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股票與證券行業(yè)英語(yǔ)詞匯share,equity,stock股票、股權(quán)bond,debenture,debts債券negotiableshare可流通股份convertiblebond可轉(zhuǎn)換債券treasury/governmentbond國(guó)庫(kù)券/政府債券corporatebond企業(yè)債券closed-endsecuritiesinvestmentfund封閉式證券投資基金open-endsecuritiesinvestmentfund開放式證券投資基金fundmanager基金經(jīng)理/管理公司fundcustodianbank基金托管銀行marketcapitalization市值p/eratio市盈率(price/earning)mark-to-market逐日盯市paymentversusdelivery銀券交付clearingandsettlement清算/結(jié)算commodity/financialderivatives商品/金融衍生產(chǎn)品put/calloption看跌/看漲期權(quán)margins,collateral保證金rightsissue/offering配股bonusshare紅股dividend紅利/股息ADR美國(guó)存托憑證/存股證(AmericanDepositoryReceipt)GDR全球存托憑證/存股證(GlobalDepositoryReceipt)retail/privateinvestor個(gè)人投資者/散戶institutionalinvestor機(jī)構(gòu)投資者broker/dealer券商proprietarytrading自營(yíng)insidertrading/dealing內(nèi)幕交易marketmanipulation市場(chǎng)操縱prospectus招股說(shuō)明書IPO新股/初始公開發(fā)行(InitialPublicOffering)mergerandacquisition收購(gòu)兼并AllOrdinariesIndex(澳大利亞)股市指數(shù)Amex(AmericanStockExchange)美國(guó)股票交易所amortize攤提,分期償還債務(wù)annuity年金享受權(quán)askingprice賣主的開叫價(jià)assess對(duì)(財(cái)產(chǎn)等)進(jìn)行估價(jià),確定(款項(xiàng))的金額back拖欠的badloan呆賬,壞賬bailout幫助……擺脫困境balloon(分期付款中)最后數(shù)目特大的一筆barometer晴雨表,[喻]標(biāo)記,指標(biāo)basispoint基點(diǎn)(一個(gè)百分點(diǎn)的百分之一)bearmarkets熊市blue-chip(股票等)熱門的,(在同行中)最賺錢的forexforeignexchangebond債券,公債bourse交易所,證券交易所bullmarkets牛市bullish牛市的bunji-change快速的大幅度變化CAC-40Index(法國(guó))股市指數(shù)CD(certificate-of-deposit)大額存款單ChicagoMercantileExchange芝加哥商業(yè)交易所ConsumerPriceIndex消費(fèi)者價(jià)格指數(shù)contagion蔓延correction調(diào)整couponrate券根利率CTA(CommoditiesTradingAdvisor)農(nóng)礦產(chǎn)品交易顧問(wèn)Currencyboard貨幣委員會(huì)DAXindex(法蘭克福)德國(guó)股市指數(shù)deadloan死帳delist從上市證券表中除名derivatives衍生金融商品(由利率或債券、外匯或匯率以及股票或股價(jià)指數(shù)等現(xiàn)貨市場(chǎng)衍生出來(lái),主要有期貨futures、期權(quán)optiontrading與掉期swap三種類型,品種多達(dá)100余種。)discount貼現(xiàn)discountrate貼現(xiàn)率DJIADow-JonesIndustrialAverage道"瓊斯公用事業(yè)股價(jià)平均數(shù)。通常簡(jiǎn)稱Dow(道),是30個(gè)主要工業(yè)公司股票價(jià)格的組合。Dow-JonesCompositeAverageof65representativestocks65種有代表性的股票的道"瓊斯公用事業(yè)股價(jià)平均數(shù)Dow-JonesTranspositionsAverage道"瓊斯運(yùn)輸業(yè)股價(jià)平均數(shù)Dow-JonesUtilitiesAverage道"瓊斯公用事業(yè)股價(jià)平均數(shù)down付現(xiàn)款equity(押款金額以外的)財(cái)產(chǎn)價(jià)值,證券,股票escrow由第三者保存、等條件完成后即交受讓人的契據(jù)(或證書等)facevalue面值FederalAgencyIssues聯(lián)邦機(jī)構(gòu)債券fluctuation起伏fluctuate起伏fraud欺騙,欺詐fraudulence欺騙(欺詐)行為fraudulent欺詐的FTSIFinancialTimes100ShareIndex(英國(guó))金融時(shí)報(bào)100種股票指數(shù)good有效的HangSengIndex(香港)恒生指數(shù)holdings占有的財(cái)產(chǎn),股票IbbotsonSmallCompanyIndexIbbotsonCompanyIndex中包括近2700家公司:即在紐約股市上交易的最后的20%股票imburse賠償initialshare原始股IRAIndividualRetirementAccount個(gè)人退休賬號(hào)junkbond假債券junkbonds垃圾債券lien扣押權(quán),留置權(quán)l(xiāng)iquidate清算,破產(chǎn)list(交易所)上市證券;把(證券)列人上市證券表longposition多頭margin差額,保險(xiǎn)金mutualfund公共基金NASD=NationalAssociationofSecuritiesDealers全美證券交易者協(xié)會(huì)NASDAQ(NationalAssociationofSecuritiesDealersAutomatedQuotations)納斯達(dá)克(全美證券交易者協(xié)會(huì)自動(dòng)化摘要)NAV(NetAssetValue)凈資產(chǎn)值newissue(IPOInitialPublicOffering)新上市股票NikkeiStockAverage日經(jīng)股票平均指數(shù)nosedive(價(jià)格等)暴跌NYSE’Volume紐約股票交易量NYSE’scompositeindex紐約股票交易綜合指數(shù)NYSE(NewYorkStockExchange)紐約股票交易所(也稱或BigBoard)obligation契約,債券outstanding拖欠的parvalue票面價(jià)值plummet驟然跌落policy保險(xiǎn)單pool集合基金portfolio有價(jià)證券preferredstock優(yōu)先股票premium獎(jiǎng)金,傭金,擔(dān)保費(fèi)premium溢價(jià)proceeds收入,收益rally(股票價(jià)格等)止跌,上揚(yáng)rebound反彈recoup償還,補(bǔ)償recovery恢復(fù)red-chipshare紅籌股refund償還rescuepackage一攬子救援計(jì)劃resilience回彈,復(fù)原力resilient有回彈力的,恢復(fù)活力的risk保險(xiǎn)項(xiàng)目run擠提存款,擠兌,爭(zhēng)購(gòu)Russell2000Russell2000種小資本股票S&P500(Standard&Poor’s500CompositeStockPriceIndex)標(biāo)準(zhǔn)普爾股價(jià)指數(shù)SEC(FederalSecuritiesandExchangeCommission)聯(lián)邦證券與交易委員會(huì)securities證券,債券shares(英)股票=(美)stockshoreup支撐slash(大幅度)削減(工資等)slump暴跌,不景氣SMIindex(蘇黎士市)瑞士股票指數(shù)solvent有償還能力的speculate投機(jī)speculation投機(jī)speculator投機(jī)者T-Bill(TreasuryBill)美國(guó)短期國(guó)債(每星期發(fā)行一次)T-bond(TreasuryBond)美國(guó)長(zhǎng)期國(guó)債(期限為20年或30年)T-note(TreasuryNote)美國(guó)中期國(guó)債(期限為2年到10年)Technology-heavyNasdaq以技術(shù)為主的NasdaqTechnology-ladenNasdaq以技術(shù)為主的Nasdaqterm年限tech-heavyNASDAQ以技術(shù)股票為主的NASDAQtechnology-richstocks技術(shù)股票technology-weightedindex(NASDAQ)反映技術(shù)股票的指數(shù)(NASDAQ)----------------套利交易Arbitrage效率前緣EfficientFrontier高收益HighYield基金公會(huì)HKIFA基金經(jīng)理FundManager基金銷售文件Prospectus基準(zhǔn)Benchmarks被動(dòng)式管理PassiveManagement離岸基金OffshoreFund最大跌幅MaximumDrawdown揣測(cè)最佳時(shí)機(jī)MarketTiming期貨管理型基金ManagedFutures短倉(cāng)/淡倉(cāng)ShortPosition跌勢(shì)差DownsideDeviation雇主供款EmployerContribution雇員供款EmployeeContribution新高價(jià)High-On-HighBasis新興市場(chǎng)EmergingMarkets新興市場(chǎng)基金EmergingMarketsFund管理費(fèi)ManagemantFee增長(zhǎng)和收入基金GrowthandIncomeFund嚴(yán)格評(píng)估DueDiligence買入價(jià)BidPrice買賣差價(jià)Bid-offerSpread傳統(tǒng)基金TraditionalFund債券基金B(yǎng)ondFund單一對(duì)沖基金SingleStrategyHedgeFund單位Unit單位信托基金UnitTrust賣出價(jià)OfferPrice獎(jiǎng)勵(lì)費(fèi)IncentiveFees對(duì)沖Hedge對(duì)沖基金HedgeFund對(duì)沖基金的基金FundOfHedgeFunds(FoHFs)對(duì)沖基金指引HedgeFundsGuidelines開放式基金Open-endFund強(qiáng)制性供款MandatoryContributions強(qiáng)積金MandatoryProvidentFundScheme-MPF總回報(bào)TotalReturn標(biāo)準(zhǔn)差StandardDeviation畢蘇期權(quán)定價(jià)模式Black-Scholes環(huán)球宏觀MacroFunds環(huán)球基金GlobalFund絕對(duì)回報(bào)AbsoluteReturn認(rèn)可基金AuthorisedFunds認(rèn)沽期權(quán)PutOption/Put認(rèn)股權(quán)證基金WarrantFund認(rèn)購(gòu)期權(quán)CallOption/Call證券借出StockLending貝他系數(shù)Beta資產(chǎn)分配AssetAllocation資產(chǎn)凈值NetAssetvalue-NAV贖回Redemption贖回通知期RedemptionNoticePeriod贖回費(fèi)RedemptionFee贖回費(fèi)/買入費(fèi)RedemptionPrice/BidPrice進(jìn)取型的投資管理AggressiveGrowth進(jìn)取型增長(zhǎng)基金AggressiveGrowthFund長(zhǎng)/短倉(cāng)持股Long/ShortEquity長(zhǎng)倉(cāng)/好倉(cāng)/持貨LongPosition預(yù)設(shè)回報(bào)率HurdleRateh主動(dòng)式管理ActiveManagementCalmar比率CalmarRatioSharpe比率SharpeRatioSortino比率SortinoRatio入息基金IncomeFund子基金B(yǎng)abyFunds/UnderlyingFunds已調(diào)整風(fēng)險(xiǎn)回報(bào)Risk-adjustedReturn互惠基金MutualFund公積金計(jì)劃PensionPlan分散投資Diversification主要經(jīng)紀(jì)PrimeBroker可換股債券套戥ConvertibleBondArbitrage另類投資AlternativeInvestment市場(chǎng)中立MarketNeutral平均成本效益Dollor-costAveraging再投資Reinvestment合并套戥MergerArbitrage地區(qū)基金RegionalFund如計(jì)劃為傘子基金UmbrellaFund有限責(zé)任LimitedLiability自愿性供款VoluntaryContributions行業(yè)/主題基金Sector/ThemeFund價(jià)值型管理value均衡基金B(yǎng)alancedFunds投資年期TimeHorizon投資組合Portfolio投資顧問(wèn)InvestmentAdviser杠桿Leverage/Gearing杠桿借貸比率LeverageRatio每日估值DailyValuation每年回報(bào)AnnualReturn供款Contribution受壓/瀕臨破產(chǎn)的證券DistressedSecurities定息工具套戥FixedIncomeArbitrage定息基金Fixed-incomeFund承受風(fēng)險(xiǎn)能力RiskTolerance注冊(cè)地Domicile沽空ShortSelling波幅Volatility股份Share股息分派DividenedDistributions股票基金EquityFund表現(xiàn)費(fèi)PerformanceFees阿爾法系數(shù)Alpha非認(rèn)可基金UnauthorisedFund信托人Trustee保本對(duì)沖基金CapitalGuaranteedHedgeFunds封閉式基金Closed-endFund界定利益計(jì)劃DefinedBenefitPlan界定供款計(jì)劃DefinedContributionPlan相關(guān)系數(shù)Correlation重大事件主導(dǎo)的投資EventDriven/SpecialSituations首次認(rèn)購(gòu)費(fèi)Front-endFeebigmacs,big/large-capstock,mega-issue大盤股offering,list上市bourse證交所corporatechampion龍頭企業(yè)ShanghaiExchange上海證交所pensionfund養(yǎng)老基金mutualfund共同基金hedgemutualfund對(duì)沖式共同基金share股票valuation股價(jià)underwriter保險(xiǎn)商governmentbond政府債券savingaccount儲(chǔ)蓄帳戶equitymarket股市
shareholder股東delist摘牌
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transparency透明度Msnbc:Microsoftnationalbroadcast微軟全國(guó)廣播公司
marketfundamentalist市場(chǎng)經(jīng)濟(jì)基本規(guī)則damage-contralmachinery安全顧問(wèn)
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audit審計(jì)accountingfirm會(huì)計(jì)事務(wù)所
GreatDepression大蕭條portfolio投資組合
money-market短期資本市場(chǎng)capitual-market長(zhǎng)期資本市場(chǎng)
volatility波動(dòng)diversification多元化
commodity期貨realestate房地產(chǎn)
option期權(quán)calloption看漲期權(quán)
putoption看跌期權(quán)merger并購(gòu)
arbitrage套利Securities&ExchangeCommission〈美〉證券交易委員會(huì)
dollarstandard美元本位制flight貶值
budget預(yù)算deficit赤字
baddebt壞帳output產(chǎn)值
macroeconomic宏觀經(jīng)濟(jì)fiscalstimulus財(cái)政刺激
astoreofvalue保值transactioncurrency結(jié)算貨幣
forwardexchange期貨交易interventioncurrency干預(yù)貨幣
Treasurybond財(cái)政部公債currnt-account經(jīng)常項(xiàng)目
pickupinrice物價(jià)上漲FederalReserve美聯(lián)儲(chǔ)
inflation通貨膨脹deflation通貨緊縮
tightercredit緊縮信貸monetarypolicy貨幣政策
awashinexcesscapacity生產(chǎn)力過(guò)剩foreighexchange外匯
spottransaction即期交易forwardtransaction遠(yuǎn)期交易
optionforwardtransaction擇期交易swaptransaction調(diào)期交易
quote報(bào)價(jià)settlmentanddelivery交割
buyingrate買入價(jià)sellingrate賣出價(jià)
spread差幅contract合同
atpar平價(jià)premium升水
discount貼水directquoationmethod直接報(bào)價(jià)法
indirectquoationmethod間接報(bào)價(jià)法dividend股息
domesticcurrency本幣floatingrate浮動(dòng)利率
parentcompany母公司creditswap互惠貸款
venturecapital風(fēng)險(xiǎn)資本virtualvalue虛擬價(jià)值physicalgood物質(zhì)產(chǎn)品abstractgood抽象產(chǎn)品
Patent&TrademarkOffice專利與商標(biāo)局bookvalue帳面價(jià)值
physicalcapital實(shí)際資本IPO:initialpublicoffering新股首發(fā)
jobmachine就業(yè)市場(chǎng)welfarecapitalism福利資本主義
collectivemarketcap市場(chǎng)資本總值golbalcorporation跨國(guó)公司
transnationalstatus跨國(guó)優(yōu)勢(shì)transferprice轉(zhuǎn)讓價(jià)格
GeneralAccountingOffice〈美〉會(huì)計(jì)總會(huì)consolidation兼并
leveraged杠桿
acquiringcompany收購(gòu)公司badloan呆帳chartofcashflow現(xiàn)金流量表clearly-establishedownership產(chǎn)權(quán)清晰debttoequity債轉(zhuǎn)股diversityofequities股權(quán)多元化economyofscale規(guī)模經(jīng)濟(jì)emergingeconomies新興經(jīng)濟(jì)exchange-rateregime匯率機(jī)制fundandfinancing籌資融資globalfinancialarchitecture全球金融體系globalintegration,globality全球一體化,全球化gopublic上市g(shù)rowthspurt(經(jīng)濟(jì)的)急劇增長(zhǎng)haveone's"twocommas"百萬(wàn)富翁hedgeagainst套期保值housingmortgage住房按揭holdings控股,所持股份holdingcompany控股公司initialofferings原始股initialpublicofferings首次公募innovativebusiness創(chuàng)新企業(yè)intellectualcapital智力資本inter-banklending拆借internetcustomer網(wǎng)上客戶investmentpayoffperiod投資回收期joint-stock參股mallrat愛(ài)逛商店的年輕人meansofproduction生產(chǎn)要素(the)medicalcostsocialpoolformajordiseases大病醫(yī)療費(fèi)用社會(huì)統(tǒng)籌mergersandacquisitions并購(gòu)mobile-phonebanking移動(dòng)電話銀行業(yè)moods人氣netpotato網(wǎng)蟲non-storeseling直銷offering新股online-banking網(wǎng)上銀行業(yè)online-finance在線金融onlineclient(銀行的)網(wǎng)上客戶paperprofit帳面收益physicalassets有形資產(chǎn)projectfundsystem項(xiàng)目資本金制度pyramidsale傳銷recapitalize資產(chǎn)重組regionalcorrencyblocks地區(qū)貨幣集團(tuán)regulate調(diào)控selloff變現(xiàn)share(stock)option期權(quán),股票認(rèn)購(gòu)權(quán)smartcard智能卡slashprices殺價(jià)sparecapacity閑置的生產(chǎn)能力stronggrowth強(qiáng)勁的增長(zhǎng)勢(shì)頭switchtrade轉(zhuǎn)手貿(mào)易take…public上市taptheidleassets盤活存量資產(chǎn)transaction(銀行的)交易transferpaymentfromtheexchequer財(cái)政轉(zhuǎn)移支付venture-capital風(fēng)險(xiǎn)資本virtualbank虛擬銀行wiretransfer電子轉(zhuǎn)帳agreementinwriting書面協(xié)議
amountofmarginrequiredtobedeposited按規(guī)定須存放的保證金數(shù)額
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applicationforreview復(fù)核申請(qǐng)
appointedday指定日期
approvedcreditratingagency核準(zhǔn)信貸評(píng)級(jí)機(jī)構(gòu)
approvedcustodian核準(zhǔn)保管人
approvedfuturesexchange核準(zhǔn)期貨交易所
approvedintroducingagent核準(zhǔn)介紹代理人approvedinvestmentadviser認(rèn)可投資顧問(wèn)
approvedlendingagent核準(zhǔn)借出代理人
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approvedredeemableshares核準(zhǔn)可贖回股份approvedsubordinatedloan核準(zhǔn)后償貸款
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associatedentity有聯(lián)系實(shí)體
associatedperson相聯(lián)者
auditworkingpapers審計(jì)工作材料accredited隸屬adjustedliabilities經(jīng)調(diào)整負(fù)債advertisement廣告advisingoncorporatefinance就機(jī)構(gòu)融資提供意見advisingonfuturescontracts就期貨合約提供意見advisingonsecurities就證券提供意見AdvisoryCommittee咨詢委員會(huì)agents代理人aggregategrossforeigncurrencyposition合計(jì)外幣總持倉(cāng)量agreement協(xié)議agreementinwriting書面協(xié)議amountofmarginrequiredtobedeposited按規(guī)定須存放的保證金數(shù)額ancillarystabilizingaction附帶穩(wěn)定價(jià)格行動(dòng)appealpanel上訴委員會(huì)applicant申請(qǐng)人application申請(qǐng)applicationforreview復(fù)核申請(qǐng)appointedday指定日期approvedbankincorporatedoutsideHongKong法團(tuán)的銀行以外成立為核準(zhǔn)的在香港approvedcreditratingagency核準(zhǔn)信貸評(píng)級(jí)機(jī)構(gòu)approvedcustodian核準(zhǔn)保管人approvedfuturesexchange核準(zhǔn)期貨交易所approvedintroducingagent核準(zhǔn)介紹代理人approvedinvestmentadviser認(rèn)可投資顧問(wèn)approvedlendingagent核準(zhǔn)借出代理人approvedperson核準(zhǔn)人士approvedredeemableshares核準(zhǔn)可贖回股份approvedregionalexchange認(rèn)可地區(qū)性交易所approvedsecuritiesborrowingandlendingcounterparty核準(zhǔn)證券借貸對(duì)手方approvedshareregistrar認(rèn)可股份登記員approvedstandbysubordinatedloanfacility核準(zhǔn)備用后償貸款融通approvedstockexchange核準(zhǔn)證券交易所approvedsubordinatedloan核準(zhǔn)后償貸款arbitrationpanel仲裁小組arbitrator仲裁人articles章程細(xì)則assetmanagement資產(chǎn)管理associate有聯(lián)系者associatedcorporation相聯(lián)法團(tuán)associatedentity有聯(lián)系實(shí)體associatedperson相聯(lián)者auditworkingpapers審計(jì)工作材料auditor核數(shù)師authorizedATSprovider認(rèn)可自動(dòng)化交易服務(wù)提供者authorizedautomatedtradingservices認(rèn)可自動(dòng)化交易服務(wù)authorizedfinancialinstitution認(rèn)可財(cái)務(wù)機(jī)構(gòu)authorizedmutualfund認(rèn)可互惠基金authorizedperson獲授權(quán)人authorizedrepresentative獲授權(quán)代表authorizedunittrust認(rèn)可單位信托automatedtradingserviceprovider自動(dòng)化交易服務(wù)提供者automatedtradingservices自動(dòng)化交易服務(wù)averagemonthlyturnover平均每月成交額banker銀行
banker‘sbook銀行簿冊(cè)basicamount基本數(shù)額basicinformation基本數(shù)據(jù)bilateralnettingagreement雙邊凈額結(jié)算協(xié)議blanketassurance概括性保證body團(tuán)體bondbroker債券經(jīng)紀(jì)bonddealer債券交易商books簿冊(cè)borrow借用安排broadcast廣播broadcaster廣播業(yè)者broker經(jīng)紀(jì)businessday營(yíng)業(yè)日calculation有關(guān)計(jì)算call造訪capitalaccount資本帳cashsettledequityderivatives現(xiàn)金結(jié)算股本衍生工具CEnumber中央編號(hào)certificateofdeposit存款證chairman主席charge押記chiefexecutive最高行政人員claimant申索人ClaimsRules《申索規(guī)則》clearinghouse結(jié)算所clearingparticipant結(jié)算所參與者clerk書記client客戶clientassets客戶資產(chǎn)clientcollateral客戶抵押品clientcontract客戶合約clientmoney客戶款項(xiàng)clientsecurities客戶證券clientsecuritiesandcollateral客戶證券及抵押品closingdate截止日期codes守則collateral抵押品collateralizedwarrants有抵押權(quán)證collectiveinvestmentscheme集體投資計(jì)劃Commission證監(jiān)會(huì);監(jiān)察委員會(huì)commission傭金CommissioneroftheIndependentCommissionAgainstCorruption廉政專員commonclient共同客戶companiesinspector公司審查員company公司compensation賠償compensationfund賠償基金complaintsofficer投訴主任completion完成concentrationdiscountingfactor集中折扣系數(shù)conditionaloffer有條件要約conduct行為constitution章程contractmultiplier合約乘數(shù)controller控制人controllingentity控權(quán)實(shí)體controllingentityrelationship控權(quán)實(shí)體關(guān)系controllingperson控權(quán)人士corporatefinanceadviser,corporatefinanceconsultant機(jī)構(gòu)融資顧問(wèn)corporation法團(tuán)court法庭;法院creditunion儲(chǔ)蓄互助社criminalinvestigatorybody刑事調(diào)查機(jī)構(gòu)currencyfuturescontract貨幣期貨合約custodian保管人custodianstatement保管人結(jié)單D-Edatamaterial數(shù)據(jù)材料
dealing交易dealinginfuturescontracts期貨合約交易dealinginsecurities證券交易debenture債權(quán)證debtsecurities債務(wù)證券defalcation虧空default違責(zé)defaultproceedings違責(zé)處理程序defaultrules違責(zé)處理規(guī)則defaulter違責(zé)者deliver交付depositaryreceipt寄存單據(jù)deputychairman副主席derivativecontract衍生工具合約derivatives衍生工具digitalsignature數(shù)碼簽署director董事dispute爭(zhēng)議disqualificationorder取消資格令document文件dutyofdisclosure披露責(zé)任employee雇員equityderivatives股本衍生工具equitylinkedinstruments股票掛鉤票據(jù)equitysecurities權(quán)益證券equivalentcorporation等同法團(tuán)equivalentshares相等股份everyofficerofitwhoisindefault其每名違責(zé)的高級(jí)人員ExchangeCompany交易所公司exchangecontract交易所合約ExchangeFund外匯基金ExchangeFundBill外匯基金票據(jù)ExchangeFundNote外匯基金債券exchangeparticipant交易所參與者exchangeparticipant‘srepresentative交易所參與者代表exchangetradedfund交易所買賣基金exchangetradedfundsmarketmaker交易所買賣基金莊家excludedclients豁除客戶excludedinterests豁除權(quán)益excludedliabilities豁除負(fù)債excludedperson豁除人士executive執(zhí)行人員executivedirector執(zhí)行董事executiveofficer主管人員exemptedbody獲豁免團(tuán)體;豁免團(tuán)體existingclient原有客戶expert專家F-Hfee費(fèi)用financialaccommodation財(cái)務(wù)通融financialproduct金融產(chǎn)品financialresourcesrule財(cái)政資源規(guī)則financialstatement財(cái)務(wù)報(bào)表financialyear財(cái)政年度f(wàn)irstpublicannouncementdate首次公開宣告日期floatinglosses浮動(dòng)虧損floatingprofits浮動(dòng)利潤(rùn)foreigncurrency外幣foreignexchangeagreement外匯協(xié)議foreignexchangetrading外匯交易foreignintermediary外地中介人formerassociatedentityofanintermediary中介人的前有聯(lián)系實(shí)體formerlicensedcorporation前持牌法團(tuán)founder成立人fraudulentmisrepresentation欺詐的失實(shí)陳述freedeliverybasis信用交付形式function職能futuresadviser期貨顧問(wèn)futuresbroker期貨經(jīng)紀(jì)futuresconsultant期貨顧問(wèn)futurescontract期貨合約futuresdealer期貨交易商FuturesExchangeCompany期交所FuturesExchangeCompensationFund期交所賠償基金futuresmarket期貨市場(chǎng)FuturesMarketMaker期貨莊家futuresnon-clearingdealer期貨非結(jié)算交易商futuresoroptionsclearinghouse期貨或期權(quán)結(jié)算所GEM創(chuàng)業(yè)板grossforeigncurrencyposition外幣總持倉(cāng)量groupofcompanies公司集團(tuán)guaranteed作出擔(dān)保guiltyofmisconduct犯失當(dāng)行為haircutamount扣減數(shù)額haircutpercentage扣減百分率HKEC交易結(jié)算公司HKFECC期貨結(jié)算公司HKIAC仲裁中心HKSCC香港結(jié)算公司hold持有holdingcompany控股公司HongKongExchangeFund香港外匯基金HongKongregister香港登記冊(cè)I-Mincorporated成立;成立為法團(tuán)indirectcontroller間接控制人information信息;資料;消息informationsystem信息系統(tǒng)initialmarginrequirement規(guī)定開倉(cāng)保證金initialstabilizingaction初步穩(wěn)定價(jià)格行動(dòng)initialstabilizingprice初步穩(wěn)定價(jià)格insiderdealing內(nèi)幕交易inspector審查員InsuranceAuthority保險(xiǎn)業(yè)監(jiān)督insurer保險(xiǎn)人interest權(quán)益interestrateswapagreement掉期息率協(xié)議intermediary中介人in-the-moneyamount價(jià)內(nèi)值investigator調(diào)查員investmentmanager投資經(jīng)理InvestorCompensationCompany投資者賠償公司invitation邀請(qǐng)issue發(fā)出issuedequitysharecapital已發(fā)行權(quán)益股本issuer發(fā)行人judge法官judicialorotherproceedings司法或其它法律程序lawofinsolvency破產(chǎn)清盤法legalofficer律政人員lender借出人leveragedforeignexchangecontract杠桿式外匯交易合約leveragedforeignexchangetrader杠桿式外匯交易商leveragedforeignexchangetrading杠桿式外匯交易levy征費(fèi)licence牌;牌照l(shuí)icensed獲發(fā)牌;持牌licensedcorporation持牌法團(tuán)licensedperson持牌人licensedrepresentative持牌代表linkedcorporation相連法團(tuán)liquidassets速動(dòng)資產(chǎn)liquidcapital速動(dòng)資金liquidator清盤人listed上市l(wèi)istedcorporation上市法團(tuán)listedcurrencywarrant上市貨幣權(quán)證listedsecurities上市證券listing上市l(wèi)istingrules上市規(guī)則livebroadcast直播MandatoryProvidentFundSchemesAuthority積金局marginclient保證金客戶marginlender證券保證金融資人marginratio保證金比率marginvalue保證金價(jià)值marginedtransaction保證金交易marktomarket按照市值計(jì)算差額marketcapitalization市場(chǎng)資本值marketcharge市場(chǎng)押記marketcollateral市場(chǎng)抵押品marketcontract市場(chǎng)合約marketinformation市場(chǎng)消息marketmisconduct市場(chǎng)失當(dāng)行為MarketMisconductTribunal市場(chǎng)失當(dāng)行為審裁處marketvalue市值materialtime關(guān)鍵時(shí)間member成員memorandum章程大綱Mini-HangSengIndexFuturesContract小型恒生指數(shù)期貨合約Mini-HangSengIndexOptionsContract小型恒生指數(shù)期權(quán)合約minor未成年minoroffence輕微罪行minoritycontroller次要控制人misconduct失當(dāng)行為misfeasance不當(dāng)行為MonetaryAuthority金融管理專員MonetaryAuthorityguideline《金融管理專員指引》MonetaryAuthority-appointedMarketMaker金融管理專員委任的莊家moneylaunderingactivities洗錢活動(dòng)moneylender放債人multilateralagency多邊機(jī)構(gòu)mutualfund互惠基金N-Onegligentmisrepresentation疏忽的失實(shí)陳述netequity權(quán)益凈額netposition凈持倉(cāng)量nettangibleassets有形資產(chǎn)凈值netunderwritingcommitment包銷承擔(dān)凈額newfuturescontract新期貨合約non-collateralizedwarrants非抵押權(quán)證non-executivedirector非執(zhí)行董事noteissuanceandrevolvingunderwritingfacility票據(jù)的發(fā)行及循環(huán)式包銷融通notifiableinterest須具報(bào)權(quán)益notifiablepercentagelevel須具報(bào)百分率水平notionalprincipalamount名義本金額number數(shù)目offer要約offerdocument要約文件offerprice要約價(jià)offereecompany要約標(biāo)的公司offeror要約人off-exchangetradedderivativecontracts場(chǎng)外買賣衍生工具合約off-exchangetransaction場(chǎng)外交易o(hù)fficer高級(jí)人員OfficialReceiver破產(chǎn)管理署署長(zhǎng)OfficialTrustee法定受托人off-marketsharerepurchase場(chǎng)外股份購(gòu)回off-marketsharerepurchasecircular場(chǎng)外股份購(gòu)回通告off-markettransaction場(chǎng)外交易Ombudsman申訴專員omnibusaccount客戶匯集綜合賬戶on-exchangetransaction場(chǎng)內(nèi)交易o(hù)ptionscontract期權(quán)合約order命令ordinarymember普通成員othercollateral其它抵押品out-of-the-moneyamount價(jià)外值overseascompany海外公司overseasstockmarket海外證券市場(chǎng)panelmember上訴委員
parties各方party當(dāng)事一方percentagefigure百分率數(shù)字percentagelevel百分率水平performance執(zhí)行periodofinsurance保險(xiǎn)期permanentidentitycard永久性居民身分證personunderinvestigation受調(diào)查人physicallysettledequityderivatives實(shí)物結(jié)算股本衍生工具pilotprogramme試驗(yàn)計(jì)劃pilotprogrammemarketmaker試驗(yàn)計(jì)劃莊家pilotprogrammesecurities試驗(yàn)計(jì)劃證券portfolio投資組合possession管有prescribedcountry訂明國(guó)家prescribedevent訂明事件prescribedfee訂明費(fèi)用prescribedgain訂明收益prescribedlimit訂明上限prescribedmanner訂明方式prescribedpurpose訂明目的prescribedrequirement訂明規(guī)定PresentingOfficer提控官primarystabilizingaction基本穩(wěn)定價(jià)格行動(dòng)principal主事人PrivacyCommissionerforPersonalData私隱專員proceedings研訊程序professionalaccountant專業(yè)會(huì)計(jì)師professionalinvestor專業(yè)投資者prohibitedperson受禁制人士property財(cái)產(chǎn)prospectus招股章程public公眾;大眾publicannoun
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