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1、Semi-automatic control system for hydraulic shovelAbstractA semi-automatic control system for a hydraulic shovel has been developed. Using this system, unskilled operators can operate a hydraulic shovel easily and accurately. A mathematical control model of a hydraulic shovel with a controller was c
2、onstructed and a control algorithm was developed by simulation. This algorithm was applied to a hydraulic shovel and its effectiveness was evaluated. High control accuracy and high-stability performance were achieved by feedback plusfeedforward control, nonlinear compensation, state feedback and gai
3、n scheduling according to the attitude. Keywords: Construction machinery; Hydraulic shovel; Feedforward; State feedback; Operation1. IntroductionA hydraulic shovel is a construction machinery that can be regarded as a large articulated robot.Digging and loading operations using this machine require
4、a high level of skill, and cause considerable fatigue even in skilled operators. On the other hand, operators grow older, and the number of skilled operators has thus decreased. The situation calls forhydraulic shovels, which can be operated easily by any person w15x. The reasons why hydraulic shove
5、l requires a high level of skill are as follows.1. More than two levers must be operated simultaneously and adjusted well in such operations.2. The direction of lever operations is different from that of a shovels attachment movement.For example, in level crowding by a hydraulicshovel, we must opera
6、te three levers arm, boom,bucket. simultaneously to move the top of a bucketalong a level surface Fig. 1. In this case, the lever operation indicates the direction of the actuator, but this direction differs from the working direction. If an operator use only one lever and other freedoms are operate
7、d automatically, the operation becomes very easily. We call this system a semi-automatic control system.When we develop this semi-automatic control system, these two technical problems must be solved.1. We must use ordinary control valves for automatic control.2. We must compensate dynamic character
8、istics of a hydraulic shovel to improve the precision of control.Fig. 1. Level crowding of an excavator and frame model of anexcavator. We have developed a control algorithm to solve these technical problems and confirm the effect of this control algorithm by experiments with actual hydraulic shovel
9、s. Using this control algorithm, we have completed a semi-automatic control system for hydraulic shovels. We then report these items.2. Hydraulic shovel modelTo study control algorithms, we have to analyzenumerical models of a hydraulic shovel. The hydraulic shovel, whose boom, arm, and bucket joint
10、s are hydraulically driven, is modeled as shown in Fig.2. The details of the model are described in thefollowing. Fig. 2. Model of hydraulic shovel.2.1. Dynamic model 6Supposing that each attachment is a solid body, from Lagranges equations of motion, the followingexpressions are obtained:其中 K sm 1
11、g; and gsgravitational acceleration. 3 3 g 3i is the joint angle, i is the supply torque, li is the attachment length, lgi is the distance between g ithe fulcrum and the center of gravity, mi is the mass of the attachment, Ii is the moment of inertia around (the center of gravity subscripts is13; me
12、an boom arm, and bucket, respectively.)2.2. Hydraulic modelEach joint is driven by a hydraulic cylinder whose flow is controlled by a spool valve, as shown in Fig.3. We can assume the following:1. The open area of a valve is proportional to the spool displacement.2. There is no oil leak.3. No pressu
13、re drop occurs when oil flows through piping.4. The effective sectional area of the cylinder is the same on both the head and the rod sides.In this problem, for each joint, we have thefollowing equation from the pressure flow characteristics of the cylinder:when,where, Ai seffective cross-sectional
14、area of cylinder; hi scylinder length; Xi sspool displacement;Psi ssupply pressure; Pi scylinder head-side pressure; Pi scylinder rod-side pressure; Vi soil volume in the cylinder and piping; Bi sspool width; soil density; Ksbulk modulus of oil; and csflow coefficient.2.3. Link relationsIn the model
15、 shown in Fig. 1, the relation between the cylinder length change rate and the attachment rotational angular velocity is given as follows:(1)leg(2). arm(3). bucket當(dāng) 時(shí),F(xiàn)ig. 3. Model of hydraulic cylinder and valve.2.4. Torque relationsFrom the link relations of Section 2.3, the supply torque t is giv
16、en as follows, taking cylinder friction I into consideration:Where, Cci is the viscous friction coefficient and Fi is kinetic frictional force of a cylinder.2.5. Response characteristics of the spoolSpool action has a great effect on control characteristics.Thus, we are assuming that the spool has t
17、he following first-order lag against the referenceinput.Where, XX is the reference input of spool displacement and T is a time constant.3. Angle control systemAs shown in Fig. 4, the angle u is basically controlled to follow the reference angle u by position feedback. In order to obtain more accurat
18、e control, nonlinear compensation and state feedback are added to the position feedback. We will discuss details of these algorithms as follows.Fig. 4. Block diagram of control system3.1. Nonlinear compensationIn the ordinary automatic control systems, new control devices such as servo valves are us
19、ed. In oursemi-automatic system, in order to realize the coexistence of manual and automatic operations, we must use the main control valves, which are used in manual operation. In these valves, the relation between spool displacement and open area is nonlinear. Then, in automatic operation, using t
20、his relation, the spool displacement is inversely calculated from therequired open area, and the nonlinearity is compensatedFig. 5. Nonlinear compensation.3.2. State feedbackBased on the model discussed in Section 2, if the dynamic characteristics for boom angle control are linearized in the vicinit
21、y of a certain standard conditionspool displacement X , cylinder differential 10 pressure P , and boom angle u ., the closed-loop transfer function can be expressed bywhere, K is position feedback gain; This system has a comparatively small coefficient , so the response is oscillatory. For instance,
22、 if in our large SK-16 hydraulic shovel, X10 is 0, the coefficients are given as a s2.7=10y2 , ,a1=6.0 10 ,a2=1.2 10 . Addingthe acceleration feedback of gain Ka , to this the upper loop in Fig. a4., the closed loop transfer function is given asAdding this factor, the coefficient of s2 becomes large
23、r, thus, the system becomes stable. In this way,acceleration feedback is effective in improving the response characteristics. However, it is generally difficult to detect acceleration accurately. To overcome this difficulty, cylinder force feedback was applied instead of acceleration feedback the lo
24、wer loop in Fig. 4. In this case, cylinder force is calculated from detected cylinder pressure and filtered in its lower-frequency portion7.8. This is called pressure feedback.4. Servo control system When one joint is manually operated and another joint is controlled automatically to follow the manu
25、al operation, a servo control system must be required. For example, as shown in Fig. 6, in the level crowding control, the boom is controlled to keep the arm and height Z (calculated from 81 and 82 ) tor. In order to obtain more accurate control, the following control actions are introduced.4.1. Fee
26、dforward controlCalculating Z from Fig. 1, we obtainDifferentiating both sides of Eq.(8). with respect to time, we have the following relation,The first term of the right-hand side can be taken as the expression (feedback portion) to convert Z to, and the second term of the right-hand side is the ex
27、pression (feedforward portion)to calculate howmuch u should be changed when u is changed manually.Actually, u is determined using the difference value of Du . To optimize the feedforward rate, feedforward gain K is tunned. ff There may be a method to detect and use the arm operating-lever condition
28、iangle. instead of arm angular velocity, since the arm is driven at an angularvelocity nearly proportional to this lever condition.4.2. AdaptiÕe gain scheduling according to the attitudeIn articulated machines like hydraulic shovels,dynamic characteristics are greatly susceptible to the attitud
29、e. Therefore, it is difficult to control the machine stably at all attitudes with constant gain. To solve this problem, the adaptive gain scheduling according to the attitude is multiplied in the feedback loop Fig. 6. As shown in Fig. 7, the adaptive gain (KZ or Ku). is characterized as a function o
30、f two variables, and Z. means how the arm is extended, and Z means the height of the bucket.5. Simulation resultsThe level crowding control was simulated by applying the control algorithm described in Section 4 to the hydraulic shovel model discussed in Section 2. In the simulation, our large SK-16
31、hydraulic shovel was employed. Fig. 8 shows one of the results. Fiveseconds after the control started, load disturbanceFig. 6. Block diagram of control system (Z).Fig. 7. Gain scheduling according to the attitude.was applied stepwise. Fig. 9 shows the use of feedforward control can reduce control er
32、ror.6. Semi-automatic control systemBased on the simulation, a semi-automatic control system was manufactured for trial, and applied to the SK-16 shovel. Performance was then ascertained by field tests. This section will discuss the configuration and functions of the control system.6.1. Configuratio
33、nAs illustrated in Fig. 10, the control system consistsof a controller, sensors, manmachine interface,and hydraulic control system. The controller is based on a 16-bit microcomputer which receives angle input signals of the boom, arm, and bucket from the sensor; determines the condition of each cont
34、rol lever; selects control modes andcalculates actuating variables; and outputs the results from the amplifier as electrical signals. The hy-draulic control system generates hydraulic pressureproportional Fig. 8. Simulation result of level crowding.to the electrical signals from the electromagnetic
35、proportional-reducing valve, positions the spool of the main control valve, and controls the flow rate to the hydraulic cylinder. In order to realize high-speed, high-accuracy control, a numeric data processor is employed for theFig. 9. Effect of feedforward control on control error of Z.Fig. 10. Sc
36、hema of control system.controller, and a high-resolution magnetic encoder is used for the sensor. In addition to these, a pressure transducer is installed in each cylinder to achieve pressure feedback. The measured data are stored up to the memory, and can be taken out from the communication port.6.
37、2. Control functionsThis control system has three control modes,which are automatically switched in accordance with lever operation and selector switches. These functions are the following(1). Level crowding mode: during the manual arm pushing operation with the level crowding switch,the system auto
38、matically controls the boom and holds the arm end movement level. In this case, the reference position is the height of the arm end from the ground when the arm lever began to be operated. Operation of the boom lever can interrupt automatic control temporarily, because priority is given to manual op
39、eration.(2) Horizontal bucket lifting mode: during the manual boom raising operation with the horizontal bucket lifting switch, the system automatically controls the bucket. Keeping the bucket angle equal to that at the beginning of operation prevents material spillage from the bucket.(3) Manual ope
40、ration mode: when neither the level crowding switch nor the horizontal bucket lifting switch are selected, the boom, arm, and bucket are controlled by manual operation only. The program realizing these functions is primarily written in C language, and has well-structured module to improve maintainab
41、ility.7. Results and analysis of field testWe put the field test with the system. We confirmed that the system worked correctly and the effects of the control algorithm described in Chaps. 3 and 4 were ascertained as follows.7.1. Automatic control tests of indiÕidual attachmentsFor each attachm
42、ent of the boom, arm, and bucket, the reference angle was changed "58 stepwise from the initial value, and the responses were measured; thus, the effects of the control algorithm described in Chap. 3 were ascertained.7.1.1. Effect of nonlinear compensationFig. 11. Effect of nonlinear compensati
43、on on boom angle.Because dead zones exist in the electro-hydraulic systems, steady-state error remains when simple position feedback without compensation is applied in the figure. Addition of nonlinear compensation in the figure. can reduce this error.7.1.2. Effect of state feedback controlFor the a
44、rm and bucket, stable response can be obtained by position feedback only, but adding acceleration or pressure feedback can improve fast-response capability. As regards the boom, with only the position feedback, the response becomes oscillatory. Adding acceleration or pressure feedback made the respo
45、nse stable without impairing fast-response capability. As an example, Fig. 12 shows the test results when pressure feedback compensation was applied during boom lowering.7.2. LeÕel crowding control test Control tests were conducted under various controland operating conditions to observe the co
46、ntrolFig. 12. Effect of pressure feedback control on boom angle.Fig. 13. Effect of feedforward control on control error of Z.characteristics, and at the same time to determine the optimal control parameters such as the control gains shown in Fig. 6.7.2.1. Effects of feedforward controlIn the case of
47、 position feedback only, increasing gain K to decrease error DZ causes oscillation due p to the time delay in the system, as shown by AOFFB in Fig. 13. That is, K cannot be increased. Applying the feedforward of the arm lever value described in Section 4.1 can decrease error without increasing K as
48、shown by AONB in the figure. p7.2.2. Effects of compensation in attitudeLevel crowding is apt to become oscillatory at the raised position or when crowding is almost completed. This oscillation can be prevented by changing gain K according to the attitude, as has been pdiscussed in Section 4.2. The
49、effect is shown in Fig.14. This shows the result when the level crowding was done at around 2 m above ground. Compared tothe case without the compensation, denoted by OFF in the figure, the ON case with the compensation provides stable response.Fig. 14. Effect of adaptive gain control on control err
50、or of Z.7.2.3. Effects of control interÕalThe effects of control interval on control performance were investigated. The results are:1. when the control interval is set to more than 100 ms, oscillation becomes greater at attitudes with large moments of inertia; and2. when the control interval is less than 50 ms, control performance cannot be improved so much. Consequently, taking calculation accuracy into account, the control interval of 50 ms was selected for this control system.7.2.4. Effects of
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