定增私募基金投資管理中心(有限合伙)合伙協(xié)議及入伙協(xié)議模版

合伙協(xié)議協(xié)議編號：xx北京xx資產(chǎn)管理中心（有限合伙）合伙協(xié)議普通合伙人：xx有限公司二零xx年x月目錄前言················································································1聲明與承諾·······································································3基金管理人聲明與承諾·····················································3投資者聲明與承諾···························································4第一條定義······································································61.1定義········································································6第二條有限合伙企業(yè)·······················································102.1成立·······································································102.2名稱·······································································102.3主要經(jīng)營場所···························································112.4合伙目的·································································112.5經(jīng)營范圍·································································112.6經(jīng)營期限·································································122.7普通合伙人合伙人····················································132.8合伙人登記冊···························································132.9出質(zhì)禁止······························································14第三條出資···································································143.1合伙人總認(rèn)繳出資額及各合伙人認(rèn)繳的出資額·················143.2出資方式·································································153.3繳付出資·································································15 第四條普通合伙人··························································154.1無限責(zé)任·································································154.2執(zhí)行事務(wù)合伙人應(yīng)具備的條件和選擇程序·······················164.3執(zhí)行事務(wù)合伙人委派的代表·········································164.4普通合伙人權(quán)限························································164.5利益沖突和關(guān)聯(lián)交易··················································194.6違約處理辦法···························································194.7普通合伙人的財產(chǎn)權(quán)利···············································204.8免責(zé)保證·································································20第五條有限合伙人··························································215.1有限責(zé)任·································································215.2不得執(zhí)行合伙事務(wù)·····················································215.3有限合伙人的陳述和保證············································215.4有限合伙人地位平等··················································235.5有限合伙人不執(zhí)行合伙事務(wù)·········································23第六條合伙事務(wù)的執(zhí)行····················································246.1合伙事務(wù)的執(zhí)行························································246.2普通合伙人之行為對有限合伙的約束力··························246.3授權(quán)·······································································256.4投資冷靜期及回訪確認(rèn)···············································24第七條合伙人會議··························································267.1合伙人會議······························································26第八條入伙、退伙、身份轉(zhuǎn)換等規(guī)定··································288.1入伙·······································································288.2普通合伙人除名及更換···············································298.3普通合伙人退伙························································308.4有限合伙人退伙························································318.5身份轉(zhuǎn)換·································································32第九條財產(chǎn)份額轉(zhuǎn)讓·······················································329.1有限合伙人財產(chǎn)份額轉(zhuǎn)讓············································329.2普通合伙人財產(chǎn)份額轉(zhuǎn)讓············································35第十條管理方式·····························································3510.1有限合伙管理費用···················································35第十一條托管事項··························································37第十二條投資業(yè)務(wù)··························································3712.1投資目標(biāo)·······························································3712.2投資交易安排························································3712.3投資限制·······························································3812.4投資政策的變更·····················································3912.5投資禁止行為························································3912.6現(xiàn)金管理······························································4012.7舉債限制·······························································40第十三條收益分配與所得稅··············································41 13.1收益分配·······························································4113.2普通合伙人責(zé)任······················································4213.3所得稅及其他稅扣費················································42第十四條財務(wù)會計及報告·················································4214.1會計責(zé)任方····························································4214.2會計年度·······························································4314.3會計記賬單位·························································4314.4會計制度·······························································4314.5本基金獨立建賬、獨立核算······································4314.6會計賬目管理························································43第十五條合伙協(xié)議的修訂·················································4315.1合伙協(xié)議的修訂事由················································4315.2合伙協(xié)議的修訂程序················································44第十六條解散和清算·······················································4416.1解散·····································································4416.2清算·····································································4516.3清算清償順序·························································45第十七條信息披露制度····················································4617.1基金管理人向合伙人提供的報告種類、內(nèi)容和提供時間···4617.2向基金份額持有人提供報告的方式······························4717.3向基金業(yè)協(xié)會提供的報告··········································47第十八條不可抗力··························································47 第十九條爭議解決及適用法律···········································48第二十條一致性·····························································48第二十一條份額信息備份·················································49第二十二條報送披露信息·················································49第二十三條其他事項·······················································4923.1保密·····································································4923.2普通合伙人的工商登記事項變更·································4923.3簽署文本·······························································5023.4本協(xié)議生效日·························································50 本合伙協(xié)議（下稱“本協(xié)議”）由xx有限公司作為普通合伙人與全體有限合伙人于201年月日在【】共同簽訂。下文中普通合伙人和有限合伙人合稱為“各方”。鑒于各方擬根據(jù)《中華人民共和國合伙企業(yè)法》及其他有關(guān)法律法規(guī)共建一家有限合伙企業(yè)，從事上市公司股票定向增發(fā)及定向增發(fā)基金的投資業(yè)務(wù)，經(jīng)各方平等協(xié)商，達(dá)成如下協(xié)議：北京xx資產(chǎn)管理中心（有限合伙）入伙協(xié)議本協(xié)議由以下雙方于_______年____月____日在________簽署：有限合伙基本信息：合伙名稱：北京xx資產(chǎn)管理中心（有限合伙）注冊地址：x號）辦公地址：x認(rèn)購人基本信息：姓名或名稱：________________________________________________證件名稱及號碼：____________________________________________（機(jī)構(gòu)委托人填寫營業(yè)執(zhí)照注冊號及組織代碼）通訊地址：__________________________________________________聯(lián)系電話：__________________________________________________認(rèn)購人指定以下賬戶為回款賬戶，用于接受收益和投資本金：開戶銀行：________________銀行___________分行___________支行賬戶戶名：__________________________________________________銀行賬號（或卡號）：__________________________________________認(rèn)購人回款賬戶與其繳付出資賬戶須一致。鑒于：一、xx有限公司作為執(zhí)行事務(wù)合伙人正在募集發(fā)起北京xx資產(chǎn)管理中心（有限合伙）。二、本協(xié)議基于北京xx資產(chǎn)管理中心（有限合伙）合伙協(xié)議約定，由雙方協(xié)商一致后達(dá)成。三、認(rèn)購人有意作為有限合伙人加入有限合伙，普通合伙人同意接納認(rèn)購人入伙。雙方協(xié)商一致，達(dá)成以下結(jié)果：1、認(rèn)購人承諾認(rèn)繳出資￥_________萬元（大寫：___________萬元），作為有限合伙人加入；基于本協(xié)議項下認(rèn)購人的承諾，普通合伙人同意接受認(rèn)購人入伙成為北京xx資產(chǎn)管理中心（有限合伙）的有限合伙人；2、認(rèn)購人同意簽署本協(xié)議，成為北京xx資產(chǎn)管理中心（有限合伙）的有限合伙人；3、認(rèn)購人承諾以貨幣形式出資；4、認(rèn)購人認(rèn)購期限自______年______月______日起，至______年______月______日止，享有預(yù)期年化收益_____%，于______年______月______日前繳付完成；資金繳付日至合伙期限起始日的資金收益按照該資金所對應(yīng)的預(yù)期年化收益按實際發(fā)生日期計算；5、合伙期限起始日為每個自然月的10日，合伙期限內(nèi)資金封閉運(yùn)作，不得退出；6、認(rèn)購人在此承諾和保證：（1）其已仔細(xì)閱讀本協(xié)議、有限合伙協(xié)議及認(rèn)購風(fēng)險申明書，理解其內(nèi)容之確切含義；（2）其繳付至北京xx資產(chǎn)管理中心（有限合伙）的出資來源合法；（3）其簽訂本協(xié)議已按其內(nèi)部程序做出有效決議并獲得充分授權(quán)，代表其在本協(xié)議上簽字的人為其合法有效的代表；其具有完全民事行為能力；簽訂本協(xié)議不會導(dǎo)致其違反其章程、對其具有法律約束效力的任何規(guī)定或其在其他協(xié)議項下的義務(wù)；（4）除已明確披露并經(jīng)普通合伙人接受的情況外，其系為自己的利益持有有限合伙權(quán)益，該等權(quán)益之上不存在委托、信托或代持關(guān)系；認(rèn)購人已明確披露并經(jīng)普通合伙人接受的該等情況發(fā)生變化之前相關(guān)認(rèn)購人須征得普通合伙人同意；（5）對潛在的風(fēng)險已經(jīng)有充分的認(rèn)識并自愿承擔(dān)風(fēng)險，投資決策是自行獨立做出判斷；（6）按協(xié)議約定取得收益和投資本金，并自行辦理納稅事宜；7、有限合伙收益及分配方式如下：（1）有限合伙預(yù)期年化收益如下表：認(rèn)購金額預(yù)期年化收益率12月18月20萬元≤單筆認(rèn)購金額＜50萬元10.0%/年10.5%50萬元≤單筆認(rèn)購金額＜100萬元11.0%/年11.5%100萬元≤單筆認(rèn)購金額12.0%/年12.5%（2）投資收益以貨幣方式分配；（3）有限合伙每月向認(rèn)購人分配一次收益，到期退出時返還其實繳出資；；（4）有限合伙在每一收益分配周期結(jié)束后的十五個工作日內(nèi)將認(rèn)購人所得收益及當(dāng)?shù)狡谕顺鰰r的實繳出資匯入其指定的銀行賬戶，遇法定節(jié)假日順延，順延期內(nèi)不產(chǎn)生任何收益。8、本協(xié)議生效后，認(rèn)購人須按照本協(xié)議第三條第4款約定日期或之前將認(rèn)繳出資款繳付至以下指定賬戶，若未在上述約定日內(nèi)支付相應(yīng)款項，則視為自動放棄認(rèn)購：戶名：9、認(rèn)購人同意接受有限合伙協(xié)議的約束并按有限合伙協(xié)議約定履行有限合伙人的各項義務(wù)，包括但不限于及時、足額履行出資承諾、以其出資為限承擔(dān)有限合伙債務(wù)等。四、本協(xié)議生效并且認(rèn)購人簽署有限合伙協(xié)議后，即享有有限合伙協(xié)議項下有限合伙人的全部權(quán)利、承擔(dān)有限合伙人的全部義務(wù)；普通合伙人應(yīng)將認(rèn)購人作為有限合伙人，有限合伙人授權(quán)普通合伙人代其在有限合伙的合伙人登記冊上簽署登記，依法辦理相應(yīng)的企業(yè)變更登記手續(xù)。五、本協(xié)議未盡事宜依照《合伙企業(yè)法》規(guī)定執(zhí)行。六、本協(xié)議經(jīng)雙方簽署后生效、一式叁份，有限合伙人和普通合伙人各執(zhí)一份，遞交工商登記一份。[以下無正文]

[本頁無正文，為《入伙協(xié)議》簽字頁]北京xx資產(chǎn)管理中心（有限合伙）認(rèn)購人（適用于自然人）：簽字：認(rèn)購人（適用于機(jī)構(gòu)）：（蓋章）授權(quán)代表人簽字：日期：年月日

北京xx資產(chǎn)管理中心（有限合伙）風(fēng)險揭示書尊敬的投資者：投資有風(fēng)險。當(dāng)您/貴機(jī)構(gòu)認(rèn)購或申購私募基金時，可能獲得投資收益，但同時也面臨著投資風(fēng)險。您/貴機(jī)構(gòu)在做出投資決策之前，請仔細(xì)閱讀本風(fēng)險揭示書和基金合同、公司章程或者合伙協(xié)議(以下統(tǒng)稱基金合同)，充分認(rèn)識本基金的風(fēng)險收益特征和產(chǎn)品特性，認(rèn)真考慮基金存在的各項風(fēng)險因素，并充分考慮自身的風(fēng)險承受能力，理性判斷并謹(jǐn)慎做出投資決策。根據(jù)有關(guān)法律法規(guī)，基金管理人（同時是本基金執(zhí)行事務(wù)合伙人）xx有限公司及投資者分別作出如下承諾、風(fēng)險揭示及聲明：一、基金管理人承諾(一)私募基金管理人保證在募集資金前已在中國證券投資基金業(yè)協(xié)會(以下簡稱中國基金業(yè)協(xié)會)登記為私募基金管理人,并取得管理人登記編碼。(二)私募基金管理人向投資者聲明，中國基金業(yè)協(xié)會為私募基金管理人和私募基金辦理登記備案不構(gòu)成對私募基金管理人投資能力、持續(xù)合規(guī)情況的認(rèn)可;不作為對基金財產(chǎn)安全的保證。(三)私募基金管理人保證在投資者簽署基金合同前已(或已委托基金銷售機(jī)構(gòu))向投資者揭示了相關(guān)風(fēng)險;已經(jīng)了解私募基金投資者的風(fēng)險偏好、風(fēng)險認(rèn)知能力和承受能力;已向私募基金投資者說明有關(guān)法律法規(guī)，說明投資冷靜期、回訪確認(rèn)的制度安排以及投資者的權(quán)利。(四)私募基金管理人承諾按照恪盡職守、誠實信用、謹(jǐn)慎勤勉的原則管理運(yùn)用基金財產(chǎn)，不保證基金財產(chǎn)一定盈利，也不保證最低收益。二、風(fēng)險揭示(一)特殊風(fēng)險揭示有限合伙投資于銀行間金融工具收益權(quán)類項目，該類投資未來可能發(fā)生的政策變化、金融市場利率變化會帶來的收益不確定性。(二)一般風(fēng)險揭示1、資金損失風(fēng)險基金管理人依照恪盡職守、誠實信用、謹(jǐn)慎勤勉的原則管理和運(yùn)用基金財產(chǎn)，但不保證基金財產(chǎn)中的認(rèn)購資金本金不受損失，也不保證一定盈利及最低收益。本基金屬于中低風(fēng)險投資品種，適合風(fēng)險識別、評估、承受能力穩(wěn)健型以上的合格投資者。2、基金運(yùn)營風(fēng)險基金管理人依據(jù)基金合同約定管理和運(yùn)用基金財產(chǎn)所產(chǎn)生的風(fēng)險，由基金財產(chǎn)及投資者承擔(dān)。投資者應(yīng)充分知曉投資運(yùn)營的相關(guān)風(fēng)險，其風(fēng)險應(yīng)由投資者自擔(dān)。3、流動性風(fēng)險在本基金存續(xù)期內(nèi)，投資者可能面臨資金不能退出帶來的流動性風(fēng)險。根據(jù)實際投資運(yùn)作情況，本基金有可能提前結(jié)束或延期結(jié)束，投資者可能因此面臨委托資金不能按期退出等風(fēng)險。4、募集失敗風(fēng)險本基金的成立需符合相關(guān)法律法規(guī)的規(guī)定，本基金可能存在不能滿足成立條件從而無法成立的風(fēng)險。基金管理人的責(zé)任承擔(dān)方式：(一)以其固有財產(chǎn)承擔(dān)因募集行為而產(chǎn)生的債務(wù)和費用;(二)在基金募集期限屆滿(確認(rèn)基金無法成立)后三十日內(nèi)返還投資人已交納的款項，并加計銀行同期存款利息。5、投資標(biāo)的風(fēng)險(適用于股權(quán)類)本基金投資標(biāo)的的價值取決于投資對象的經(jīng)營狀況，原股東對所投資企業(yè)的管理和運(yùn)營，相關(guān)市場宏觀調(diào)控政策、財政稅收政策、產(chǎn)業(yè)政策、法律法規(guī)、經(jīng)濟(jì)周期的變化以及區(qū)域市場競爭格局的變化等都可能影響所投資企業(yè)經(jīng)營狀況，進(jìn)而影響本基金投資標(biāo)的的價值。6、稅收風(fēng)險契約性基金所適用的稅收征管法律法規(guī)可