優(yōu)有價證劵質(zhì)押協(xié)議（中英文對照）

有價證劵質(zhì)押協(xié)議（中英文對照）目錄SECTION1DEFINITION第一條定義SECTION2PLEDGE第二條質(zhì)押SECTION3NATUREOFLOANANDPLEDGE第三條貸款和抵押的性質(zhì)SECTION4SCOPEOFPLEDGEANDREDELIVERYOFTHEPLEDGEDCOLLATERAL第四條抵押品的抵押范圍及重新發(fā)運SECTION5REPRESENTATIONSANDWARRANTIES第五條陳述與保證SECTION6AFFIRMATIVECOVENANTS第六條肯定性條款SECTION7APPOINTMENTOFAGENTSANDACTIONSBYLENDER第七條代理人指定及貸方行為SECTION8SALEANDTREATMENTOFPLEDGEDCOLLATERAL第八條承諾抵押品的出售及處理SECTION9DIVIDENDSANDVOTINGRIGHTS第九條股息及表決權(quán)SECTION10RIGHTSANDREMEDIES第十條權(quán)利及賠償SECTION11APPLICATIONOFPROCEEDSOFPLEDGEDCOLLATERALINEVENTOFDEFAULT第十一條違約情況下承諾抵押品的收益應(yīng)用SECTION12COMPLIANCEWITHSECURITIESLAWS第十二條有價證券法律的遵守SECTION13MONETARYRELIEF第十三條貨幣補(bǔ)償SECTION14MISCELLANEOUS第十四條其他款項部分章節(jié)示例如下：SECTION9DIVIDENDSANDVOTINGRIGHTS第九條股息及表決權(quán)9.1Dividends,InterestandOtherDistributions.ThePledgor,asthetransferorofthestock,shallreceivefromEFHapaymentorcreditagainstinterestdueofanamountequivalenttoallinterestdividendsandotherdistributionswhichthebeneficialownerofthosesecuritiesisentitledtoreceiveduringtheperiodoftheloanwhichendswiththetransferofidenticalsecuritiesbacktothePledgorwhenalloutstandingprincipal,interestandotheramountsdueundertheAgreementarepaidandallobligationsofthePledgorareextinguished.See,IRC§1058(b)(2)(hereinafterreferredtoasthe?DividendAmount?).股息，利息及其他分配。作為股票轉(zhuǎn)讓者的抵押人，應(yīng)當(dāng)從EFH收到支付或?qū)Φ狡诶⒌馁J款，數(shù)額與那些有價證券的受益所有人有權(quán)在貸款期間接受的所有股息利息和其他分配相等，當(dāng)所有未償付的資本，利息及其他在協(xié)議內(nèi)的到期金額已經(jīng)支付及抵押人所有債務(wù)付清時，貸款以將相同的有價證券轉(zhuǎn)回抵押人告終。請見See,IRC§1058(b)(2)（以下簡稱“股息數(shù)額”）(a)TheDividendAmountshallbefirstcreditedagainstanyinterestdueandunpaidforthequarterwhichisunpaidandaccruingatthetimetheDividendAmountisactuallypaidouttoshareholders.TotheextenttheDividendAmountislessthanthequarterlyinterestpaymentowedbythePledgor,thePledgorshallremainobligatedtopaythenetamountofinterestduetotheLender.股息數(shù)額應(yīng)首先對任何到期及本季度未付而股息數(shù)額被實際向股東支付時增長的利息放貸。如股息數(shù)額少于抵押人所有的季度利息支付數(shù)額，則抵押人應(yīng)繼續(xù)有義務(wù)支付應(yīng)付給貸方的凈額利息。(b)TotheextenttheDividendAmountexceedsthequarterlyinterestpaymentowedbythePledgorafterfirstcreditingtheDividendAmountagainstanyinterestdueandunpaidforthequarterasdescribedinSection9.1(a)above,theLendershallsonotifythePledgorinwritingandpay,induecourse,anyexcessremainingaftercreditingtheDividendAmounttothePledgor.如果如9.1(a)條中的描述，股息數(shù)額在首次對任何到期及季度未付利息放貸后超過抵押人所有的季度利息支付數(shù)額，貸方則應(yīng)以書面通知抵押人，并及時向支付向抵押人股息數(shù)額放貸后剩余的任何超額。VotingRightsandPowers.AllvotingorothersuchconsensualrightsandpowerstransfertotheLender.TheLenderwillnotexerciseanyvotingorothersuchconsensualrightsorpowersunderthetermsofthisAgreement.表決權(quán)利及權(quán)力。所有表決或此種雙方自愿的權(quán)利和權(quán)力均轉(zhuǎn)移到貸方。在本協(xié)議的條款下，貸方不得執(zhí)行任何表決或其他這種雙方自愿的權(quán)利或權(quán)力。SECTION10RIGHTSANDREMEDIES第十條權(quán)利及賠償10.1RightsUponDefault.UpontheoccurrenceofanEventofDefaultundertheLoanAgreementorunderthePledgeAgreementwhichremainsuncured,theObligations,togetherwithanyaccruedandunpaidinterestthereon,shallbeimmediatelydueandpayablewithoutnoticeordemand,presentment,orprotest,allofwhichareherebyexpresslywaived.根據(jù)違約的權(quán)利。在未生效的貸款協(xié)議或者抵押協(xié)議內(nèi)發(fā)生違約情況，則債務(wù)以及隨之而來的任何應(yīng)計的未償還利息應(yīng)立即到期，無需通知或要求，陳述，或者聲明，這些在本協(xié)議中均可明確放棄。AtanytimeaftertheoccurrenceofanEventofDefaultwhichremainsuncured,LendermayexercisetherightsandremediesaffordedtoitundertheLoanAgreement,whichrightsandremediesarehereinincorporatedbyreference.TotheextendtheLenderhasnotalreadydoneso,underSection8theLendermaysellorotherwisedisposeofthePledgedCollateralastheLender?sownproperty.PledgoragreesthatLendermayormaynotproceed,asitdeterminesinitssolediscretion,withanyorallrights,benefits,andremedieswhichitmayhaveagainstPledgorandinregardtothePledgedCollateral.任何時候如發(fā)生違約而尚未處理，貸方可行使貸款協(xié)議下賦予其的權(quán)利及補(bǔ)償，權(quán)利及補(bǔ)償以引用方式包含在本協(xié)議內(nèi)。如貸方尚未做出如此行為，則根據(jù)第八條，貸方可出售或另外將承諾抵押品處理為貸方自己的財產(chǎn)。抵押人同意貸方有權(quán)全權(quán)決定繼續(xù)或不繼續(xù)對抵押人及有關(guān)承諾抵押品的任何或所有權(quán)利，利益及補(bǔ)償。SECTION11APPLICATIONOFPROCEEDSOFPLEDGEDCOLLATERALINEVENTOFDEFAULT第十一條違約情況下承諾抵押品的收益應(yīng)用11.1ApplicationofProceedsofCollateralUponSale.Intheeventofadefault,theLendershallapplytheproceedsofthesaleofanyPledgedCollateralheldbytheLenderatthetimethattheLenderchoosestoexerciseitsrightsinaneventofdefaultasfollows:申請抵押品出售的收益。如有違約，貸方應(yīng)該申請當(dāng)時貸方持有的任何承諾抵押品的出售利益，如有違約則貸方選擇做出如下行使權(quán)利的行為：(i)first,ifapplicable,tothepaymenttoorreimbursementofLenderforanyfeesandexpensesforwhichitisentitledtobepaidorreimbursedpursuanttotheLoanDocuments;首先，如果根據(jù)貸款文件規(guī)定，適用于貸方有權(quán)被支付或償還的任何費用和開銷的支付或償還(ii)second,ifapplicable,totheinterestcompoundingattheDefaultRate;其次，如果適用于在違約日期的復(fù)利息；(iii)third,tothepaymentofanyaccruedandunpaidinterestdueundertheLoanAgreement;and第三，適用于貸款協(xié)議下的任何累積及未付的到期利息；(?iv)fourth,tosuchuseastheLendermayelect(itbeingunderstoodthatLendershallhavenoobligationtocreditsuchpaymenttoprincipalexcepttotheextentthatprincipalisdue).第四，貸方可選擇這種用途（被解讀為貸方不得有義務(wù)對此資本付款進(jìn)行放貸，除非資本已到期）。ThisSection11.1doesnotmodifyorsupersedetheLender’srightsunderSection8ofthisPledgeAgreementtosellanyorallofthePledgedCollateralduringthetermoftheLoanorotherwisetakeactionswithrespecttothePledgedCollateralnordoesitrequirethattheLenderapplytheproceedsofthesaleofanyPledgedCollateralthatmayoccurduringthetermoftheLoantoreducetheLoanPrincipalAmountoranyotherObligation.第11.1條并不對本抵押協(xié)議中第八條內(nèi)貸方在貸款期間出售任意或全部承諾抵押品或另外采取有關(guān)承諾抵押品的行動的權(quán)利進(jìn)行修改或取代，也并不要求貸方申請在貸款期間出售任何承諾抵押品可能得到的收益，以減少貸款本金或任何其他債務(wù)。SECTION13MONETARYRELIEF第十三條貨幣補(bǔ)償13.3Arbitrationsseekingmonetaryrelieflessthan$100,000.00intheaggregatewillbeheldwithinthefederaljudicialdistrictencompassingthecitywherePledgorresidesorislocated.Arbitrationsseekingmonetaryreliefof$100,000.00ormoreintheaggregatewillbeheldinIndianapolis,Indiana.尋求總額在100,000.00美元以下經(jīng)濟(jì)補(bǔ)償?shù)闹俨脤⒃诎ǖ盅喝司幼』蛩诔鞘械穆?lián)邦司法區(qū)內(nèi)舉行。尋求總額在100,000.00美元及以上經(jīng)濟(jì)補(bǔ)償?shù)闹俨脤⒃谟〉诎布{州的印第安納波利斯（印第安納州首府）舉行。13.4Lenderwillpayupto$2,500.00infeeschargedbythearbitrationadministratorforClaim(s)assertedbyPledgorinthearbitration,afterPledgorhaspaidanamountequivalenttothefee,ifany,hadsuchClaim(s)beenfiledinstateorfederalcourt(whicheverisless)inthejudicialdistrictinwhichPledgorresidesorislocated.貸方將向仲裁管理員支付2,500.00美元的抵押人索賠費用，在抵押人支付與費用相等的數(shù)額之后，如果有這些數(shù)額，并將這種索賠上訴到抵押人居住或所在司法區(qū)的州立或聯(lián)邦法院（以較少者為準(zhǔn)）。SECTION14MISCELLANEOUS第十四條其他款項14.1NoSubrogation.NotwithstandinganypaymentorpaymentsmadebythePledgorhereunder,thereceiptofanyamountsbytheLenderwithrespecttothePledgedCollateraloranysetofforapplicationoffundsofthePledgorbytheLender,thePledgorshallnotbeentitledtobesubrogatedtoanyoftherightsoftheLender.無債權(quán)轉(zhuǎn)移。盡管本協(xié)議內(nèi)有的規(guī)定，盡管協(xié)議中抵押人已做出任何支付或付款，貸方收據(jù)的有關(guān)承諾抵押品或貸方向抵押人提出的任何扣除或資金申請的任何數(shù)額，抵押人不得有權(quán)被轉(zhuǎn)移貸方的任何權(quán)利。14.4Severability.AnyprovisionofthisAgreementthatisprohibitedorunenforceableinanyjurisdictionshall,astosuchjurisdiction,beineffectivetotheextentofsuchprohibitionorunenforceabilitywithoutinvalidatingtheremainingprovisionshereof,andanysuchprohibitionorunenforceabilityinanyjurisdictionshallnotinvalidateorrendersuchprovisionunenforceableinanyotherjurisdiction.可分割性。本協(xié)議內(nèi)在任何司法權(quán)下被禁止或不可執(zhí)行的任何條款將為無效，就其在這種司法權(quán)下的禁止和不可執(zhí)行而言，不造成本協(xié)議內(nèi)剩余條款失效。任何司法權(quán)下引起的條款禁止和不可執(zhí)行不得使這種條款在其他任何司法權(quán)下失效或不可執(zhí)行。14.7GoverningLaw.ThisAgreementshallbegovernedby,andshallbeconstruedinaccordancewith,thelawsoftheStateofIndianawithoutreferencetoitsprinciplesofConflictsofLaw.適用法律。本協(xié)議的管轄和解讀應(yīng)根據(jù)印第安納州法律，不需引用法律抵觸法則。14.9Amendments.NoprovisionofthisAgreementmaybeamended,waivedormodified,and(unlessotherwiseprovidedherein)noitemofPledgedCollateralmaybereleased,exceptinawritingsignedbythePledgorandtheLender.修正。本協(xié)議內(nèi)條款不得被修訂，放棄或修改，（除非在本協(xié)議內(nèi)另作規(guī)定）承諾抵押品任何款項不得讓與，除非有抵押人和貸方簽署的書面協(xié)議。14.10Expenses.