GB/T 45081-2024人工智能管理體系

ICS35.020；03.100.70

CCSL01

中華人民共和國國家標準

GB/T45081—2024/ISO/IEC42001：2023

人工智能管理體系

Artificialintelligence—Managmentsystem

（ISO/IEC42001：2023，Informationtechnology—Artificialintelligence—

Managementsystem，IDT）

2024?11?28發(fā)布2024?11?28實施

國家市場監(jiān)督管理總局

國家標準化管理委員會發(fā)布

GB/T45081—2024/ISO/IEC42001:2023

目次

前言··························································································································Ⅲ

1范圍·······················································································································1

2規(guī)范性引用文件········································································································1

3術(shù)語和定義··············································································································1

4組織環(huán)境·················································································································4

4.1理解組織及其環(huán)境·······························································································4

4.2理解相關(guān)方的需求和期望······················································································5

4.3確定人工智能管理體系的范圍················································································5

4.4人工智能管理體系·······························································································5

5領(lǐng)導作用·················································································································5

5.1領(lǐng)導作用和承諾··································································································5

5.2人工智能方針·····································································································6

5.3崗位、職責和權(quán)限·································································································6

6策劃·······················································································································6

6.1應(yīng)對風險和機會的措施·························································································6

6.2人工智能目標及其實現(xiàn)的策劃················································································8

6.3變更的策劃········································································································9

7支持·······················································································································9

7.1資源·················································································································9

7.2能力·················································································································9

7.3意識·················································································································9

7.4溝通·················································································································9

7.5文件化信息·······································································································10

8運行·····················································································································10

8.1運行的策劃和控制······························································································10

8.2人工智能風險評估······························································································11

8.3人工智能風險應(yīng)對······························································································11

8.4人工智能系統(tǒng)影響評估························································································11

9績效評價···············································································································11

9.1監(jiān)視、測量、分析和評價························································································11

9.2內(nèi)部審核··········································································································11

9.3管理評審··········································································································12

10改進····················································································································12

Ⅰ

GB/T45081—2024/ISO/IEC42001:2023

10.1持續(xù)改進········································································································12

10.2不符合和糾正措施····························································································12

附錄A（規(guī)范性）參考控制目標與控制·············································································14

附錄B（規(guī)范性）人工智能控制的實施指南·······································································17

B.1概述···············································································································17

B.2與人工智能相關(guān)的方針·······················································································17

B.3內(nèi)部組織·········································································································18

B.4人工智能系統(tǒng)的資源··························································································19

B.5評估人工智能系統(tǒng)的影響····················································································21

B.6人工智能系統(tǒng)生存周期·······················································································24

B.7人工智能系統(tǒng)的數(shù)據(jù)··························································································29

B.8人工智能系統(tǒng)相關(guān)方的信息·················································································30

B.9人工智能系統(tǒng)的使用··························································································32

B.10第三方及客戶關(guān)系····························································································34

附錄C（資料性）潛在的與人工智能相關(guān)的組織目標和風險源···············································36

C.1概述···············································································································36

C.2目標···············································································································36

C.3風險源············································································································37

附錄D（資料性）跨領(lǐng)域或跨行業(yè)使用人工智能管理體系·····················································38

D.1概述···············································································································38

D.2人工智能管理體系與其他管理體系的集成·······························································38

參考文獻····················································································································40

Ⅱ

GB/T45081—2024/ISO/IEC42001:2023

前言

本文件按照GB/T1.1—2020《標準化工作導則第1部分：標準化文件的結(jié)構(gòu)和起草規(guī)則》的規(guī)

定起草。

本文件等同采用ISO/IEC42001：2023《信息技術(shù)人工智能管理體系》。

本文件做了下列最小限度的編輯性改動：

——為與現(xiàn)有標準體系保持一致，將標準名稱改為《人工智能管理體系》。

請注意本文件的某些內(nèi)容可能涉及專利。本文件的發(fā)布機構(gòu)不承擔識別專利的責任。

本文件由全國信息技術(shù)標準化技術(shù)委員會（SAC/TC28）提出并歸口。

本文件起草單位：中國電子技術(shù)標準化研究院、廣州賽西標準檢測研究院有限公司、螞蟻科技集團

股份有限公司、華為技術(shù)有限公司、深圳云天勵飛技術(shù)股份有限公司、中國科學院軟件研究所、阿里云

計算有限公司、羅克佳華科技集團股份有限公司、廣東粵電信息科技有限公司、中國南方電網(wǎng)有限責任

公司超高壓輸電公司、OPPO廣東移動通信有限公司、深圳市優(yōu)必選科技股份有限公司、上海燧原科技

股份有限公司、北京賽西認證有限責任公司、科大訊飛股份有限公司、浪潮軟件科技有限公司、上海商

湯智能科技有限公司、上海市人工智能行業(yè)協(xié)會、上海計算機軟件技術(shù)開發(fā)中心、山東省計算中心（國

家超級計算濟南中心）、萬達信息股份有限公司。

本文件主要起草人：孫寧、黃勝華、楊舟、馬萬鐘、林冠辰、鄭文先、孟令中、徐浩、饒雪、李瑋、薛學琴、

賈一君、沈芷月、張萬里、劉張宇、王寧、李根、梁喬玲、梅敬青、蔣燕、孫佩、紀元隆、喬玉平、楊彤暉、鐘俊浩、

林一偉、蔣慧、吳庚、陳敏剛、高永超、童慶。

Ⅲ

GB/T45081—2024/ISO/IEC42001:2023

人工智能管理體系

1范圍

本文件為在組織范圍內(nèi)建立、實施、維護和持續(xù)改進人工智能管理體系規(guī)定了要求并提供了指南。

本文件適用于提供或使用人工智能系統(tǒng)的產(chǎn)品或服務(wù)的組織。本文件旨在幫助組織負責任地開

發(fā)、提供或使用人工智能系統(tǒng)，以實現(xiàn)其目標，并滿足適用的法規(guī)要求，以及相關(guān)方的義務(wù)和期望。

本文件適用于各種規(guī)模、類型和性質(zhì)的提供或使用人工智能系統(tǒng)產(chǎn)品或服務(wù)的組織。

2規(guī)范性引用文件

下列文件中的內(nèi)容通過文中的規(guī)范性引用而構(gòu)成本文件必不可少的條款。其中，注日期的引用文

件，僅該日期對應(yīng)的版本適用于本文件；不注日期的引用文件，其最新版本（包括所有的修改