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1、acknowledgmentsi am grateful in the first place to my supervisor professor wang yun, who has supported me all the time during the process of writing this paper. i appreciate her patience and cautiousness. i would not have accomplished this thesis successfully without her consistent help. whats more,

2、 i would like to acknowledge my school-suzhou university of science and technology for granting me the precious chance to further my english studyin my process of writing and completing this paper,i have benefited a lot from the people around me. i want to thank you for the sterling help of my frien

3、ds. besides i want to thank the authors of books and papers that provide me with plenty of information and references.last but not least, i will give my gratitude to my family members, who have supported and encouraged me all the time.摘 要隨著英語(yǔ)課程改革,將學(xué)生作為課堂核心這一要求的提出,使得越來(lái)越多的教育學(xué)者關(guān)注英語(yǔ)課堂學(xué)生沉默現(xiàn)象。然而國(guó)內(nèi)在這方面的許多研

4、究停留在理論方面,而缺少實(shí)證方面的深入研究。因此,在相關(guān)理論研究的基礎(chǔ)上,本研究以蘇州科技學(xué)院英語(yǔ)專業(yè)的學(xué)生為研究對(duì)象,將問(wèn)卷調(diào)查和課堂觀察的方式結(jié)合,從學(xué)生角度進(jìn)行調(diào)查,以實(shí)證為依據(jù),探究導(dǎo)致英語(yǔ)課堂學(xué)生沉默的原因和解決方法。通過(guò)研究,我們發(fā)現(xiàn)造成英語(yǔ)課堂沉默現(xiàn)象的原因不僅在于老師的教學(xué)方式、態(tài)度以及學(xué)生的態(tài)度、個(gè)性、動(dòng)機(jī)等方面,同時(shí)還會(huì)受到其他因素的影響,這些因素已經(jīng)變成提高英語(yǔ)課堂效率的阻礙因素,甚至還會(huì)造成更大程度、更廣范圍的惡性循環(huán)。因此,解決課堂沉默問(wèn)題是很必要的,不僅需要從師生雙方探究原因,還要聯(lián)系實(shí)際,最終打破沉默堅(jiān)冰,構(gòu)建和諧高效的英語(yǔ)課堂。關(guān)鍵詞:英語(yǔ)課堂;學(xué)生沉默現(xiàn)象;課

5、堂參與;實(shí)證調(diào)查 abstractaccording to the new college english curriculum requirements (2007:25), the student-oriented pattern has become the focus of classroom reform. more and more education workers shift their attention to the phenomenon of students silence in efl classroom. however, most of the research

6、in this area focuses on theories and lacks deep studies from the empirical perspective. so, based on relevant theoretical research, this study takes students of suzhou university of science and technology as our objectives and adopts a questionnaire to explore the factors causing students silence in

7、 efl classroom.results of the study demonstrate that the reasons of students silence are not limited to teaching methodology, attitude on teachers side and attitude, personality, motivation on students side. there are also other related factors, which obstruct the efficiency in efl classroom, and ev

8、en can lead to a vicious cycle. therefore, it is really critical to solve the problem. the exploration should be made from both sides of teachers and students, thus to break the ice of silence and create a harmonious and high-efficient efl classroom.key words:efl classroom; students silence; class e

9、ngagement; empirical investigation contentsintroduction11. theoretical background and literature review21.1 the definition of silence21.2 the characteristics of silence21.2.1 positive silence31.2.2 negative silence31.3 classification of silence41.4 relationship between silence and speech51.5 the cur

10、rent situation of silence study at home and abroad61.5.1 studies at home61.5.2 studies at abroad72. an empirical study of students silence in efl classroom82.1 research questions82.2 research methodology92.2.1 research subjects92.2.2 research materials92.2.3 research procedure92.3 data collection an

11、d analysis102.3.1 data collection102.3.2 data analysis102.4 the findings112.4.1 teachers aspects112.4.2 students aspects122.4.3 other aspects123. some implications and suggestions for students and teachers133.1 for students133.2 for teachers14conclusion15references17appendix1:19appendix2:21students

12、silence in efl classroomintroductionin recent years, the phenomenon of students silence has attracted researchers attention. most of them have studied the factors that influence students participation, such as teachers talk in elf class, teachers questioning methods, etc, but few researches have exp

13、lored from students psychological perspective which is actually far more worthy of investigation.due to the new requirements of college english requirements (2007:25), the pedagogical tendency in efl class emphasizes on students roles and aims to create a student-centered teaching environment. thus,

14、 many teachers have introduced various means to encourage students participation. it provides students with more opportunities but also much pressure. students may employ silence as the form of communicative engagement and only a small proportion of students actively participate in class. on the oth

15、er hand, many teachers consider silence as the opposite action or even the enemy of speech and few teachers have taken proper measures to resolve the problem. the misunderstanding or incomplete understanding of silence may lead to a vicious circle in elf class. meyer (kevin 2009:16) put forward the

16、conception of hypothesized link between silence and learning. furthermore, she defined silent engagement as a kind of communication. on this theoretical basis, more and more researchers divert their attention to the value of silence and explore the relationship between speech and silence in elf clas

17、s. the causes of students silence in elf class are multidimensional due to different research angles and purpose.in fact, silence has both negative and positive sides. as dauenhauer (1980) claimed that “silence in its own right can be seen to make a positive contribution to the scope of the meaningf

18、ul” (1980:104) silence paves the way for the potency of language since silence gives both birth and conclusion to speech.this thesis will be done on the basis of the previous studies related to the philosophy of speech and silence, factors influencing student participation and learning styles. in or

19、der to make the research have more practical significances, a series of surveys will be done with the form of questionnaires. the data will be collected to analyze the theories and hopefully some of them can be put into practice and help to put forward some suggestions in future teaching in elf clas

20、s.1. theoretical background and literature reviewsilence is a means of powerful nonverbal communication, however to interpret silence in the most proper way, various connected aspects should be considered, including subjective and objective factors. the subjective factors include the feelings, perso

21、nality, mutual relations and the degree of caring, while the objective factors are location, time, culture background etc. to dig out the root causes of students silence in efl class, close attention should first be paid on the definition of silence. 1.1 the definition of silenceaccording to differe

22、nt purposes with various research frameworks, the definition of silence distinguishes from one and another. oxford advanced learners english-chinese dictionary (hornsby 2009:1408) defines silence as the following meanings: (1) complete absence of sound or noise; quiet; (2) refusal or failure to disc

23、uss something or answer questions about something;(3) complete quiet because nobody is talking; (4) a period of time in which everyone stops talking as a sign of respect and honor towards someone who has died; (5) failure to write a letter to someone, telephone them etc. obviously, we must consider

24、the actual situation to explain the proper meaning of silence.in encyclopedic dictionary of applied linguistics: a handbook for language teaching (johnson & h 2003: 287-288), the notion of silence in communication is, as the case of speech, rule-governed, and it is also variable and cultural specifi

25、c.to have a better understanding and conductive study, bruneau (1973:36) defined silence in three forms: psycholinguistic silence; interactive silence and socio-cultural silence. considering the human communication functions, every type has its particular definition.as this paper aims to study stude

26、nts silence in efl classroom, the definition of the interactive silences will be the core part. interactive silence is the pausal interruption in dialogue, conversation, discussion, debate, etc. they can be related to affective, interpersonal relationships between people as well as to the exchange o

27、f information and/or problem solving (bruneau 1973:29).1.2 the characteristics of silence if the ambiguous aspects of silence may be concluded clearly, further studies in this area can be made more smoothly. in high-context culture, silence usually indicates positive meaning, and it is a special way

28、 to communicate. however, in low-context culture, silence is negative for the most part, and it is considered as a lack of communication. jensen (1973:120-124) notes five different functions performed by silence. they are affecting, revelation, linkage, activating and judgmental. basically, silence

29、can be divided into two parts: positive silence and negative silence.1.2.1 positive silencesilence can affect people. in some embarrassing situation, silence offer people some time for reflection and buffering. nonverbal language can express the deepest fears and most intense joys. silence can be un

30、derstood as respect, acceptance or kindness in church or library .to sum up, silence, to some degrees, is the language of those strong passions: love, anger, surprise or fear. silence is a common strategy to manage tense situations, especially for highly emotional people, who try to avoid using some

31、 improper words or exposing their ignorance.silence has revelation function. it may impart some information while preventing the disclosure of other (jensen 1973:120). we can find clear implication in some situations. for example, silence can work as the conveyor of message in class, when students t

32、hink about the answers to questions, the teacher often choose to be silent. although the overall language environment is silent, students minds keep going on. we can call it revelation silence in this case. in some cases, a kind of silence is called “l(fā)inkage silence”. in the social culture, silence

33、can act as a bond among people. this kind of silence is positive as is used to maintain social space or prevent interruption. such as the situation that two strangers in elevators or crowded buses usually keep silent. this could also happen among intimate friends. they keep silent because they under

34、stand each other so well and there is no need putting thoughts into words. silence can lead to an assumption of assent and agreement with what has been said. the old sayings “silence is consent” expresses such meaning. to some degrees, silence can give us some hints from peoples response and help us

35、 make our judgment. 1.2.2 negative silencesilence can represent some negative feelings, such as hostility, defiance, coldness, scorn, or even hate. silence can represent dishonesty and lying. we all know at court, the jury and lawyers interpretation of the hesitant witness is often negative if they

36、keep silent. silence can communicate an attitude of thoughtfulness and consideration or an absence of thought or opinion (jensen 1973:123).silence has an activating function in efl classroom. in traditional teaching pattern, the teacher plays the role as the center of class and dominates the teachin

37、g procedure, while the students are silent listeners or readers lacking of their own thoughts. with the promotion of new college english curriculum requirements, modern classrooms require students to play the major roles. interactive class should be teachers silence more than those of students. teac

38、hers should change their authoritative roles and create students-centered classroom settings. silence can also be interpreted as disagreement and resentment (jensen 1973:121). besides this, silence also stands for dissent, or reservation and potential action. it will hinder the fluent communication.

39、according to what has analyzed above, it can be concluded that “silence can perform a number of highly significant communicative functions” (jensen 1973). however, the exactly meaning of silence should be embedded in the context. in other words, silence functions either positively or negatively, whi

40、ch should depend on the concrete context. whats more, positive silence can transfer into negative silence in efl class if the teachers failure to stimulate the students in correct direction.1.3 classification of silence(1) bruneaus classification of silence.silence is to speech as the white of this

41、paper to this print (bruneau 1973:18). to have further study on silence, bruneau summarizes three forms of silence as following: (a) interactive silences. interactive silence is the interruption in dialogue, conversation, discussion, debate, etc. they can be related to affective, interpersonal relat

42、ionships between people as well as to the exchange of information and/or problem solving (bruneau 1973:29). compared with psycholinguistic, slow-time silences, interactive silences are longer. people can have second thoughts and make inferences, judgments and affective decisions in interactive silen

43、ces. in class context, the typical examples of interactive silences are interactions between teachers and students. after putting forward a question, teachers may keep silence while students are thinking about the given questions. when teachers are teaching theoretical knowledge, students keep silen

44、t throughout the process.(b) psycholinguistic silence. in a speech, hesitations often appear. in fact the hesitations in the speech are forms of silence. on the temporal sequence of speech, both encoders and decoders create necessary and variable impositions of slow-time. decoders intend to create m

45、ind-time (slow-time silence) for the decoding process. (c) socio-cultural silences.socio-cultural silence are those related to the characteristic manner in which entire social and cultural orders refrain from speech and manipulate both psycholinguistic and interactive silences (bruneau 1973:36). whe

46、n a teacher enters the classroom, students may turn to be silent immediately .the silence speaks, “we recognize and acknowledge your position by our silence.” thus, teachers operate with discipline codes. so it suggests that people use silence to show respectful acceptance for a social status. silen

47、ce is the expected response in many places, objects and events, such as churches, courtrooms, libraries, hospitals, schools, funeral, battle sites, etc.(2) kurzons classification of silencewith the adoption of grices distinction between natural and non-natural meaning, kurzon (1995:35-41) classifies

48、 silence into two categories as intentional and unintentional silence. intentional silence refers to silence intentionally used as a strategy, while the unintentional silence is caused unintentionally, because of extreme anxiety, embarrassment or panic (kurzon 1995:42). kurzon(1992:37) gave 3 modal

49、interpretations of silence: internal (willingness): i will/ shall not speak. 1) intentional: external: i must/ may not speak.2) unintentional: “i cannot speak” or “i am not able to speak”.the intentional silence is internal for the silent person that means the speakers decide not to voice by themsel

50、ves. on the other hand, external silence with the meaning of “i must/may not speak” implies an external reason that forces the person not to voice. unintentional silence is supposed to be explained as “i cannot speak” or “i am not able to speak”, which can be resulted from psychological inhibitions

51、that may prevent students from speaking out their ideas in class.1.4 relationship between silence and speech in order to expand the framework for students participation and have better understanding on how students perceive and approach learning in efl class, the comparative analysis should be made

52、between binary thinking about the speech and silence in efl class and the existing philosophical literature on the relationship between speech and silence.some creative works on speech and silence outline fundamental philosophical thoughts about the important role that silence plays in communication

53、. silence, like speech, can function as a means through which meaning and knowledge are constructed (acheson 2008b). thus, rather than regarding silence negatively as the absence of speech, silence ought to be recognized as an embodied and active, not passive, gesture (acheson 2008a). in fact, silen

54、ces can serve communicative functions (acheson 2008a&2008b)the relationship between silence and speech doesnt completely opposite to each other, instead, it is far more complex and complicated because silence is intertwined with discourse. just as jaworski (1993:34) noted, “silence and speech do not

55、 stand in total opposition to each other, but form a continuum of forms ranging from the most prototypical instances of silence to the most prototypical instances of speech” according to the argument from jaworski(1993:17) that regarding silence only as a background to speech would be a drastic over

56、simplification. “silence and speech are two intersecting and equally relevant communication categories” the other perspective is that speech and silence form a dialectical relationship with one another. clair (1998: xiii) argued that silence and voice “should be thought of less as bifurcated concept

57、s and more as self-contained opposites”. she explained, “silent practices are pervasive and interwoven with linguistic practices” (1998:20) more specifically, “silence and discourse are bound up in innumerable ways. their many nuanced meanings and functions are woven together into a complex tapestry

58、” (1998:38) 1.5 the current situation of silence study at home and abroad1.5.1 studies at homechinese students silence in efl class has already drawn many chinese language scholars attention. the case of oversea chinese students silence in efl class provides breakthrough in the study area. from the investigation of three chinese students in american classroom, liu (2002:38) makes an analysis on the basis of interview and observation data. she finds asian students participation code is closely influenced by five major categories: pedagogical factors (e.g. teaching patterns, partic

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