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Syntaxisthestudyoftherulesgoverningthewaysdifferentconstituentsarecombinedtoformsentencesinalanguage,orthestudyoftheinterrelationshipsbetweenelementsinsentencestructures.1Syntacticrelationscanbeanalysedintothreekinds:relationsofpositionrelationsofsubstitutabilityrelationsofco-occurrence1.Syntacticrelations
syntacticrelations21.1Relationsof
PositionForlanguagetofulfillitscommunicativefunction,itmusthaveawaytomarkthegrammaticalrolesofthevariousphrasesthatcanoccurinaclause.
Theboykickedtheball
NP1NP2Subject Object3Positionalrelation,orWORDORDER,referstothesequentialarrangementofwordsinalanguage.Ifthewordsinasentencefailtooccurinafixedorderrequiredbytheconventionofalanguage,onetendstoproduceanutteranceeitherungrammaticalornonsensicalatall.Forexample,4Theboykickedtheball*Boytheballkickedthe*TheballkickedtheboyTheteachersawthestudentsThestudentssawtheteacher5PositionalrelationsareamanifestationofoneaspectofSyntagmaticRelationsobservedbyF.deSaussure.TheyarealsocalledHorizontalRelationsorsimplyChainRelations.6Wordorderisamongthethreebasicways(wordorder,geneticandarealclassifications)toclassifylanguagesintheworld:SVO,VSO,SOV,OVS,OSV,andVOS.EnglishbelongstoSVOtype,thoughthisdoesnotmeanthatSVOistheonlypossiblewordorder.71.2RelationofSubstitutability
TheRelationofSubstitutabilityreferstoclassesorsetsofwordssubstitutableforeachothergrammaticallyinsentenceswiththesamestructure.The
______smiles.
man boy girl8Italsoreferstogroupsofmorethanonewordwhichmaybejointlysubstitutablegrammaticallyforasinglewordofaparticularset.
strongmanThe tallestboy smiles. prettygirl yesterday.Hewentthere lastweek. thedaybefore.9ThisisalsocalledAssociativeRelationsbySaussure,andParadigmaticRelationsbyHjemslev.Tomakeitmoreunderstandable,theyarecalledVerticalRelationsorChoiceRelations.101.3RelationofCo-occurrence
Itmeansthatwordsofdifferentsetsofclausesmaypermit,orrequire,theoccurrenceofawordofanothersetorclasstoformasentenceoraparticularpartofasentence.Forinstance,anominalphrasecanbeprecededbyadeterminerandadjective(s)andfollowedbyaverbalphrase.11Relationsofco-occurrencepartlybelongtosyntagmaticrelations,partlytoparadigmaticrelations.122.Grammaticalconstructionanditsconstituents
2.1GrammaticalConstruction
Anysyntacticstringofwordsrangingfromsentencesoverphrasalstructurestocertaincomplexlexemes.anappleateanappleMaryateanapple132.2ConstituentsandPhraseStructureConstituentisapartofalargerlinguisticunit.Severalconstituentstogetherformaconstruction:thegirl(NP)atetheapple(VP)thegirlatetheapple(S)14ImmediateConstituentAnalysis
(ICAnalysis)Thegirlatetheapple15PhraseStructure
TreediagramSNPVPDetNVNPDetNThegirlatetheapple16Word-levelPhrasalN=nounA=adjectiveV=verbP=prepositionDet=determinerAdv=adverbConj=conjunctionNP=nounphraseAP=adjectivephraseVP=verbphrasePP=prepositionphraseS=sentenceorclause17BracketingBracketingisnotascommoninuse,butitisaneconomicnotationinrepresentingtheconstituent/phrasestructureofagrammaticalunit.(((The)(girl))
((ate)
((the)(apple))))[S[NP[DetThe][Ngirl]][VP[Vate][NP[Detthe][Napple]]]]182.3EndocentricandExocentricConstructionsEndocentricconstructionisonewhosedistributionisfunctionallyequivalenttothatofoneormoreofitsconstituents,i.e.,awordoragroupofwords,whichservesasadefinablecentreorhead.Usuallynounphrases,verbphrasesandadjectivephrasesbelongtoendocentrictypesbecausetheconstituentitemsaresubordinatetotheHead.
1920Exocentricconstructionreferstoagroupofsyntacticallyrelatedwordswherenoneofthewordsisfunctionallyequivalenttothegroupasawhole,thatis,thereisnodefinable“Centre”or“Head”insidethegroup,usuallyincludingthebasicsentence,theprepositionalphrase,thepredicate(verb+object)construction,andtheconnective(be+complement)construction.21Theboy
smiled.(Neitherconstituentcansubstituteforthesentencestructureasawhole.)Hehid
behind
thedoor.(Neitherconstituentcanfunctionasanadverbial.)He
kicked
theball.(Neitherconstituentstandsfortheverb-objectsequence.)John
seemed
angry.(Afterdivision,theconnectiveconstructionnolongerexists.)222.4CoordinationandSubordinationEndocentricconstructionsfallintotwomaintypes,dependingontherelationbetweenconstituents:Coordination23CoordinationCoordinationisacommonsyntacticpatterninEnglishandotherlanguagesformedbygroupingtogethertwoormorecategoriesofthesametypewiththehelpofaconjunctionsuchasand,butandor.Thesetwoormorewordsorphrasesorclauseshaveequivalentsyntacticstatus,eachoftheseparateconstituentscanstandfortheoriginalconstructionfunctionally.24CoordinationofNPs:[NPthelady]or[NPthetiger]CoordinationofVPs:[VPgotothelibrary]and[VPreadabook]CoordinationofPPs:
[PPdownthestairs]and[PPoutthedoor]CoordinationofAPs:
[APquiteexpensive]and[APverybeautiful]CoordinationofSs:[SJohnlovesMary]and[SMarylovesJohntoo].25SubordinationSubordinationreferstotheprocessorresultoflinkinglinguisticunitssothattheyhavedifferentsyntacticstatus,onebeingdependentupontheother,andusuallyaconstituentoftheother.Thesubordinateconstituentsarewordswhichmodifythehead.Consequently,theycanbecalledmodifiers.26two
dogs
Head(Mybrother)
candrink(wine).
HeadSwimminginthelake
(isfun).
Head(Thepepperwas)hotbeyondendurance.
Head27SubordinateclausesClausescanbeusedassubordinateconstituents.Therearethreebasictypesofsubordinateclauses:complementclausesadjunct(oradverbial)clausesrelativeclauses28Johnbelieves[thattheairplanewasinventedbyanIrishman].
(complementclause)Elizabethopenedherpresents[beforeJohnfinishedhisdinner].
(adverbialclause)Thewoman[thatIlove]ismovingtothesouth.
(relativeclause)
subordinateclause293.SyntacticFunction
Thesyntacticfunctionshowstherelationshipbetweenalinguisticformandotherpartsofthelinguisticpatterninwhichitisused.Namesoffunctionsareexpressedintermsofsubjects,objects,predicators,modifiers,complements,etc.303.1Subject
Insomelanguages,subjectreferstooneofthenounsinthenominativecase.ThetypicalexamplecanbefoundinLatin,wheresubjectisalwaysinnominativecase,suchaspaterandfiliusinthefollowingexamples.paterfiliumamat
(thefatherlovestheson)patrumfiliusamat(thesonlovesthefather)31InEnglish,thesubjectofasentenceisoftensaidtobetheagent,orthedoeroftheaction,whiletheobjectisthepersonorthingacteduponbytheagent.Thisdefinitionseemstoworkforthesesentences:Mary
slappedJohn.
■
Adog
bitBill.32butisclearlywronginthefollowingexamples:John
wasbittenbyadog.
John
underwentmajorheartsurgery.
Inordertoaccountforthecaseofsubjectinpassivevoice,wehavetwootherterms“grammaticalsubject”(John)and“l(fā)ogicalsubject”(adog).33Anothertraditionaldefinitionofthesubjectis“whatthesentenceisabout”(i.e.,topic).Again,thisseemstoworkformanysentences,suchasBillisaverycraftyfellow.
butfailsinothers,suchas(Jackisprettyreliable,but)BillIdon’ttrust.AsforBill,Iwouldn’ttakehispromisesveryseriously.
34Allthreesentencesseemtobe“about”Bill;thuswecouldsaythatBillisthetopicofallthreesentences.Theabovesentencesmakeitclearthatthetopicisnotalwaysthegrammaticalsubject.Whatcharacteristicsdosubjectshave?subject35WordorderSubjectordinarilyprecedestheverbinthestatement:Sallycollectsstamps.*CollectsSallystamps.36Pro-formsThefirstandthirdpersonpronounsinEnglishappearinaspecialformwhenthepronounisasubject,whichisnotusedwhenthepronounoccursinotherpositions:Helovesme.Ilovehim.Wethrewstonesatthem.Theythrewstonesatus.37AgreementwiththeverbInthesimplepresenttense,an-sisaddedtotheverbwhenathirdpersonsubjectissingular,butthenumberandpersonoftheobjectoranyotherelementinthesentencehavenoeffectatallontheformoftheverb:Sheangershim.Theyangerhim.
Sheangersthem.
38ContentquestionsIfthesubjectisreplacedbyaquestionword(whoorwhat),therestofthesentenceremainsunchanged,asinJohnstoletheQueen’spicturefromtheBritishCouncil.WhostoletheQueen’spicturefromtheBritishcouncil?39WhatwouldJohnsteal,ifhehadthechance?WhatdidJohnstealfromtheBritishCouncil?WheredidJohnstealtheQueen’spicturefrom?Whenanyotherelementofthesentenceisreplacedbyaquestionword,anauxiliaryverbmustappearbeforethesubject.40TagquestionAtagquestionisusedtoseekconfirmationofastatement.Italwayscontainsapronounwhichrefersbacktothesubject,andnevertoanyotherelementinthesentence.JohnlovesMary,doesn’the?MarylovesJohn,doesn’tshe?*JohnlovesMary,doesn’tshe?413.2Predicate
Predicatereferstoamajorconstituentofsentencestructureinabinaryanalysisinwhichallobligatoryconstituentsotherthanthesubjectwereconsideredtogether.Itusuallyexpressesactions,processes,andstatesthatrefertothesubject.Theboy
isrunning.
(process)Peter
broketheglass.(action)Jane
mustbemad!
(state)Thewordpredicatorissuggestedforverborverbsincludedinapredicate.423.3Object
Objectisalsoatermhardtodefine.Since,traditionally,subjectcanbedefinedasthedoeroftheaction,objectmayrefertothe“receiver”or“goal”ofanaction,anditisfurtherclassifiedintoDirectObjectandIndirectObject.Motherbought
adoll.Mothergave
mysister
adoll.
IO
DO
43Insomeinflectinglanguages,objectismarkedbycaselabels:theaccusativecasefordirectobject,andthedativecaseforindirectobject.InEnglish,“object”isrecognizedbytracingitsrelationtowordorder(aftertheverbandpreposition)andbyinflections(ofpro-nouns).Mothergave
adolltomysister.Johnkicked
me.44Modernlinguistssuggestthatobjectreferstosuchanitemthatitcanbecomesubjectinapassivetransformation.Johnbroke
theglass.
Theglass
wasbrokenbyJohn.Petersaw
Jane.
Jane
wasseenbyPeter.object45Althoughtherearenominalphrasesinthefollowing,theyarebynomeansobjectsbecausetheycannotbetransformedintopassivevoice.Hedied
lastweek.Thematchlasted
threehours.HechangedtrainsatManchester.(*Trains
werechangedbyhimatManchester.)464.Category
Thetermcategoryreferstothedefiningpropertiesofthesegeneralunits:Categoriesofthenoun:number,gender,caseandcountability
Categoriesoftheverb:tense,aspect,voice474.1NumberNumberisagrammaticalcategoryusedfortheanalysisofwordclassesdisplayingsuchcontrastsassingular,dual,plural,etc.InEnglish,numberismainlyobservedinnouns,andthereareonlytwoforms:singularandplural,suchasdog:dogs.
Numberisalsoreflectedintheinflectionsofpronounsandverbs,suchasHelaughs:Theylaugh,thisman:thesemen.48Inotherlanguages,forexample,French,themanifestationofnumbercanalsobefoundinadjectivesandarticles.lechevalroyal(theroyalhorse)leschevauxroyaux(theroyalhorses)494.2GenderSuchcontrastsas“masculine:feminine:neuter”,“animate:inanimate”,etc.fortheanalysisofwordclasses.Thoughthereisacorrelationbetweennaturalgenderandgrammaticalgender,theassignmentmayseemquitearbitraryinmanycases.Forinstance,inLatin,
ignis‘fire’ismasculine,whileflamma
‘flame’isfeminine.50Englishgendercontrastcanonlybeobservedinpronounsandasmallnumberofnouns,and,theyaremainlyofthenaturalgendertype.he:she:itprince:princessauthor:authoress51InFrench,genderismanifestedalsobothinadjectivesandarticles.beaucadeau(finegift)bellemaison(finehouse)Lecadeauestbeau.(Thegiftisgood.)Lamaisonestbelle.(Thehouseisbeautiful.)52Sometimesgenderchangesthelexicalmeaningaswell,forexample,inFrench:lepoele(thestove)lapoele(thefryingpan)lependule(thependulum)lapendule(theclock)534.3Case
Thecasecategoryisusedintheanalysisofwordclassestoidentifythesyntacticrelationshipbetweenwordsinasentence.InLatingrammar,casesarebasedonvariationsinthemorphologicalformsoftheword,andaregiventheterms“accusative”,“nominative”,“dative”,etc.TherearefivecasesinancientGreekandeightinSanskrit.Finnishhasasmanyasfifteenformallydistinctcasesinnouns,eachwithitsownsyntacticfunction.54InEnglish,caseisaspecialformofthenounwhichfrequentlycorrespondstoacombinationofprepositionandnoun,anditisrealizedinthreechannels:inflectionfollowingaprepositionwordorderasmanifestedinteacher:teacher’swith:toamanJohnkickedPeter:PeterkickedJohn554.4AgreementAgreement(orconcord)maybedefinedastherequirementthattheformsoftwoormorewordsofspecificwordclassesthatstandinspecificsyntacticrelationshipwithoneanothershallalso,becharacterizedbythesameparadigmaticallymarkedcategory(orcategories).56Thissyntacticrelationshipmaybeanaphoric,aswhenapronounagreeswithitsantecedent,Whoseis
thispen?--Oh,
it’s
theoneIlost.oritmayinvolvearelationbetweenaheadanditsdependent,aswhenaverbagreeswithitssubjectandobject:Each
person
mayhaveonecoin.
57Agreementofnumberbetweennounsandverbs:Thismanruns.
Thebirdflies.
Thesemenrun.
Thesebirdsfly.58SentenceClausePhraseWord5.Phrase,ClauseandSentence
59thethreetallestgirls(nominalphrase)hasbeendoing
(verbalphrase)extremelydifficult (adjectivalphrase)tothedoor(prepositionalphrase)veryfast
(adverbialphrase)phrase60ClauseFiniteNon-finiteInfinitiveParticipialGerundialSubjectObjectAdverbialRelativeAppositionalComplement61Thebestthingwouldbe
toleaveearly.It’sgreat
foramantobefree.Havingfinishedtheirtask,theycametohelpus.Johnbeingaway,Billhadtodothework.Filledwithshame,heleftthehouse.Alloursavingsgone,westartedlookingforjobs.It’snouse
cryingoverspiltmilk.Doyoumind
myopeningthewindow?62Sentence:traditionalapproach simple
Sentence complex non-simple compound63Sentence:functionalapproach Yes/noInterrogativeIndicativewh-DeclarativeSentenceJussiveImperativeOptative64Basicsentencetypes:BolingerMotherfell.(Nominal+intransitiveverbal)Motherisyoung.(Nominal+copula+complement)MotherlovesDad.(Nominal+transitiveverbal+nominal).MotherfedDadbreakfast.(Nominal+transitiveverbal+nominal+nominal)Thereistime.(There+existential+nominal)
65Basicsentencetypes:QuirkSVC
Maryiskind. anurse.SVA
Maryishere. inthehouse.SV
Thechildislaughing.SVO
Somebodycaughttheball.SVOC
Wehaveprovedhimwrong.
afool.SVOA
Iputtheplateonthetable.SVOO
Shegivesmeexpensivepresents.
666.Recursiveness
Recursivenessmainlymeansthataphrasalconstituentcanbeembeddedwithinanotherconstituenthavingthesamecategory,butithasbecomeanumbrellatermsuchimportantlinguisticphenomenaascoordinationandsubordination,conjoiningandembedding,hypotacticandparatactic.Allthesearemeanstoextendsentences.Howlongcanasentencebe?67Theoretically,thereisnolimittotheembeddingofonerelativeclauseintoanotherrelativeclause,solongasitdoesnotbecomeanobstacletosuccessfulcommunication.Thesameholdstruefornominalclausesandadverbialclauses.Imetamanwhohadasonwhosewifesoldcookiesthatshehadbakedinherkitchenthatwasfullyequippedwithelectricalappliancesthatwerenew…68John’ssisterJohn’ssister’shusbandJohn’ssister’shusband’suncleJohn’ssister’shusband’suncle’sdaughter,etc.thathouseinBeijingthegardenofthathouseinBeijingthetreeinthegardenofthathouseinBeijingabirdonthetreeinthegardenofthathouseinBeijing696.1ConjoiningConjoining:coordination.Conjunctions:and,but,andor.Johnboughtahat
and
hiswifeboughtahandbag.Givemeliber
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