供應(yīng)商審核表（中英文雙語）

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15:ConflictMineralsManagementRequirements,,,,,,,,SelfAvgScore:,,#DIV/0!,,AUOAvgScore:,#DIV/0!,,SelfScore,,,AUOScore,,,

,,,,,,,,Counts:,,0,,Counts:,0,,,,,,,,

,,,,,,,,Subtotal:,,0,,Subtotals:,0,,Y=1,N=0,N/A=x,Y=1,N=0,N/A=x,Remarks

"沖突礦產(chǎn)政策

ConflictMineralsPolicy",,15.1,"供貨商是否有制定沖突礦產(chǎn)之相關(guān)政策？

Doesthesupplierhasestablishedtheconflictmineralspolicy?",,,,,,,,,,,,,,,,,,

,,15.2,"供貨商是否有定義相關(guān)單位或組織，進(jìn)行沖突礦產(chǎn)政策的推動(dòng)？

Doessupplierhasdefinedtherelateddepartmentororganizationtoexercisetheconflictmineralspolicy?",,,,,,,,,,,,,,,,,,

,,15.3,"沖突礦產(chǎn)政策是否有宣達(dá)至內(nèi)部相關(guān)

Aretheconflictmineralspolicyannouncedtointernalrelateddepartment?",,,,,,,,,,,,,,,,,,

,,15.4,"沖突礦產(chǎn)政策是否有宣達(dá)至供貨商/外包商？

Aretheconflictmineralspolicyannouncedtosuppliers/subcontractor?",,,,,,,,,,,,,,,,,,

"管理流程及文件審查

ManagementFlowandDocumentReview",,15.5,"供貨商是否建立沖突礦產(chǎn)管理程序文件？

Doessupplierhasestablishedtheconflictmineralsmanagementproceduredocument?",,,,,,,,,,,,,,,,,,

,,15.6,"沖突礦產(chǎn)調(diào)查之內(nèi)容是否有經(jīng)過審查，并紀(jì)錄于相關(guān)平臺(tái)或窗體中？

Arethecontentsofconflictmineralsinvestigationbereviewedandrecordedinrelatedplatformorform?",,,,,,,,,,,,,,,,,,

,,15.7,"相關(guān)審查文件是否有妥善保存，并存放超過三年？

Aretherelatedinvestigationdocumentskeptandsavedover3years?",,,,,,,,,,,,,,,,,,

,,15.8,"是否定期檢視沖突礦產(chǎn)管理流程之適切性(如符合客戶要求,國際條文規(guī)定)？

Hastheadequacyofconflictmineralsmanagementflowbeenregularlychecked(e.g.meetingthecustomerrequirementsandinternationalregulation)?",,,,,,,,,,,,,,,,,,

"物料管理

MaterialManagement",,15.9,"供貨商是否建立一套物料管理機(jī)制，確保當(dāng)年度有生產(chǎn)之產(chǎn)品均被納入檢視？

Doessupplierhassetupamaterialmanagementmechanismtomakesurealltheproductsproducedinthisyeararechecked?",,,,,,,,,,,,,,,,,,

,,15.10,"供貨商內(nèi)部是否定期監(jiān)控沖突礦產(chǎn)調(diào)查之進(jìn)度，確保產(chǎn)品均在時(shí)間內(nèi)完成調(diào)查？

Hassupplierreviewtheconflictmineralsinvestigationprogressregularlytomakesurealltheproductareinvestigatedontime?",,,,,,,,,,,,,,,,,,

,,15.11,"針對(duì)每個(gè)采購的零部件，是否有系統(tǒng)或文件可清楚顯示目前沖突礦產(chǎn)之使用狀況？

Haveanyrelatedsystemordocumenttoshowtheconflictmineralsstatusforeachpurchasepartsorassembly?",,,,,,,,,,,,,,,,,,

,,15.12,"當(dāng)產(chǎn)品確定使用來自DRC國家非法區(qū)域開采之沖突礦產(chǎn)，供貨商是否有制定異常處里流程，定義處置方式？

DoessupplierestablishedtheabnormalmanagementflowandactionsifproductusedtheconflictmineralsminedillegallyinDRCcountry?",,,,,,,,,,,,,,,,,,

"教育訓(xùn)練

Training",,15.13,"是否有一個(gè)機(jī)制鑒別需進(jìn)行沖突礦產(chǎn)教育訓(xùn)練之人員及單位？

Hasthemechanismtoidentifypersonnelanddepartmentneedtojoininconflictmineralstraining?",,,,,,,,,,,,,,,,,,

,,15.14,"是否定期對(duì)內(nèi)部相關(guān)人員進(jìn)行沖突礦產(chǎn)教育訓(xùn)練？

Hasaregularconflictmineralstrainingcourseforinternalpersonnel?",,,,,,,,,,,,,,,,,,

,,15.15,"是否定期對(duì)供貨商/外包商進(jìn)行沖突礦產(chǎn)教育訓(xùn)練？

Hasaregularconflictmineralstrainingcourseforsuppliers/subcontractor?",,,,,,,,,,,,,,,,,,

"供貨商&外包廠管理

ManagementforSuppliers/Subcontractor",,15.16,"沖突礦產(chǎn)管理是否已被定義在供貨商/外包商管理程序文件中？

Hasconflictmineralsmanagementdefindedinsuppliers/subcontractormanagementprocedure?",,,,,,,,,,,,,,,,,,

,,15.17,"是否有制定供貨商/外包商沖突礦產(chǎn)管理之檢查表？

Hasconflictmineralsmanagementchecklistdefindedforsuppliers/subcontractormanagement?",,,,,,,,,,,,,,,,,,

,,15.18,"是否透過文件或?qū)嵉貙彶橹绞?，定期?duì)供貨商/外包商進(jìn)行稽核？

Hastheregulardocumentoronsiteaudittosuppliers/subcontractoraudit?",,,,,,,,,,,,,,,,,,

,,15.19,"針對(duì)稽核之結(jié)果，是否定義相關(guān)之處置措施？(如繼續(xù)交易、要求改善、停止交易等..)

Doesdefindedtheactionsaccordingtotheauditresult?(e.g.continuebusiness,inpromentrequestorstopbusiness..etc.)",,,,,,,,,,,,,,,,,,

,,15.20,"是否定義、識(shí)別供貨商風(fēng)險(xiǎn)等級(jí)，并制定出風(fēng)險(xiǎn)對(duì)應(yīng)之管理程序？

Doesdefindedandidentifiedtherisklevelofsuppliers,andestablishedtherelatedproceduretotherisk?",,,,,,,,,,,,,,,,,,

,,,,,,,,,,,,,,,,,,,,,,

,"Remark:Pass70-100%;Fail<70%

沖突礦產(chǎn)管理ConflictMineralsManagementRequirements