定增私募基金投資管理中心(有限合伙)合伙協(xié)議及入伙協(xié)議模版

合伙協(xié)議協(xié)議編號：xx北京xx資產(chǎn)管理中心（有限合伙）合伙協(xié)議普通合伙人：xx有限公司二零xx年x月目錄前言················································································1聲明與承諾·······································································3基金管理人聲明與承諾·····················································3投資者聲明與承諾···························································4第一條定義······································································61.1定義········································································6第二條有限合伙企業(yè)·······················································102.1成立·······································································102.2名稱·······································································102.3主要經(jīng)營場所···························································112.4合伙目的·································································112.5經(jīng)營范圍·································································112.6經(jīng)營期限·································································122.7普通合伙人合伙人····················································132.8合伙人登記冊···························································132.9出質禁止······························································14第三條出資···································································143.1合伙人總認繳出資額及各合伙人認繳的出資額·················143.2出資方式·································································153.3繳付出資·································································15 第四條普通合伙人··························································154.1無限責任·································································154.2執(zhí)行事務合伙人應具備的條件和選擇程序·······················164.3執(zhí)行事務合伙人委派的代表·········································164.4普通合伙人權限························································164.5利益沖突和關聯(lián)交易··················································194.6違約處理辦法···························································194.7普通合伙人的財產(chǎn)權利···············································204.8免責保證·································································20第五條有限合伙人··························································215.1有限責任·································································215.2不得執(zhí)行合伙事務·····················································215.3有限合伙人的陳述和保證············································215.4有限合伙人地位平等··················································235.5有限合伙人不執(zhí)行合伙事務·········································23第六條合伙事務的執(zhí)行····················································246.1合伙事務的執(zhí)行························································246.2普通合伙人之行為對有限合伙的約束力··························246.3授權·······································································256.4投資冷靜期及回訪確認···············································24第七條合伙人會議··························································267.1合伙人會議······························································26第八條入伙、退伙、身份轉換等規(guī)定··································288.1入伙·······································································288.2普通合伙人除名及更換···············································298.3普通合伙人退伙························································308.4有限合伙人退伙························································318.5身份轉換·································································32第九條財產(chǎn)份額轉讓·······················································329.1有限合伙人財產(chǎn)份額轉讓············································329.2普通合伙人財產(chǎn)份額轉讓············································35第十條管理方式·····························································3510.1有限合伙管理費用···················································35第十一條托管事項··························································37第十二條投資業(yè)務··························································3712.1投資目標·······························································3712.2投資交易安排························································3712.3投資限制·······························································3812.4投資政策的變更·····················································3912.5投資禁止行為························································3912.6現(xiàn)金管理······························································4012.7舉債限制·······························································40第十三條收益分配與所得稅··············································41 13.1收益分配·······························································4113.2普通合伙人責任······················································4213.3所得稅及其他稅扣費················································42第十四條財務會計及報告·················································4214.1會計責任方····························································4214.2會計年度·······························································4314.3會計記賬單位·························································4314.4會計制度·······························································4314.5本基金獨立建賬、獨立核算······································4314.6會計賬目管理························································43第十五條合伙協(xié)議的修訂·················································4315.1合伙協(xié)議的修訂事由················································4315.2合伙協(xié)議的修訂程序················································44第十六條解散和清算·······················································4416.1解散·····································································4416.2清算·····································································4516.3清算清償順序·························································45第十七條信息披露制度····················································4617.1基金管理人向合伙人提供的報告種類、內容和提供時間···4617.2向基金份額持有人提供報告的方式······························4717.3向基金業(yè)協(xié)會提供的報告··········································47第十八條不可抗力··························································47 第十九條爭議解決及適用法律···········································48第二十條一致性·····························································48第二十一條份額信息備份·················································49第二十二條報送披露信息·················································49第二十三條其他事項·······················································4923.1保密·····································································4923.2普通合伙人的工商登記事項變更·································4923.3簽署文本·······························································5023.4本協(xié)議生效日·························································50 本合伙協(xié)議（下稱“本協(xié)議”）由xx有限公司作為普通合伙人與全體有限合伙人于201年月日在【】共同簽訂。下文中普通合伙人和有限合伙人合稱為“各方”。鑒于各方擬根據(jù)《中華人民共和國合伙企業(yè)法》及其他有關法律法規(guī)共建一家有限合伙企業(yè)，從事上市公司股票定向增發(fā)及定向增發(fā)基金的投資業(yè)務，經(jīng)各方平等協(xié)商，達成如下協(xié)議：北京xx資產(chǎn)管理中心（有限合伙）入伙協(xié)議本協(xié)議由以下雙方于_______年____月____日在________簽署：有限合伙基本信息：合伙名稱：北京xx資產(chǎn)管理中心（有限合伙）注冊地址：x號）辦公地址：x認購人基本信息：姓名或名稱：________________________________________________證件名稱及號碼：____________________________________________（機構委托人填寫營業(yè)執(zhí)照注冊號及組織代碼）通訊地址：__________________________________________________聯(lián)系電話：__________________________________________________認購人指定以下賬戶為回款賬戶，用于接受收益和投資本金：開戶銀行：________________銀行___________分行___________支行賬戶戶名：__________________________________________________銀行賬號（或卡號）：__________________________________________認購人回款賬戶與其繳付出資賬戶須一致。鑒于：一、xx有限公司作為執(zhí)行事務合伙人正在募集發(fā)起北京xx資產(chǎn)管理中心（有限合伙）。二、本協(xié)議基于北京xx資產(chǎn)管理中心（有限合伙）合伙協(xié)議約定，由雙方協(xié)商一致后達成。三、認購人有意作為有限合伙人加入有限合伙，普通合伙人同意接納認購人入伙。雙方協(xié)商一致，達成以下結果：1、認購人承諾認繳出資￥_________萬元（大寫：___________萬元），作為有限合伙人加入；基于本協(xié)議項下認購人的承諾，普通合伙人同意接受認購人入伙成為北京xx資產(chǎn)管理中心（有限合伙）的有限合伙人；2、認購人同意簽署本協(xié)議，成為北京xx資產(chǎn)管理中心（有限合伙）的有限合伙人；3、認購人承諾以貨幣形式出資；4、認購人認購期限自______年______月______日起，至______年______月______日止，享有預期年化收益_____%，于______年______月______日前繳付完成；資金繳付日至合伙期限起始日的資金收益按照該資金所對應的預期年化收益按實際發(fā)生日期計算；5、合伙期限起始日為每個自然月的10日，合伙期限內資金封閉運作，不得退出；6、認購人在此承諾和保證：（1）其已仔細閱讀本協(xié)議、有限合伙協(xié)議及認購風險申明書，理解其內容之確切含義；（2）其繳付至北京xx資產(chǎn)管理中心（有限合伙）的出資來源合法；（3）其簽訂本協(xié)議已按其內部程序做出有效決議并獲得充分授權，代表其在本協(xié)議上簽字的人為其合法有效的代表；其具有完全民事行為能力；簽訂本協(xié)議不會導致其違反其章程、對其具有法律約束效力的任何規(guī)定或其在其他協(xié)議項下的義務；（4）除已明確披露并經(jīng)普通合伙人接受的情況外，其系為自己的利益持有有限合伙權益，該等權益之上不存在委托、信托或代持關系；認購人已明確披露并經(jīng)普通合伙人接受的該等情況發(fā)生變化之前相關認購人須征得普通合伙人同意；（5）對潛在的風險已經(jīng)有充分的認識并自愿承擔風險，投資決策是自行獨立做出判斷；（6）按協(xié)議約定取得收益和投資本金，并自行辦理納稅事宜；7、有限合伙收益及分配方式如下：（1）有限合伙預期年化收益如下表：認購金額預期年化收益率12月18月20萬元≤單筆認購金額＜50萬元10.0%/年10.5%50萬元≤單筆認購金額＜100萬元11.0%/年11.5%100萬元≤單筆認購金額12.0%/年12.5%（2）投資收益以貨幣方式分配；（3）有限合伙每月向認購人分配一次收益，到期退出時返還其實繳出資；；（4）有限合伙在每一收益分配周期結束后的十五個工作日內將認購人所得收益及當?shù)狡谕顺鰰r的實繳出資匯入其指定的銀行賬戶，遇法定節(jié)假日順延，順延期內不產(chǎn)生任何收益。8、本協(xié)議生效后，認購人須按照本協(xié)議第三條第4款約定日期或之前將認繳出資款繳付至以下指定賬戶，若未在上述約定日內支付相應款項，則視為自動放棄認購：戶名：9、認購人同意接受有限合伙協(xié)議的約束并按有限合伙協(xié)議約定履行有限合伙人的各項義務，包括但不限于及時、足額履行出資承諾、以其出資為限承擔有限合伙債務等。四、本協(xié)議生效并且認購人簽署有限合伙協(xié)議后，即享有有限合伙協(xié)議項下有限合伙人的全部權利、承擔有限合伙人的全部義務；普通合伙人應將認購人作為有限合伙人，有限合伙人授權普通合伙人代其在有限合伙的合伙人登記冊上簽署登記，依法辦理相應的企業(yè)變更登記手續(xù)。五、本協(xié)議未盡事宜依照《合伙企業(yè)法》規(guī)定執(zhí)行。六、本協(xié)議經(jīng)雙方簽署后生效、一式叁份，有限合伙人和普通合伙人各執(zhí)一份，遞交工商登記一份。[以下無正文]

[本頁無正文，為《入伙協(xié)議》簽字頁]北京xx資產(chǎn)管理中心（有限合伙）認購人（適用于自然人）：簽字：認購人（適用于機構）：（蓋章）授權代表人簽字：日期：年月日

北京xx資產(chǎn)管理中心（有限合伙）風險揭示書尊敬的投資者：投資有風險。當您/貴機構認購或申購私募基金時，可能獲得投資收益，但同時也面臨著投資風險。您/貴機構在做出投資決策之前，請仔細閱讀本風險揭示書和基金合同、公司章程或者合伙協(xié)議(以下統(tǒng)稱基金合同)，充分認識本基金的風險收益特征和產(chǎn)品特性，認真考慮基金存在的各項風險因素，并充分考慮自身的風險承受能力，理性判斷并謹慎做出投資決策。根據(jù)有關法律法規(guī)，基金管理人（同時是本基金執(zhí)行事務合伙人）xx有限公司及投資者分別作出如下承諾、風險揭示及聲明：一、基金管理人承諾(一)私募基金管理人保證在募集資金前已在中國證券投資基金業(yè)協(xié)會(以下簡稱中國基金業(yè)協(xié)會)登記為私募基金管理人,并取得管理人登記編碼。(二)私募基金管理人向投資者聲明，中國基金業(yè)協(xié)會為私募基金管理人和私募基金辦理登記備案不構成對私募基金管理人投資能力、持續(xù)合規(guī)情況的認可;不作為對基金財產(chǎn)安全的保證。(三)私募基金管理人保證在投資者簽署基金合同前已(或已委托基金銷售機構)向投資者揭示了相關風險;已經(jīng)了解私募基金投資者的風險偏好、風險認知能力和承受能力;已向私募基金投資者說明有關法律法規(guī)，說明投資冷靜期、回訪確認的制度安排以及投資者的權利。(四)私募基金管理人承諾按照恪盡職守、誠實信用、謹慎勤勉的原則管理運用基金財產(chǎn)，不保證基金財產(chǎn)一定盈利，也不保證最低收益。二、風險揭示(一)特殊風險揭示有限合伙投資于銀行間金融工具收益權類項目，該類投資未來可能發(fā)生的政策變化、金融市場利率變化會帶來的收益不確定性。(二)一般風險揭示1、資金損失風險基金管理人依照恪盡職守、誠實信用、謹慎勤勉的原則管理和運用基金財產(chǎn)，但不保證基金財產(chǎn)中的認購資金本金不受損失，也不保證一定盈利及最低收益。本基金屬于中低風險投資品種，適合風險識別、評估、承受能力穩(wěn)健型以上的合格投資者。2、基金運營風險基金管理人依據(jù)基金合同約定管理和運用基金財產(chǎn)所產(chǎn)生的風險，由基金財產(chǎn)及投資者承擔。投資者應充分知曉投資運營的相關風險，其風險應由投資者自擔。3、流動性風險在本基金存續(xù)期內，投資者可能面臨資金不能退出帶來的流動性風險。根據(jù)實際投資運作情況，本基金有可能提前結束或延期結束，投資者可能因此面臨委托資金不能按期退出等風險。4、募集失敗風險本基金的成立需符合相關法律法規(guī)的規(guī)定，本基金可能存在不能滿足成立條件從而無法成立的風險?；鸸芾砣说呢熑纬袚绞剑?一)以其固有財產(chǎn)承擔因募集行為而產(chǎn)生的債務和費用;(二)在基金募集期限屆滿(確認基金無法成立)后三十日內返還投資人已交納的款項，并加計銀行同期存款利息。5、投資標的風險(適用于股權類)本基金投資標的的價值取決于投資對象的經(jīng)營狀況，原股東對所投資企業(yè)的管理和運營，相關市場宏觀調控政策、財政稅收政策、產(chǎn)業(yè)政策、法律法規(guī)、經(jīng)濟周期的變化以及區(qū)域市場競爭格局的變化等都可能影響所投資企業(yè)經(jīng)營狀況，進而影響本基金投資標的的價值。6、稅收風險契約性基金所適用的稅收征管法律法規(guī)可