leakingB. Highly flammable material or potentially explosive materialC. Refrigerated seafood,

18、may spoil during voyage24. A beneficiary receives an irrevocable documentary credit for which USD22, may be drawn during each month of the documentary credit's one-year validity. Thedocumentary credit also indicates that reinstatement is on a cumulative basis. Full monthly drawings were made dur

19、ing the first, second, fourth, fifth and seventh months and there have been no other drawings. In the last month of the documentary credit 's validity, the beneficiary expects to makea final shipment. What is the maximum value available for this final drawing?A. USD112,B. USD135,C. USD157,25. A

20、documentary credit states that shipment dates would be acceptable?1. 20 June2. 27 June3. 02 July4. 03 JulyA. 1 and 2 onlyB. 1 and 4 onlyC. 2 and 3 only26. When an advising bank has accepted a time/usance draft under an advised documentary credit, they are responsible for effecting payment at maturit

21、y when ( )?A. they have received funds from the issuing bankB. they have received funds from the reimbursing bankC. the draft is presented by the beneficiary27.In accordance with UCP all the following statements relating to commercial invoices under a non-transferable documentary credit are correct

22、EXCEPT thecommercial invoices must ()A. Be manually signed by the beneficiaryB. Be made out it the name of the applicantC. Appear to have been issued by the named beneficiary and indicate the description of goods corresponding with the documentary credit.28.Which of the following Incoterms is correc

23、tly described?IncotermInsurance requiredA.CFRYesB.FOBNoC.FCANoTransport document Freight Collect Freight Paid Freight Collect29.Which party has the most responsibility to examine the terms and conditions ofa documentary credit against the sales agreement?A. ApplicantB. BeneficiaryC. Issuing bank30.I

24、n the case of a non-cumulative revolving documentary credit available for USD10, per month and valid for six months, which of the following statements is correct?1. The face value of the credit is USD10,2. The face value of the credit is USD 60,3. The amount(s) not utilized in one month may be carri

25、ed over to the next4. The total undertaking of the issuing bank is USD60,A. 1 and 3 onlyB. 1 and 4 onlyC. 2,3 and 4 onlyPART TW(多項(xiàng)選擇of origin issued by the ICC, which of the followingC.1. An L/C calls for a certificate samples are acceptable?A. B.ICCCERTIFICATE OFORIGINXxxxSig ned by SmithCERTIFICAT

26、E OF ORIGII XXXXXXXXSig ned bySmithDirector of ICCCERTIFICATE OF ORIGI XXXXXXXXSig ned by Smith2. Which of the following documents must be dated?A. Packing listB. DraftsC. Tran sport docume ntsD. In sura nee docume nts3. L/C: a packing list and a weight list. Are the following packing lists acceptab

27、le un der the above L/C?A. B.C.PACKING LIST“ Pack ing and weight details show n ”“ Packing and weight details show n ”PACKING & WEIGHT LIS “ Packing and weight details shown ”4. What does “exporting country” means?A. Country where the beneficiary is domiciledB. Country where the L/C is advisedC.

28、 Country of receipt of the goods by the carrierD. Country of origin of the goods or country from which shipment/dispatch is made5. What documents must be signed under the UCP 600?A. Certificate of originB. InvoiceC. Tran sport docume nts and in sura nee docume ntsD. Drafts and declaration6. Which of

29、 the following documents are original documents?A. A photocopy with manu ally sig natureB. An invoiceproduced on beneficiary ' s letter-headed paper withoutsig nature an d/or notin dicati ng“ orig inal ”C. A signed document transmitted through a fax machine, though absent an orig inal sig nature

30、D. A document with “original ” on it7. Which of the following L/C is suitable to ask for a draft?A. Available by negotiationB. Available by deferred paymentC. Available by acceptaneeD. Available by payment8. We issued the L/C as follows:Latest shipment date: Dec 06, 2005Period of presentation: docum

31、ents to be presented within 21 days after date ofshipment but within the validity of credit, state documents acceptable. Which of the following is acceptable?A.B.C.D.B/L on board date B/L on board date B/L on board date B/L on board dateDec 01, 2005, all documents presented Dec 01, 2005, all documen

32、ts presented Dec 10, 2005, all documents presentedDec 01, 2005, all documents presentedononononDec 25, 2005Dec 31, 2005Dec 25, 2005Dec 15, 20059. Which of the following documents are not considered as transport documents under UCP600?A. Delivery order and mate ' s receiptB. Forwarder 'scerti

33、ficate of receipt and forwarder' s cargo receiptC. Air waybill and bill of ladingD. Warehouse notes/receipt10. For the correction and alternation contained in the following documents, which need not be authenticated?a. Correction and alternation in commercial invoice visaed by XXX consulateb. Co

34、rrection and alternation in packing list issued by the manufacturerc. Correction and alternation drafts issued by beneficiaryd. Correction and alternation in certificate of origin issued by beneficiary11.If an actual date of dispatch, though not required by the L/C subject to UCP600, to be shown on

35、the air waybill, which date below is deemed to be the shipment date?A. Flight date: June 12, 2006 shown in the box for“carrier 's use only ”B. Flight date: June 15, 2006C. Actual date of dispatch: june 17, 2006 made by a stampD. A or B12.Select the statements that correctly express the meaning o

36、f the UCPA. An L/C is independent of relative contract even if it is expressly referred to by the L/CB. If the L/C opening application bears any ambiguity in its instruction, the issuing bank should bear the risk to issue or amend the L/CC. If the applicant has accepted the discrepancies, the issuin

37、g bank can still refuse the documentsD. Once a beneficiary accepts an L/C he must execute it.13. Under an L/C indicating the goods description as“ frozen beef ” and reqiringinvoice, B/L, packing list, certificate of origin, please determine the documentswhich are acceptable.A. Invoice indicating rhe

38、 goods description asB. B/L indicating the goods description asC. B/L indicating the goods description as presented ”beefbeef”goods shipped as per invoiceD. Certificateof origin indicatingthe goods description as “ goods shippedas per invoice presented14. A credit available with () is also available

39、 with ()A. a nominated bank, the issuing bankB. the issuing bank, a nominated bankC. advising bank, transferring bankD. confirming bank, the issuing bank15. how would the issuing bank exercise control over the goods by air?A. insist upon holding the consignor' s copy of the air waybillB. insist

40、upon holding original air waybill for the consigneeC. insist upon being named as consignee of the goods on the air waybillD. insist upon full set of air waybills to be presented16. A documentary credit calls for presentation of an insurance certificate. Whichof the followinginsurance documents would

41、 be acceptable for CIF shipment wherethe invoice value is USD75,000?A. insurance certificate for USD82,500B. insurance policy for USD85,000C. insurance declaration for USD75,000D. insurance certificate for USD75,00017. the letter of credit requires“three copies of inspection certificate issuedby CCI

42、C”. The documents presented as follows. Which is acceptable?A. in 3 originalsB. in 3 copiesC. in 1 original and 2 copiesD. in 2 originals and 1 copy18. an issuing bank has issued a sight documentary credit to a beneficiary authorizing a nominated bank to pay the beneficiary for all documentary prese

43、nted in accordance with the documentary credit terms and conditions. Upon receipt of complying documents drawn under the documentary credit directly from the beneficiary, the issuing bank should:A. examine the documents and pay the beneficiaryB. verify the documents and pay the nominated bankC. retu

44、rn the documents to the beneficiary for presentation to the nominated bankD. remit the documents to the nominated bank for examination19. under which of the following situation, the on board notation on B/L should also indicate the actual port of loading?A. when B/L contains the indicating“ intended

45、 vessel ” or similarqualification in relation to the vesselB. when B/L indicates the port of loading of the credit in the column “place of receipt ” rather than in the column of“port of loading ”C. when B/L contains the indicating “intended port of loading ” or similar qualification in relating to t

46、he port of loadingD. when B/L indicates that“goods have been received in appearance goodcondition ”20. which of the following statements about transferable L/C is correct?A. in case of freely negotiable L/C, the issuing bank should specifically nominate in the credit a bank as the transferring bankB

47、. the transferable L/C could be transferred more than onceC. the transferable L/C could be transferred to more than one secondbeneficiary if partial shipment/drawing is not prohibitedD. refusal of an amendment by one second beneficiary will invalidate the acceptance(s) by the other second beneficiar

48、y (ies).Part Three 是非判斷1.2.3.4.5.6.7.8.9.would charter party B/L be acceptable when the L/C calls for an ocean B/Lan L/C calls for CFRshipment. The B/L is marked “freight paid ” and “free out”, would this be acceptable?an L/C calls for FOBshipment and B/L marked “ freight collect ”, the B/L is marke

49、d “freight collect” and “ free in ” , would this be acceptable?an L/C calls for an ocean B/L and delivery on FOBterms. Would a B/L be acceptable if marked “freight payable as per charter party”?an L/C calls for an AWB showing“actual flight date”. When received, the AWBshows this information but in a

50、 box marked “for carrier 's information only ”. Would this be acceptable?under “documents required ” and L/C lists both“certificate of origin” and“GSP form A” . only the latter document is presented by the beneficiary. Would this be acceptable?an L/C calls for a certificate regarding the vessel

51、“ to be issued by the carriers ”. The B/L has been issued by Borneo Shipping Pte Ltd as agents for the carrier, Nyk Line. Borneo Shipping has also issued the certificate as agents for Nyk Line. Would this be acceptable?an L/C calls for presentation of a copy telex/fax to the applicants giving certai

52、ns signed certificateinformation. The document presented is the beneficiary that they have sent such a telex to the applicant (the certificate also liststhe information sent which is accurate and complete). Would this be acceptable? an L/C calls for “commercial invoice ”, when presented, the invoice

53、, whichhasbeen computer-generated, is not marked“ original ”, it does however bear anoriginal manual signature. Would this be acceptable?10.A beneficiary presents documents within the expiry date of the L/C but theycontain discrepancies. The beneficiary collects the offending documents forcorrection

54、 (leaving the rest with the bank) and in due course presents correct documents, however, in the interim the L/C has expired. Should the bank now reject the documents for “ credit expired ”?11. an L/C (which allows transshipment) calls for shipment from a UK airport. The AWB shows goods on a flight f

55、rom Paris to London then transshipment to another flight from London to the ultimate destination as specified in the L/C. would this be acceptable?12. an L/C issued in favour of a beneficiary in Galle, Srilanka calls for a certificate of origin issued by the “ local chamber of commerce”, when presen

56、ted it has been issued by the chamber of commercein Colombo, srilanka. Would this be acceptable?13. an L/C calls for ocean shipment from“western Europe to south korea ”. In fullutilization of the L/C, the documents presented include 3 sets of ocean B/L allshowing the same vessel/voyage but 3 differe

57、nt ports of loading (all within western europe) and 3 different ports of discharge (all in south korea). Does this constitute evidence of partial shipment?14. an L/C subject to UCP600 specified that the L/C number must be quoted in all documents presented. The commercial invoice did not quote the L/

58、C no. and issuing bank refused payment. Is the issuing bank correct in its refusal?15.is the following invoice acceptable or not?Description of the goods in an L/C is: 1000 pieces of towelsL/C amount: USD1000Invoice presented shows: Towels: 1000 piecesTotal value: USD 1000Samples of cap: 20 free of chargePart Four 判斷