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The evolution of the doctor patient relationship R Kaba a P Sooriakumaranb a Guy s King s and St Thomas School of Medicine King s College London SE1 1LL UK b Postgraduate Medical School University of Surrey Surrey GU2 7WG UK KEYWORDS Doctor patient relationship AbstractThe doctor patient relationship has undergone a transition throughout the ages Prior to the last two decades the relationship was predominantly between a patient seeking help and a doctor whose decisions were silently complied with by the patient In this paternalistic model of the doctor patient relationship the doctor utilises his skills to choose the necessary interventions and treatments most likely to restore the patient s health or ameliorate his pain Any information given to the patient is selected to encourage them to consent to the doctor s decisions This description of the asymmetrical or imbal anced interaction between doctor and patient Parsons T The social system Free Press New York 1951 1has been challenged during the last 20 years Critics have proposed a more active autonomous and thus patient centred role for the patient who advocates greater patient control reduced physician domi nance and more mutual participation This patient centred approach has been described as one where the physician tries to enter the patient s world to see the illness through the patient s eyes McWhinney I The need for a transformed clinical method In Stewart M Roter D Communicating with medical patients London Sage 1989 2 and has become the predominant model in clinical practice today 2006 Surgical Associates Ltd Published by Elsevier Ltd All rights reserved Introduction To attend those who suffer a physician must possess not only the scientifi c knowledge and technical abilities but also an understanding of human nature The patient is not just a group of symptoms damaged organs and altered emotions The patient is a human being at the same time worried and hopeful who is searching for relief help and trust The importance of an intimate relationship between patient and physician can never be overstated because in most cases an accurate diagnosis as well as an effective treat ment reliesdirectlyonthequalityofthis relationship 3 Corresponding author Present address Royal Surrey County Hospital Urology Flat 15 Andhurst Court 2A Coombe Kingston Surrey KT2 7DX UK Tel 44 78 1364 7076 E mail address sooriakumaran P Sooriakumaran 1743 9191 see front matter 2006 Surgical Associates Ltd Published by Elsevier Ltd All rights reserved doi 10 1016 j ijsu 2006 01 005 International Journal of Surgery 2007 5 57e65 On considering a relationship that is based on mutual participation of two individuals the term relationship refers to neither structure nor function but rather an abstraction encompassing the activities of two interacting systems or per sons 4The apparent intrinsic quality of this unique doctor patient relationship allows two peo ple previously unknown to each other to feel at ease with variable degree of intimacy This rela tionship in time may develop to allow the patient to convey highly personal and private matters in a safe and constructive environment History of the doctor patient relationship Thedoctor patientrelationshipinahistoricalsetting is dependent on the medical situation and the social scene The doctor s and patient s ability for self refl ectionandcommunicationaswellasanytechnical skills are embodied within this medical situation The social scene refers to the socio political and intellectual scientifi c climate at the time The work performed by Szasz and Hollender 1956 5demarcated three basic models of the doctor patient relationship These are a active passivity b guidance co operation and c mutual participation The activity passivity and guidance co operation models are entirely paternalistic and thus predominantly doctor centred The latter mutual participation has a greater emphasis on patient centred medicine By employing these conceptual models one can present an historical overview of the certain changes that occurred between the doctor and patient which led to the development and creation of a patient centred focus that is currently practised today The social conditions and medical practice models of the following periods will be briefl y discussed a Ancient Egypt approximately 4000 to 1000 B C b Greek enlightenment approximately 600 to 100 B C c Medieval Europe and the inquisition approxi mately 1200 to 1600 A D d The French revolution late 18th century e Doctor patient relationship1700 topresent day Ancient Egypt Edelstein et al 1937 6proposed that the doctor patient relationship evolved from the priest suppli cant relationship thus retaining the ideology of a parent fi gure to manipulate events on behalf of the patient Man has attempted to master nature through his fears of helplessness sickness and death by means of magic and mysticism theology and rationality Healers were as much magicians and priests as they were doctors and magic was an integral part of care Treatment was largely limited to external and visible disorders such as fractures Psychiatric disorders which were regarded as inter nal presented certain observational diffi culties in the face of a na ve culturally unsophisticated ap proach to medicine It therefore seems likely that in ancient Egyptian medicine the activity passivity type relationship existed and that this relationship was unaltered Neither the social circumstances nor the technical advances were such as to require a change within this relationship Greek enlightenment 5th Century B C The Greeks developed a system of medicine based on an empirico rational approach such that they relied ever more on naturalistic observation en hanced by practical trial and error experience abandoning magical and religious justifi cations of human bodily dysfunction They were also among the fi rst nations to evolve towards a democratic form of social organization and consequently established equality among the electorate Thus guidance co operation and to a lesser degree mutual participationwerethedistinguishing patterns of the doctor patient relationship The Hippocratic Oath established a code of ethics for the doctor whilst also providing a Bill of Rights for the patient The rules codifying the doctor s prescribed attitude towards his patient7 The regimen I adopt shall be for the benefi t of my patients according to my ability and judgment and not for their hurt or for wrong Whatsoever house I enter there will I go for the benefi t of the sick refraining from all wrongdoing or corrup tion and especially from any seduction of male or female of bond free Whatsoever things I see or hear concerning the life of men in my attendance on the sick or even apart there from which ought not be noised abroad I will keep silence thereon counting such things to be as sacred secrets This oath provides a higher degree of humanism in dealing with the needs well being and in terests of people when compared to previous codes of conduct In this the Hippocratic Oath raised medical ethics above the self interests of class and status Medieval Europe and the inquisition The restoration of religious and supernatural world beliefs following the demise of the Roman Empire 58R Kaba P Sooriakumaran and concluding in the Crusades and witch hunts throughout the middle ages led to the deteriora tion weakening and regression of the doctor patient relationship throughout medieval Europe The magico religious beliefs personifi ed in the Old and New Testaments were revived and became widely accepted The doctor fi lled with magical powers was in a glorious high ranking position in society and his patients were regarded as helpless infants analogous to the activity passivity model The French revolution Through the initiation of the Renaissance encour aged by the emerging Protestantism Man s search for liberalism equality dignity and empirical sci ence began once again There are marked illustra tions of the effects of the dominant socio political events e g the successful Protestant protests against theunimpededmightoftheRomanCatholic Church the removal of English dominance from America and the momentous social struggle of the French revolution on medical attitudes actions and thus behaviours during this time The events that led to the French Revolution brought an end to an era in which the mentally ill and socially un derprivileged were incarcerated in dungeons 5This exemplifi es the change in the doctor patient rela tionship from an activity passivity approach to a guidance co operation model Doctor patient relationship from 1700 to present day The relationship between the doctor and patient has a very pronounced association with the model of illness that dominates at any given time 8Dur ing the 18th Century the symptom was the illness Doctors were few in number and their patients mainly upper class and aristocratic This status dis parity ensured the supremacy or dominance of the patient and doctors had to compete with each other in order to please the patient The model of illness that developed was one based on the in terpretation of the patients individual symptoms The doctor found that it was less necessary to ex amine the patient but rather more important to be attentive to their needs and experiences manifest in the form of their symptoms This symptom based model of illness ensured the preservation of patient dominance throughout this period During the late 18th Century hospitals emerged as places to treat patients who were underprivi leged Doctors now found themselves providing medical treatment for those who were traditionally regarded as more passive The hospital became the cornerstone of medical care and along with the rapid growth in microbiological knowledge and surgical skills during this time a new Medicine developed that focused not on the symptom but rather on the accurate diagnosis of a pathological lesion inside the body e the biomedical model of illness This new theory suggested that the symp tom was no longer the illness but instead acted as a unique indicator for the presence of absence of aparticularpathology Thisnewmodelrequiredthe examination of the patient s body and the expert clinicalandanatomicalknowledgepossessedbythe doctortoformulateadiagnosis andthusthepatient became dependent as a result The relationship was between a dominant doctor and a passive patient i e an activity passivity paternalistic model The development of paternalism The Hippocratic doctors considered it an ethical requirement to follow the criterion of benefi cence as well as the principle primun non nocere not to hurt which has become a core principle of medical ethics within the doctor patient rela tionship Hellin 2002 3regards paternalism as hard line benefi cence analogous to the parent infant relationship5in which the infant is wholly dependent on the parent for decision making Thus the doctor s role involved acting in the patient s best medical interests 1with doctors regarding a good patient as one who submissively accepted the passive role of the infant 3 The emergence of psychology The psychoanalytical and psychosocial theories pro posed by Breuer and Freud 1955 9in the late 19th Century began to further constitute the patient as a person This therapeutic model meant that in terms of the doctor patient relationship it was of great importance to listen to the patient at great length Their interest in the patient allowed them to develop a genuine communicative relationship and reintroduced the patient into the medical con sultation as an active participant This early thera peutic intervention paved the way towards the broad implementation of mutual participation be tween the doctor and patient5 10which ultimately led to the creation of patient centred medicine The doctor had become conscious or aware of the patients personality the patient was not simply an object but a person needing enlighten ment and reassurance 11The report of the Plan ning Committee of the Royal College of Physicians on Medical Education regarded as essential that The evolution of the doctor patient relationship59 from the beginning of his clinical career the stu dent should be encouraged to study his patient s personality just as he studies his patient s phys ical signs and the data on the temperature chart 12 The theories of Balint 1964 10 Michael Balinttrained in both medicine andpsycho analysis andattemptedtocombinethesesciences He acknowledged that an individual s tendency to seek the attention of a GP could not be described in solely objective terms social and psychological infl uences were equally important He argued that illness was as much a psychosocial phenomenon as abiologicalone Heencourageddoctorstolookpast the physical signs and symptoms reported and to focus on the patient s unique psychological and social context thereby allowing them to under stand the real reason for the consultation He also proposed that the unique emotional relationship that develops between the doctor and patient over many encounters is itself a critical constituent of both therapeutic and diagnostic processes Balint s concept of the doctor as drug em phasised the dynamic nature of the doctor patient relationship He adamantly maintained that the most powerful therapeutic tool the doctor pos sessed was himself or herself However Balint acknowledged that very little was known about the pharmacological aspects of this drug such as the correct dosages frequency of visits any addictive properties whereby the patient be comes increasingly reliant on the doctor and side effects i e what harm the doctor could do Another concept of the doctor patient rela tionship that Balint described was what he coined mutual investment He believed that the indi vidual consultation was one in a series of consulta tions as opposed to a single episode such that each consultation followed on from the next With time the doctor obtained the patient s trust and or confi dence such that he began to know more and more about his patient s personalities social and physical environments their biography and their relationships This allowed the doctor to improve his time management skills so that each new consultation was more effective which ultimately provided a better insight into the pa tients needs The ideology behind mutual invest ment also incorporates the opportunity for the patient to develop insight into the doctors own needs This implied that the doctor patient rela tionship was a mutual investment which over time would benefi t both parties The three basic models proposed by Szasz and Hollender 1956 5 Szasz and Hollender 1956 5proposed three models ofthedoctor patientrelationship alsoseeTable1 a The model of activity passivity is entirely pa ternalistic in nature this is analogous to the parent infantrelationshipdescribedprevi ously They argued that this model is not an in teraction as the person being acted upon is unable to actively contribute The patient is regarded as helpless requiring the expert knowledge of the doctor and treatment is commenced irrespective of the patient s contribution and regardless of the outcome This is entirely justifi ed in the medical emer gency setting because the time required to get informed consent or involve the patient in decision making would clearly jeopardize the patient s health This type of relationship pla ces the doctor in total control of the situation and in this way it gratifi es needs for mastery and contributes to feelings of superiority 13 b The model of guidance co operation is em ployed in situations which are less acute They argued that despite the fact that the patient is ill they are conscious and thus have feelings and aspirations of their own During this time the patient may suffer from anxiety and pain andinlightofthishemayseekhelp Thepatient is therefore ready and willing to cooperate and indoingsoheplaces the doctor in aposition of power Therefore the doctor will speak of guidanceandthusexpectthepatienttocooper ate and obey without question They described this model as a prototype in the relationship between a parent and a child adolescent c The model of mutual participation also advo cated by Balint 1964 10 is based on the belief that equality amongst human beings is mutually advantageous In thismodelthe doctor doesnot confess to know exactly what is best for the patient They argued that equality amongst human beings is critical to the social structure of egalitarianism and democracy In order for the concept of mutual participation between the doctor and patient to exist it is important that the interaction between them is based on having equal power mutual independence and equal satisfaction This ultimately allows the patients to take care of themselves The managementofchronicdiseaseprovides a good example This model therefore pro vides the patient with a greater degree of 60R Kaba P Sooriakumaran responsibility and is characterised by a high de gree of empathy and has elements often associ ated with friendship and partnership as well as the imparting of expert medical advice There fore the doctor s satisfaction cannot be de rived from power nor can it stem from the control over someone else but rather from the unique service he provides to humanity 3 Patient centred medicine one of the essential qualities of the clinicians is interest in humanity for the secret of the care of patients is in caring for the patient 3 Over the last 20 years an extensive body of liter ature has emerged that advocated the patient centred approach to medical care The concept of patient centred medicine can be described and illustrated through the following fi ve key dimen sions as proposed by Mead and Bower 2000 14 Biopsychosocial perspective Stewart et al 1995 15assert that the patient centred approach requires a willingness to become involved in the full range of diffi culties patients bring to their doctors not just their biomed
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