GB/T 44731-2024科技成果評(píng)估規(guī)范

ICS

03.080.99

CCS

A20

中華人民共和國國家標(biāo)準(zhǔn)

GB/T44731—2024

科技成果評(píng)估規(guī)范

Specificationforscienceandtechnologyachievementevaluation

2024-10-26發(fā)布2024-10-26實(shí)施

國家市場(chǎng)監(jiān)督管理總局發(fā)布

國家標(biāo)準(zhǔn)化管理委員會(huì)

GB/T44731—2024

目次

前言

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Ⅲ

引言

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Ⅳ

1

范圍

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1

2

規(guī)范性引用文件

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1

3

術(shù)語和定義

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1

4

評(píng)估原則

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2

4.1

分類評(píng)估

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2

4.2

系統(tǒng)性

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2

4.3

定量定性相結(jié)合

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2

4.4

可溯源

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2

5

評(píng)估內(nèi)容

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2

5.1

通則

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2

5.2

科學(xué)價(jià)值

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2

5.3

技術(shù)價(jià)值

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3

5.4

經(jīng)濟(jì)價(jià)值

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3

5.5

社會(huì)和文化價(jià)值

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3

5.6

轉(zhuǎn)化推廣潛力

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3

6

評(píng)估方法

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3

6.1

通則

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3

6.2

分項(xiàng)評(píng)估

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3

6.3

綜合評(píng)分

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4

7

評(píng)估流程

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5

7.1

通則

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5

7.2

確定評(píng)估目的

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5

7.3

確定評(píng)估方

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5

7.4

委托與受理

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5

7.5

組建評(píng)估項(xiàng)目組

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5

7.6

制定評(píng)估方案

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5

7.7

組建咨詢專家組

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5

7.8

信息收集

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6

7.9

信息處理和分析

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6

7.10

形成評(píng)估結(jié)論

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6

7.11

撰寫與交付評(píng)估報(bào)告

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6

附錄A（資料性）科技成果評(píng)估指標(biāo)及證明材料

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7

Ⅰ

GB/T44731—2024

附錄B（規(guī)范性）科技成果評(píng)估分類

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9

B.1

科技成果類型

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9

B.2

評(píng)估目的

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9

附錄C（資料性）技術(shù)價(jià)值評(píng)估分級(jí)

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10

C.1

技術(shù)創(chuàng)新度

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10

C.2

技術(shù)成熟度

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10

C.3

技術(shù)先進(jìn)度

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10

附錄D（資料性）科技成果評(píng)估流程

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12

附錄E（資料性）科技成果評(píng)估報(bào)告關(guān)鍵要素

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13

參考文獻(xiàn)

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14

Ⅱ

GB/T44731—2024

前言

本文件按照GB/T1.1—2020《標(biāo)準(zhǔn)化工作導(dǎo)則第1部分：標(biāo)準(zhǔn)化文件的結(jié)構(gòu)和起草規(guī)則》的規(guī)

定起草。

請(qǐng)注意本文件的某些內(nèi)容可能涉及專利。本文件的發(fā)布機(jī)構(gòu)不承擔(dān)識(shí)別專利的責(zé)任。

本文件由中華人民共和國科學(xué)技術(shù)部提出。

本文件由全國科技評(píng)估標(biāo)準(zhǔn)化技術(shù)委員會(huì)（SAC/TC580）歸口。

本文件起草單位：科技部科技評(píng)估中心、中國科技評(píng)估與成果管理研究會(huì)、中國技術(shù)交易所有限公

司、青島農(nóng)業(yè)大學(xué)、中關(guān)村巨加值科技評(píng)價(jià)研究院、上海市科技成果評(píng)價(jià)研究院、北京大學(xué)南昌創(chuàng)新研

究院、北京八月瓜科技有限公司、四川九鼎天元科技服務(wù)有限公司、中關(guān)村天合科技成果轉(zhuǎn)化促進(jìn)中

心、中智科學(xué)技術(shù)評(píng)價(jià)研究中心、中部知光技術(shù)轉(zhuǎn)移有限公司、中科合創(chuàng)（北京）科技成果評(píng)價(jià)中心、

廣東省技術(shù)經(jīng)濟(jì)研究發(fā)展中心、工業(yè)和信息化部電子第五研究所、北京公路學(xué)會(huì)、中國國際科技促進(jìn)

會(huì)、中交協(xié)聯(lián)交通科學(xué)研究院（北京）有限公司、易創(chuàng)經(jīng)云數(shù)字科技有限公司、包頭稀土研究院、華智

眾創(chuàng)（北京）投資管理有限責(zé)任公司、商業(yè)信用中心、中規(guī)（北京）認(rèn)證有限公司、青島市高新技術(shù)產(chǎn)

業(yè)促進(jìn)中心（青島市技術(shù)市場(chǎng)服務(wù)中心）、連城資產(chǎn)評(píng)估有限公司、交通運(yùn)輸部公路科學(xué)研究所、國家

衛(wèi)生健康委醫(yī)藥衛(wèi)生科技發(fā)展研究中心、北京萬方軟件有限公司、南方科技大學(xué)、生態(tài)環(huán)境部環(huán)境發(fā)展

中心。

本文件主要起草人：李思敏、武思宏、董紅霞、肖克峰、何小敏、張福奇、夏文勇、陶鵬、

李長青、房云、朱希鐸、李閩榕、羅林波、嚴(yán)長春、張祥宇、莫冰、王平原、鄭華林、于全玉、

吳應(yīng)剛、于晶雪、昝婷婷、韓軍、張春鵬、阮航、李戎、梁玲玲、張丁、張靜園、劉斯達(dá)、魯露、

曾津國、余本朝、楊倩、胡慧紅、田恩濤、于晶晶、賈曉云、肖霖之、張高強(qiáng)、宗曉琳、彭潔、趙丹、

李燚佩。

Ⅲ

GB/T44731—2024

引言

科技成果評(píng)估是科技創(chuàng)新發(fā)展的重要環(huán)節(jié)，通過對(duì)科技成果進(jìn)行客觀公正的評(píng)估，有助于更好激發(fā)

科技人員積極性和創(chuàng)造性，從而產(chǎn)出更多高質(zhì)量成果，并營造良好創(chuàng)新生態(tài)。

本文件旨在推動(dòng)科技成果評(píng)估的規(guī)范有序和專業(yè)化發(fā)展，保障科技成果評(píng)估活動(dòng)的質(zhì)量，充分發(fā)揮

科技成果評(píng)估的指揮棒作用。

Ⅳ

GB/T44731—2024

科技成果評(píng)估規(guī)范

1范圍

本文件確立了自然科學(xué)與技術(shù)領(lǐng)域科技成果評(píng)估的原則，規(guī)定了評(píng)估內(nèi)容，并描述了評(píng)估方法及

流程。

本文件適用于自然科學(xué)與技術(shù)領(lǐng)域的基礎(chǔ)研究類、應(yīng)用研究類、技術(shù)開發(fā)和產(chǎn)業(yè)化類科技成果的評(píng)

估活動(dòng)，其他類型的科技成果評(píng)估可參考使用。

2規(guī)范性引用文件

下列文件中的內(nèi)容通過文中的規(guī)范性引用而構(gòu)成本文件必不可少的條款。其中，注日期的引用文

件，僅該日期對(duì)應(yīng)的版本適用于本文件；不注日期的引用文件，其最新版本（包括所有的修改單）適用

于本文件。

GB/T22900—2022科學(xué)技術(shù)研究項(xiàng)目評(píng)價(jià)