管理體系認證審核總結(jié)報告

ManagementSystemCertification

AuditSummaryReport

管理體系認證審核總結(jié)報告Organization:公司名稱xAddress:公司地址xStandard(s):審核標準ISO14001:2004Representative:公司代表Site(s)audited:審核地點SameasaddressDate(s)ofaudit(s):審核日期EACCode:EAC代碼4NACECode:NACE代碼18.21Leadauditor:審核組長Additionalteammember(s):審核組其他成員Thisreportisconfidentialanddistributionislimitedtotheauditteam,clientrepresentativeandtheSGSoffice.這份報告是保密的，派發(fā)僅限于審核組，客戶代表和SGS辦公室。Auditobjectives審核目的Theobjectivesofthisauditwere:toconfirmthatthemanagementsystemconformswithalltherequirementsoftheauditstandard;確認管理體系符合審核標準的所有要求；toconfirmthattheorganizationhaseffectivelyimplementedtheplannedmanagementsystem;確認組織有效地策劃并實施管理體系；■toconfirmthatthemanagementsystemiscapableofachievingtheorganization'spolicyobjectives.確認管理體系能夠達成組織的方針目標。Scopeofcertification認證范圍ManufactureofclothingwithfeatherThisisamulti-siteauditandanAppendixlistingallrelevantsitesand/orremotelocationshasbeenestablished(attached)andagreedwiththeclient對于多地點抽樣審核，已建立一份附加的清 N/A不適用 Yes疋No否單以列出所有的地點和/或移動場所，并經(jīng)客戶確認。Job/Cert.n°:?JobNo??CertificateNo?VisitType:?VisitTvpe?Visitn°:?visitnumber?Document:GS0401Issuen°:2Pagen°:1ofCurrentauditfindingsandconclusions本次審核發(fā)現(xiàn)點及結(jié)論Theauditteamconductedaprocess-basedauditfocusingonsignificantaspects/risks/objectivesrequiredbythestandard(s).Theauditmethodsusedwereinterviews,observationofactivitiesandreviewofdocumentationandrecords.審核組以審核標準所要求的重要因素、風險及目標為關(guān)注焦點，完成了基于過程的審核。所采用的審核方法包括面談，觀察活動及評審文件及記錄。Thestructureoftheauditwasinaccordancewiththeauditplanandauditplanningmatrixincludedasannexestothissummaryreport.審核的安排依據(jù)本份報告所附的審核計劃及審核策劃矩陣圖。Theauditteamconeludesthattheorganization□has□hasnotestablishedandmaintaineditsmanagementsysteminlinewiththerequirementsofthestandardanddemonstratedtheabilityofthesystemtosystematicallyachieveagreedrequirementsforproductsorserviceswithinthescopeandtheorganization'spolicyandobjectives.審核組結(jié)論為該組織區(qū)Ihas已hasnot未根據(jù)審核標準要求建立和實施管理體系，并具備系統(tǒng)地達成認證范圍內(nèi)產(chǎn)品或服務所承諾要求的能力及達成組織方針目標的能力。Numberofnonconformitiesidentified:0Major 2Minor不符合項數(shù)量 嚴重 輕微Thereforetheauditteamrecommendsthat,basedontheresultsofthisauditandthesystem'sdemonstratedstateofdevelopmentandmaturity,managementsystemcertificationbe:基于審核結(jié)果及組織所展現(xiàn)出的狀態(tài)，審核組建議管理體系認證結(jié)果為：□Granted推薦發(fā)證/□Continued證書繼續(xù)有效/□Withheld終止/□Suspendeduntilsatisfactorycorrectiveactioniscompleted.暫停直至采取了有效的糾正措施PreviousAuditResults上一次審核結(jié)果Theresultsofthelastauditofthissystemhavebeenreviewed,inparticulartoassureappropriatecorrectionandcorrectiveactionhasbeenimplementedtoaddressanynonconformityidentified.Thisreviewhasconcludedthat:已對上一次審核結(jié)果進行了評審，特別是確保對所提出的不符合項已采取適當?shù)募m正措施。評審結(jié)論為：SAnynonconformityidentifiedduringpreviousauditshasbeencorrectedandthecorrectiveactioncontinuestobeeffective.上一次審核提出的不符合項已被糾正，并且糾正措施是持續(xù)有效的?！鮐hemanagementsystemhasnotadequatelyaddressednonconformityidentifiedduringpreviousauditactivitiesandthespecificissuehasbeenre-definedinthenonconformitysectionofthisreport.管理體系對于上一次審核提出的不符合項沒有充分地解決，這一問題在本次審核報告的不符合項部分已被再次提出。AuditFindings審核發(fā)現(xiàn)點Theauditteamconductedaprocess-basedauditfocusingonsignificantaspects/risks/objectives.Theauditmethodsusedwereinterviews,observationofactivitiesandreviewofdocumentationandrecords.審核組以審核標準所涉及的重要因素、風險及目標為關(guān)注焦點，完成了基于過程的審核。所采用的審核方法為面談，觀察活動及評審文件及記錄。Job/Cert.n°:?JobNo??CertificateNo?VisitType:?VisitTvpe?Visitn°:?visitnumber?Document:GS0401Issuen°:2Pagen°:2ofThemanagementsystemdocumentationdemonstratedconformitywiththerequirementsoftheauditstandardandprovidedsufficientstructuretosupportimplementationandmaintenanceofthemanagementsystem. Yes是 匚INo否文件化的管理體系與審核標準是相符合的，并且對于管理體系的實施及維護提供足夠的支持。Theorganizationhasdemonstratedeffectiveimplementationandmaintenance/improvementofitsmanagementsystem.因Yes是□No否組織的管理體系在有效地實施、維護及改善中。Theorganizationhasdemonstratedtheestablishmentandtrackingofappropriatekeyperformaneeobjectivesandtargetsandmonitoredprogresstowardstheirachievement. Yes是□No否組織建立并跟蹤適當?shù)年P(guān)鍵業(yè)績目標及指標，并且對達成狀況進行監(jiān)控。Theinternalauditprogramhasbeenfullyimplementedanddemonstrateseffectivenessasatoolformaintainingandimprovingthemanagementsystem. □Yes是 □No否內(nèi)審被全面實施，成為維護及改善管理體系的有效工具。Themanagementreviewprocessdemonstratedcapabilitytoensurethecontinuingsuitability,adequacy,effectivenessofthemanagementsystem. 図Yes是□No否管理評審過程能夠確保組織管理體系持續(xù)的適宜性、充分性和有效性。Throughouttheauditprocess,themanagementsystemdemonstratedoverallconformaneewiththerequirementsoftheauditstandard. Yes是 匚INo否整個審核顯示，組織的管理體系與審核標準的要求總體上是符合的。CertificationclaimsareaccurateandinaccordaneewithSGSguidaneeKYes是□No否匚IN/A不適用認證聲明是準確的并且與SGS的指南相符合。SignificantAuditTrailsFollowed主要審核思路Thespecificprocesses,activitiesandfunctionsreviewedaredetailedintheAuditPlanningMatrixandtheAuditPlan.Inperformingtheaudit,variousaudittrailsandlinkagesweredeveloped,includingthefollowingprimaryaudittrails,followedthroughout。經(jīng)評審過的組織的過程、活動和功能詳細記錄在審核策劃矩陣圖和審核計劃上。在本次審核中，多種的審核思路及貫穿方法被采用，包括以下所記錄的主要審核點。Nonconformities不符合項Seeattachment見附件Job/Cert.n°:?JobNo??CertificateNo?VisitType:?VisitTvpe?Visitn°:?visitnumber?Document:GS0401Issuen°:2Pagen°:3ofNonconformitiesdetailedhereshallbeaddressedthroughtheorganization'scorrectiveactionprocess,inaccordancewiththerelevantcorrectiveactionrequirementsoftheauditstandardandcompleterecordsmaintained.組織應根據(jù)審核標準中對于糾正措施的相關(guān)要求，通過組織自身的糾正措施過程解決以上所列的不符合項，并維持記錄。CorrectiveactionstoaddressidentifiedmajornonconformitiesshallbecarriedoutimmediatelyandSGSnotifiedoftheactionstakenwithin30days.AnSGSauditorwillperformafollowupvisitwithin90daystoconfirmtheactionstaken,evaluatetheireffectiveness,anddeterminewhethercertificationcanbegrantedorcontinued.對于嚴重不符合項組織應立即采取糾正措施并在30天內(nèi)將所采取的措施通知SGSoSGS將安排審核員在