某公司供方調(diào)查審核表(中英文版)(doc16頁)

1、某公司供方調(diào)查審核表（中英文版）（doc 16 頁）XXX供方調(diào)查和審核表DATE : 日期：SUPPLIER供方XXX SUPPLIER SURVEY AND AUDIT FORMSUPPLIER'S SURVEY供方調(diào)查SUPPLIER'S NAME :供方名稱：ADDRESS:地址：PHONE NO : FAX NO :電話：傳真：PRODUCT SUPPLIED :供應(yīng)的產(chǎn)品REASON FOR THE SURVEY / AUDIT調(diào)查/審核原因INITIAL AUDIT (NEW SUPPLIER)初步審核(新分承包)現(xiàn)場審核REGULAR AUDIT定期審核PERF

2、ORMANCE NOT SATISFACTORY工作不滿意之外SELF SURVEY供方自查OTHERS (SPECIFY)其他(特定)AUDIT / SELF SURVEY PERFORMED BY :審核/自查執(zhí)行人REPRESENTATIVES / REVIEW代表/審核XXXXXXXXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表ASSESSMENT AREA評估內(nèi)容ActualRatingPointsPoints1 .組織機構(gòu)2 .采購控制3 .進貨材料4

3、 .不合格品控制(過程中和最后出貨)5 .生產(chǎn)線控制6 . SPC7 .在線檢驗8 .校驗9 .設(shè)備維護10 .文件和圖紙控制11 .最終廣品檢驗12 .包裝和發(fā)貨13 .培訓(xùn)和教育14 .清潔、搬運、儲存TOTALOVERALL RATING%總得分比率SATISFACTORY (75%-90%)滿息POOR (BELOW 60%)不合格(低于60%)FINAL | OUTSTANDING (ABOVE 90%)優(yōu)異RATING | NEED IMPROVEMENT (60%-74.9%)需改進RATING SCALEPOINT43210INTERPRETATION說明- OUTSTANDI

4、NG優(yōu)異的-SATISFACTORY滿息-NEED IMPROVEMENT需改進-SIGNIFICANT DEFICIENCY重大缺陷-NO SYSTEM無系統(tǒng)XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表REQUEST FOR CORRECTIVE ACTION糾正措施申請單2003.11.30 （將回復(fù)傳回 XXX的日期）Title:Supplier response DUE DATE :供方回復(fù)到期日：Supplier response by:供方回復(fù)人：職位Audit Findings審核發(fā)現(xiàn)Supplier Action Plan供方糾正措

5、施計劃Complete Date預(yù)定完成日期需改進事項1模治具的管理沒有系統(tǒng)化（如：標(biāo)識 管理、定期校驗、建立履歷檔案等）2張力等在制程中有變化的過程參數(shù)， 沒有建立監(jiān)控的方式。3用于指導(dǎo)過程工藝指導(dǎo)的文件不在 現(xiàn)場不宜為使用人員獲得。4原料供方質(zhì)量重大異常問題的糾正 措施的及時性、有效性無系統(tǒng)的跟 催。建議改進事項1對料片寬度在制程中的穩(wěn)定性，建議 采用SPC的方法（如：X-R圖）進行 控制。2對生產(chǎn)現(xiàn)場的一線員工（如：操作員、 調(diào)試技術(shù)人員）進行常規(guī)的培訓(xùn)，以 提升其綜合素質(zhì)。CORRECTIVE ACTION VERIFICATION糾正措施效果確認(rèn)（由XXX稽核員填寫）EVALUATI

6、ON RESULT評估結(jié)果GENERAL COMMENTS概述：Question （問題）Rating Score（評分）01234N/AA QUALITY ORGANIZATION組織機構(gòu)1. The QAorganization's responsibilitiesand activities are clearlydefined in writing and have clear authority to withhold items that have not met acceptable quality standards.是否將QA部門的職責(zé)和權(quán)力書面定義，對不符合質(zhì)量要求

7、的項目是否有中止生廠的權(quán)力2. There is QA manual and a system for continual update and maintenance.是否有持續(xù)更改的質(zhì)量手冊或系統(tǒng)3. The QA organization operXXX a defect prevention program and had invested resources in continuously improving quality performance QA部門是否運行預(yù)防系統(tǒng)以持續(xù)改進質(zhì)量狀況4. The QA organization prepares and issues peri

8、odic reports and maintains records relative to process control yields, top quality problems and customer complaints status, PPM performance and othersQA部門是否發(fā)出周期性質(zhì)量報告，包括合格率，質(zhì)量問題，客戶投 訴，缺陷分析等。5. Major change, including material and process change, get customer approval before implementation.重大更改，包括材料和工

9、藝，在執(zhí)行前是否通知客戶，取得批準(zhǔn)。6. There is a well defined system for replying customer complaint, and have the ability to communicate necessary information and data in the customer-prescribed format.是否有良好系統(tǒng)處理客戶投訴，并以客戶規(guī)定的格式進行溝通。7. The QA organization maintains a system for the use and control of inspection stamps

10、.QA部門是否控制檢驗印章。8. There is plan in effect to become registered in ISO. If yes indicate time table:是否有計劃通過ISO,請附上時間表：Total score（得分）out of（總分）COMMENTS :評注：XXX供方調(diào)查和審核表XXX SUPPLIER SURVEY AND AUDIT FORMQuestion （問題）Rating Score（評分）01234N/AB PROCUREMENT CONTROL采購控制9. There is documented process for suppl

11、ier survey and evaluation,and a certification process是否有書面程序用于供應(yīng)商評估和認(rèn)定10. List of active suppliers that had been certified is available for reference.是否有合格供應(yīng)商名單11. Records are available to substantiate an adequate supplier rating system.是否有供應(yīng)商評分系統(tǒng)12. Line reject of purchased components are secreted,

12、 analyzed and returned to supplier for proper corrective actions.生產(chǎn)線拒用的材料是否隔離、分析、退回供應(yīng)商13. Supplier has a Material Review Board to act on all incoming rejected materials.是否有MREffi于全部拒收材料14. There is a corrective action system in place to correct problems with suppliers.是否要求供應(yīng)商對不合格材料出整改報告Total score（得

13、分）out of（總分）COMMENTS :評注：XXX SUPPLIER SURVEY AND AUDIT FORMXXXft應(yīng)商調(diào)查和審核表Ref : OSPR02 Serial : 01Question （問題）Rating Score（評分）01234N/AC INCOMING MATERIAL進貨材料15. Supplier has a legitimate and formalized receiving inspection that checks incoming shipments to purchase order requirements, reference quali

14、ty specifications, and applicable drawings.是否有進貨檢驗部門的檢查進貨材料符合定單要求、質(zhì)量要求、相關(guān)圖 紙要求16. Receiving inspection history records indicate lot size, sample size, lot ID, and results.進貨檢驗記錄是否包括LOT ID、SIZE、樣本數(shù)和檢驗結(jié)果17. Inspected material is adequately identified as to acceptance or rejection.進貨檢驗后的材料是否有明顯的標(biāo)識（接收、拒

15、收）18. Controls are adequate to prevent entry of uninspected stock and/or rejected material into stock.是否有足夠的控制防止檢驗的材料和拒收材料進入材料倉庫19. Receiving inspection personnel have quality assurance controlled instruction defining characteristics,equipment and methods usedduring inspection procedures.進貨檢驗是否有書面程序

16、規(guī)定檢驗項目、設(shè)備、方法Total score（得分）out of（總分）COMMENTS :評注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表Question （問題）Rating Score（評分）0123 1 4N/AD NON-CONFORMING MATERIAL, CONTROL （IN-PROCESS AND FINAL） 不合格品控制（過程中和最后出貨）20. There is adequate control to ensure that non-conforming finishedproducts are re-inspect

17、ed and re-tested after rework or repair.返工產(chǎn)品是否經(jīng)過重新檢驗21. Supplier has written procedures that state the dispositioning of defective materials and the requited follow-up that includes corrective action plans to improve the process.不合格品是否有書面的處理程序，包括整改報告22. Non-conforming materials are properly identifi

18、ed and segregated from good Material.不合格品是否于合格品隔離23. There is a Material Review Board that routinely meets to make disposition onNon-conforming material.MR喝否用于不合格品處置24. Management reviews recurring quality problems.最高管理層是否評審反復(fù)出現(xiàn)的質(zhì)量問題Total score（得分）out of（總分）COMMENTS :評注：XXX SUPPLIER SURVEY AND AUDIT

19、 FORMXXX供方調(diào)查和審核表Question （問題）Rating Score（評分）01234N/AE IN_PROCESS CONTROL 生產(chǎn)線控制25. Manufacturing personnel have available at each operation. Up todate instructions that are dated and identifies the characteristics to be monitored by sample size, frequency, and method.生產(chǎn)線生產(chǎn)人員配備是否足夠、是否有操作指導(dǎo)書，包括監(jiān)控內(nèi)容、樣本

20、數(shù)、方法等。26. The system has tags, stamps, traveler, etc., to control and indicate the inspection or process status during in-process fabrication.生產(chǎn)線是否使用流程卡等標(biāo)識檢驗狀態(tài)和工序狀態(tài)。27. In-process control data is recorded and maintained to quantify rMMS for critical processes.生產(chǎn)線控制的數(shù)據(jù)是否加以記錄，使關(guān)鍵工序的缺陷可以量化。28. Supplier

21、 tracks reworks and scrap, identifies causal factors and had in place corrective action procedures to continually monitor progress.對于返工、報廢產(chǎn)品是否記錄返工率，并分析、進行糾正措施以便于持 續(xù)監(jiān)控。Total score（得分） out of（總分）COMMENTS :評注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表Total score（得分）out of（總分）COMMENTS : 評注：Question （

22、問題）Rating Score（評分）01234N/AF SPC29. Top management supports, understands and has attended SPCtraining sessions. List the type of SPC training courses attended.最高管理層是否理解、支持SPC培訓(xùn)項目，列出 SPC受訓(xùn)1者清單。30. Do any employee attend SPC course.是否有員工參加 SPC培訓(xùn)的記錄。31. Supplier identifies and tracks his critical proce

23、ss characteristics with the use of traditional SPC.And about sc. 關(guān)鍵工序是否有 SPC控制，并且針對SG32. SPC charts and data reflect action for out of control conditions and are periodically reviewed.SPC數(shù)據(jù)是否定期評審。33. Supplier used statisticalapproach methods to resolve identifiedprocesses, which have high reject rat

24、e.是否使用統(tǒng)計方法解決高不合格率的問題。XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表Total score（得分）out of（總分）COMMENTS : 評注：Question （問題）Rating Score（評分）01234N/AG IN-PROCESS INSPECTION在線檢驗34. Is there any inspection conducted in process.是否有過程中檢驗。35. Is there any experiment conducted before process parameter change. 在工

25、藝參數(shù)更改前是否作試驗。XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表Total score（得分）out of（總分）COMMENTS : 評注：Question （問題）Rating Score（評分）01234N/AI EQUIPMENT MAINTENANCE設(shè)備維護37. There is any department responsible for equipment maintenance.Is routine PM scheduled and p

26、erformed.是否有某一部門負(fù)責(zé)設(shè)備維護，是否進行常規(guī)PM38. There is a procedure in place to properly maintain all tooling and the update of related engineering drawings.是否有模具維護的程序，并保證相關(guān)圖紙得到更新。XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表Question （問題）Rating Score（評分）01234N/AJ CONTROL OF DRAWING AND DOCUMENT文件和圖紙控制39. Adequa

27、te controls are in effect to assure applicable engineering drawings, change notices and specificationare in use by operationpersonnel.對于圖紙，文件是否有足夠的控制以保證操作人員使用正確的文件。40. The system prevents the use of obsolete specificationor drawing.系統(tǒng)是否保證防止誤用過期規(guī)范或圖紙。41. Customer provided specifications/drawingsare w

28、ell controlled andreviewed with record available.客戶提供的規(guī)范、圖紙是否控制良好，并及時評審，保存評審記錄。Total score（得分）out of（總分）COMMENTS : 評注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表Question （問題）Rating Score（評分）01234N/AK FINAL PRODUCT INSPECTION最終廣品檢驗42. The correct drawings and operating instructions are available in

29、 test and inspection area.測試和檢驗區(qū)域有正確的操作規(guī)范和圖紙。43. Final audits conducted after parts had been packaged and are ready for shipping.出貨前是否保證每批產(chǎn)品都經(jīng)過檢驗。44. Record of audits and shipments are kept. Retention time is 是否保存檢驗記錄，保存時間為：Total score（得分）out of（總分）COMMENTS :評注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方調(diào)查和審核表Question （問題）Rating Score（評分）01234N/AI PACKING AND SHIPPING包裝和發(fā)貨45. There is a proper place for products waiting for shipping. The place is clean, well arranged with applicable identification.是否有合適的場地存放待運產(chǎn)品，場地是否清潔、整齊堆放，并有適當(dāng) 的標(biāo)識。46. There is a FIFO system estab