股票代持協(xié)議的監(jiān)管要求

股票代持協(xié)議的監(jiān)管要求合同編號(hào)：__________stocknomineesagreementstocknomineesagreement(hereinafterreferredtoas"thisagreement"),isenteredintoasof__________(the"effectivedate"),andbetween__________("stockholder"),alegalperson/individualwithadomicileat__________,and__________("nominee"),alegalperson/individualwithadomicileat__________.inconsiderationofthemutualcovenantsandagreementscontainedherein,thepartiesheretoagreeasfollows:article1:appointmentofnominee1.2thenomineeagreestoholdthesharesinthenameofthenomineeonbehalfofthestockholderandtovotethesharesinaccordancewiththeinstructionsofthestockholder.article2:representationandwarrantyofthestockholder2.1thestockholderrepresentsandwarrantstothenomineethat:(a)thestockholderisthelegalandbeneficialownerofthesharesandhastherighttotransferthesharestothenominee;(b)thesharesarefreefromanypledge,mortgage,lien,encumbranceorothersecurityinterest;(c)thestockholderhasfullpowerandauthoritytoenterintothisagreementandtocarryoutthetermshereof;and(d)thesharesarenotsubjecttoanylegalrestrictionsontransferorsale.article3:representationandwarrantyofthenominee3.1thenomineerepresentsandwarrantstothestockholderthat:(a)thenomineeisalegalperson/individualwithfulllegalcapacityandhastherighttoenterintothisagreementandtocarryoutthetermshereof;(b)thenomineehasnointerestintheshares,andwillnotacquireanyinterestinthesharesduringthetermofthisagreement;andarticle4:termofagreement4.2uponexpirationoftheterm,thisagreementshallautomaticallyterminate,unlessthepartiesheretoagreeinwritingtoextendthetermforafurtherperiod.article5:transferofshares5.1duringthetermofthisagreement,thestockholdermaytransferthesharestoathirdparty,providedthatthenomineereceiveswrittennoticeofsuchtransferfromthestockholder.5.2uponreceiptofwrittennoticeoftransferfromthestockholder,thenomineeshall,withinareasonableperiodoftime,executeanddelivertothestockholdersuchinstrumentsasmaybenecessaryorappropriatetoevidencethetransferofthesharestothethirdparty.article6:terminationofagreement6.1thisagreementmaybeterminatedeitherpartyheretoatanytimeuponwrittennoticetotheotherparty.6.2uponterminationofthisagreement,thenomineeshall,withinareasonableperiodoftime,executeanddelivertothestockholdersuchinstrumentsasmaybenecessaryorappropriatetoevidencethetransferofthesharesbacktothestockholder.article7:indemnification7.1thestockholderagreestoindemnifyandholdharmlessthenomineefromanyandalllosses,damages,claims,liabilitiesandexpenses(includingreasonableattorney'sfees)arisingoutoforinconnectionwiththenominee'sholdingofthesharesorthenominee'sobligationsunderthisagreement,excepttotheextentsuchlosses,damages,claims,liabilitiesandexpensesarecausedthenominee'sgrossnegligenceorwillfulmisconduct.7.2thenomineeagreestoindemnifyandholdharmlessthestockholderfromanyandalllosses,damages,claims,liabilitiesandexpenses(includingreasonableattorney'sfees)arisingoutoforinconnectionwiththenominee'sholdingofthesharesorthenominee'sobligationsunderthisagreement,excepttotheextentsuchlosses,damages,claims,liabilitiesandexpensesarecausedthestockholder'sgrossnegligenceorwillfulmisconduct.article8:noticearticle9:governinglawandjurisdiction9.2anydisputesarising一、附件列表：股票代持協(xié)議股東身份證明文件提名人身份證明文件股份證明文件轉(zhuǎn)讓股份的書(shū)面通知股份轉(zhuǎn)讓證明文件協(xié)議終止證明文件二、違約行為及認(rèn)定：股東未按約定時(shí)間向提名人支付股份轉(zhuǎn)讓款項(xiàng)提名人未按約定時(shí)間向股東支付股息或分紅提名人未按約定時(shí)間向股東提供股份投票指令股東未按約定時(shí)間向提名人提供書(shū)面轉(zhuǎn)讓通知提名人未按約定時(shí)間向股東交付股份轉(zhuǎn)讓證明文件股東未按約定時(shí)間向提名人支付賠償款項(xiàng)三、法律名詞及解釋：股票代持協(xié)議：指股東與提名人之間簽訂的，由提名人代持股東股份的協(xié)議。股東：指持有公司股份并享有股東權(quán)利的自然人或法人。提名人：指代持股東股份的自然人或法人。股份：指股東持有的公司股份。代持：指提名人按照股東的委托，代為持有股東的股份。股息：指公司分配給股東的利潤(rùn)。分紅：指公司分配給股東的利潤(rùn)。四、執(zhí)行中遇到的問(wèn)題及解決辦法：?jiǎn)栴}：提名人未按約定時(shí)間向股東支付股息或分紅。解決辦法：股東可與提名人協(xié)商，要求提名人在規(guī)定時(shí)間內(nèi)支付股息或分紅。如協(xié)商不成，股東可依法向法院提起訴訟。問(wèn)題：股東未按約定時(shí)間向提名人提供書(shū)面轉(zhuǎn)讓通知。解決辦法：提名人可與股東協(xié)商，要求股東在規(guī)定時(shí)間內(nèi)提供書(shū)面轉(zhuǎn)